0001062993-23-007551.txt : 20230323 0001062993-23-007551.hdr.sgml : 20230323 20230323163535 ACCESSION NUMBER: 0001062993-23-007551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230323 FILED AS OF DATE: 20230323 DATE AS OF CHANGE: 20230323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Philippe D CENTRAL INDEX KEY: 0001579836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 23756736 MAIL ADDRESS: STREET 1: 160 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-03-23 0000031235 EASTMAN KODAK CO KODK 0001579836 Katz Philippe D C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 1 0 0 Common Stock, par value $.01 2023-03-23 4 P 0 10000 3.85 A 152496 D Common Stock, par value $.01 2522011 I Owned by KF Investors LLC Common Stock, par value $.01 1569870 I Owned by Momar Corporation Common Stock, par value $.01 7598 I Owned by United Equities Commodities Company Common Stock, par value $.01 87720 I Owned by Marneu Holding Company Common Stock, par value $.01 48875 I Owned by 111 John Realty Corp. Phantom Stock 0 Common Stock, par value $.01 60510 60510 D Restricted Stock Units 0 Common Stock, par value $.01 22075 22075 D Stock Option (Right to Buy) 3.03 2030-05-19 Common Stock, par value $.01 25297 25297 D Stock Option (Right to Buy) 4.53 2030-05-19 Common Stock, par value $.01 7699 7699 D Stock Option (Right to Buy) 6.03 2030-05-19 Common Stock, par value $.01 7699 7699 D Stock Option (Right to Buy) 12.0 2030-05-19 Common Stock, par value $.01 4400 4400 D Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein. Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein. Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein. Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders, except as otherwise provided in the award notice. This option has fully vested as of the date of this report. /s/ Roger W. Byrd, Attorney-in-Fact for Philippe D. Katz 2023-03-23