0001062993-23-004261.txt : 20230221
0001062993-23-004261.hdr.sgml : 20230221
20230221164329
ACCESSION NUMBER: 0001062993-23-004261
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230216
FILED AS OF DATE: 20230221
DATE AS OF CHANGE: 20230221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Byrd Roger W.
CENTRAL INDEX KEY: 0001764007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 23648859
MAIL ADDRESS:
STREET 1: C/O EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-02-16
0000031235
EASTMAN KODAK CO
KODK
0001764007
Byrd Roger W.
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
General Counsel, Sec., SVP
Common Stock, par value $.01
39292
D
Stock Option (Right to Buy)
3.03
2023-02-16
4
D
0
15000
D
2026-02-19
Common Stock, par value $.01
15000
0
D
Stock Option (Right to Buy)
3.03
2023-02-16
4
A
0
15000
A
2029-02-19
Common Stock, par value $.01
15000
15000
D
Stock Option (Right to Buy)
4.53
2023-02-16
4
D
0
10000
D
2026-02-19
Common Stock, par value $.01
10000
0
D
Stock Option (Right to Buy)
4.53
2023-02-16
4
A
0
10000
A
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
6.03
2023-02-16
4
D
0
10000
D
2026-02-19
Common Stock, par value $.01
10000
0
D
Stock Option (Right to Buy)
6.03
2023-02-16
4
A
0
10000
A
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
12
2023-02-16
4
D
0
10000
D
2026-02-19
Common Stock, par value $.01
10000
0
D
Stock Option (Right to Buy)
12
2023-02-16
4
A
0
10000
A
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
3.09
2023-02-16
4
D
0
89744
D
2026-01-15
Common Stock, par value $.01
89744
0
D
Stock Option (Right to Buy)
3.09
2023-02-16
4
A
0
89744
A
2029-01-15
Common Stock, par value $.01
89744
89744
D
Stock Option (Right to Buy)
12.50
2023-02-16
4
D
0
30457
D
2024-09-13
Common Stock, par value $.01
30457
0
D
Stock Option (Right to Buy)
12.50
2023-02-16
4
A
0
30457
A
2027-09-13
Common Stock, par value $.01
30457
30457
D
The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.
The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.
The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.
/s/ Roger W. Byrd
2023-02-21