0001062993-23-004261.txt : 20230221 0001062993-23-004261.hdr.sgml : 20230221 20230221164329 ACCESSION NUMBER: 0001062993-23-004261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byrd Roger W. CENTRAL INDEX KEY: 0001764007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 23648859 MAIL ADDRESS: STREET 1: C/O EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-16 0000031235 EASTMAN KODAK CO KODK 0001764007 Byrd Roger W. C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 General Counsel, Sec., SVP Common Stock, par value $.01 39292 D Stock Option (Right to Buy) 3.03 2023-02-16 4 D 0 15000 D 2026-02-19 Common Stock, par value $.01 15000 0 D Stock Option (Right to Buy) 3.03 2023-02-16 4 A 0 15000 A 2029-02-19 Common Stock, par value $.01 15000 15000 D Stock Option (Right to Buy) 4.53 2023-02-16 4 D 0 10000 D 2026-02-19 Common Stock, par value $.01 10000 0 D Stock Option (Right to Buy) 4.53 2023-02-16 4 A 0 10000 A 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 6.03 2023-02-16 4 D 0 10000 D 2026-02-19 Common Stock, par value $.01 10000 0 D Stock Option (Right to Buy) 6.03 2023-02-16 4 A 0 10000 A 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 12 2023-02-16 4 D 0 10000 D 2026-02-19 Common Stock, par value $.01 10000 0 D Stock Option (Right to Buy) 12 2023-02-16 4 A 0 10000 A 2029-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 3.09 2023-02-16 4 D 0 89744 D 2026-01-15 Common Stock, par value $.01 89744 0 D Stock Option (Right to Buy) 3.09 2023-02-16 4 A 0 89744 A 2029-01-15 Common Stock, par value $.01 89744 89744 D Stock Option (Right to Buy) 12.50 2023-02-16 4 D 0 30457 D 2024-09-13 Common Stock, par value $.01 30457 0 D Stock Option (Right to Buy) 12.50 2023-02-16 4 A 0 30457 A 2027-09-13 Common Stock, par value $.01 30457 30457 D The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date. The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested. The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested. /s/ Roger W. Byrd 2023-02-21