0001062993-23-004264.txt : 20230221 0001062993-23-004264.hdr.sgml : 20230221 20230221164524 ACCESSION NUMBER: 0001062993-23-004264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New Jason Griffin CENTRAL INDEX KEY: 0001443769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 23648885 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-16 0000031235 EASTMAN KODAK CO KODK 0001443769 New Jason Griffin C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Common Stock, par value $.01 85894 D Restricted Stock Units 0 Common Stock, par value $.01 22075 22075 D Stock Option (Right to Buy) 3.03 2023-02-16 4 D 0 21081 D 2027-05-19 Common Stock, par value $.01 21081 0 D Stock Option (Right to Buy) 3.03 2023-02-16 4 A 0 21081 A 2030-05-19 Common Stock, par value $.01 21081 21081 D Stock Option (Right to Buy) 4.53 2023-02-16 4 D 0 6416 D 2027-05-19 Common Stock, par value $.01 6416 0 D Stock Option (Right to Buy) 4.53 2023-02-16 4 A 0 6416 A 2030-05-19 Common Stock, par value $.01 6416 6416 D Stock Option (Right to Buy) 6.03 2023-02-16 4 D 0 6416 D 2027-05-19 Common Stock, par value $.01 6416 0 D Stock Option (Right to Buy) 6.03 2023-02-16 4 A 0 6416 A 2030-05-19 Common Stock, par value $.01 6416 6416 D Stock Option (Right to Buy) 12 2023-02-16 4 D 0 3666 D 2027-05-19 Common Stock, par value $.01 3666 0 D Stock Option (Right to Buy) 12 2023-02-16 4 A 0 3666 A 2030-05-19 Common Stock, par value $.01 3666 3666 D These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders, except as otherwise provided in the award notice. The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. /s/ Roger W. Byrd, Attorney-in-fact for Jason Griffin New 2023-02-21