0001062993-23-005113.txt : 20230228 0001062993-23-005113.hdr.sgml : 20230228 20230228163738 ACCESSION NUMBER: 0001062993-23-005113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230226 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTINENZA JAMES V CENTRAL INDEX KEY: 0001197594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 23686186 MAIL ADDRESS: STREET 1: C/O ARCH WIRELESS INC STREET 2: 1800 WEST PARK DR #250 CITY: WESTBOROUGH STATE: MA ZIP: 01581 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-26 0000031235 EASTMAN KODAK CO KODK 0001197594 CONTINENZA JAMES V C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Executive Chairman and CEO Common Stock, par value $.01 2023-02-26 4 M 0 100000 0 A 964369 D Common Stock, par value $.01 2023-02-26 4 M 0 100000 0 A 1064369 D Restricted Stock Units 0 2023-02-26 4 M 0 100000 0 D Common Stock, par value $.01 100000 100000 D Restricted Stock Units 0 2023-02-26 4 M 0 100000 0 D Common stock, par value $.01 100000 200000 D Restricted Stock Units 0 2023-02-26 4 A 0 300000 0 A Common stock, par value $.01 300000 300000 D Phantom Stock 0 Common Stock, par value $.01 241589 241589 D Stock Option (Right to Buy) 3.03 2029-02-19 Common Stock, par value $.01 981707 981707 D Stock Option (Right to Buy) 4.53 2029-02-19 Common Stock, par value $.01 298780 298780 D Stock Option (Right to Buy) 6.03 2029-02-19 Common Stock, par value $.01 298780 298780 D Stock Option (Right to Buy) 12 2029-02-19 Common Stock, par value $.01 170733 170733 D Stock Option (Right to Buy) 3.03 2029-02-19 Common Stock, par value $.01 1150000 1150000 D Stock Option (Right to Buy) 4.53 2029-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 6.03 2029-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 12.00 2029-02-19 Common Stock, par value $.01 200000 200000 D These restricted stock units convert into common stock on a one-for-one basis. 100,000 restricted stock units vested on 2/26/2023 and, except as otherwise provided in the award notice, the remaining restricted stock units will vest on 2/26/2024. 100,000 restricted stock units vested on 2/26/2023 and, except as otherwise provided in the award notice, the remaining restricted stock units will vest in substantially equal installments on each of 2/26/2024 and 2/26/2025. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2024, 2/26/2025 and 2/26/2026. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. This option is fully vested as of the date of this report. /s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza 2023-02-28