0001062993-23-011854.txt : 20230519 0001062993-23-011854.hdr.sgml : 20230519 20230519170527 ACCESSION NUMBER: 0001062993-23-011854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bullwinkle David E CENTRAL INDEX KEY: 0001678634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 23941386 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-17 0000031235 EASTMAN KODAK CO KODK 0001678634 Bullwinkle David E C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 CFO and Senior Vice President 0 Common Stock, par value $.01 62983 D Restricted Stock Units 0 2023-05-17 4 A 0 50000 0 A Common Stock, par value $.01 50000 50000 D Performance Stock Units 0 2023-05-17 4 A 0 50000 0 A Common Stock, par value $.01 50000 50000 D Stock Option (Right to Buy) 3.03 2029-02-19 Common Stock, par value $.01 15000 15000 D Stock Option (Right to Buy) 4.53 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 6.03 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 12.0 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 16.24 2026-06-30 Common Stock, par value $.01 45942 45942 D Stock Option (Right to Buy) 12.5 2027-09-13 Common Stock, par value $.01 355330 355330 D Stock Option (Right to Buy) 3.9 2028-12-03 Common Stock, par value $.01 72017 72017 D These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026. These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price. This option vested one-third on each of 7/27/2021 and 7/27/2022 and vests one-third on 7/27/2023. This option has fully vested as of the date of this report. /s/ Roger W. Byrd, Attorney-in-Fact for David E. Bullwinkle 2023-05-19