0000899243-16-031851.txt : 20161018
0000899243-16-031851.hdr.sgml : 20161018
20161018170048
ACCESSION NUMBER: 0000899243-16-031851
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150501
FILED AS OF DATE: 20161018
DATE AS OF CHANGE: 20161018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO SPECIAL SITUATIONS OVERSEAS FUND LTD.
CENTRAL INDEX KEY: 0001338697
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161941326
BUSINESS ADDRESS:
STREET 1: C/O INTERTRUST FUND SVCS. (CAYMAN) LTD.
STREET 2: 190 ELGIN AVENUE, GEORGE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9005
BUSINESS PHONE: (345) 943-3100
MAIL ADDRESS:
STREET 1: C/O INTERTRUST FUND SVCS. (CAYMAN) LTD.
STREET 2: 190 ELGIN AVENUE, GEORGE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9005
FORMER NAME:
FORMER CONFORMED NAME: GSO SPECIAL SITUATIONS OVERSEAS FUND LTD
DATE OF NAME CHANGE: 20050914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Special Situations Overseas Master Fund Ltd.
CENTRAL INDEX KEY: 0001464748
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161941327
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125032100
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Special Situations Fund LP
CENTRAL INDEX KEY: 0001338240
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161941328
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 503-2166
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10154
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-01
0
0000031235
EASTMAN KODAK CO
KODK
0001338240
GSO Special Situations Fund LP
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001464748
GSO Special Situations Overseas Master Fund Ltd.
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001338697
GSO SPECIAL SITUATIONS OVERSEAS FUND LTD.
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
Common Stock
2015-05-01
4
J
0
3145099
19.37
D
0
D
Common Stock
2015-05-01
4
J
0
2958768
19.37
D
0
D
125% Warrants
14.93
2015-05-01
4
J
0
41721
5.40
D
2013-09-03
2018-09-03
Common Stock
41721
0
D
135% Warrants
16.12
2015-05-01
4
J
0
38851
4.90
D
2013-09-03
2018-09-03
Common Stock
38851
0
D
125% Warrants
14.93
2015-05-01
4
J
0
41721
5.40
D
2013-09-03
2018-09-03
Common Stock
41721
0
D
135% Warrants
16.12
2015-05-01
4
J
0
38851
4.90
D
2013-09-03
2018-09-03
Common Stock
38851
0
D
Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP.
Reflects securities previously held directly by GSO Special Situations Fund LP.
Reflects securities previously held directly by GSO Special Situations Overseas Master Fund Ltd. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. (collectively with GSO Special Situations Master Fund LP, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., the "GSO Funds").
GSO Capital Partners LP is the investment manager or advisor of each of GSO Special Situations LP, GSO Special Situations Overseas Master Fund Ltd., GSO Special Situations Overseas Master Fund Ltd. and GSO Special Situations Master Fund LP.
GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by the GSO Funds.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
GSO SPECIAL SITUATIONS FUND LP, By: GSO Capital Partners LP, its investment advisor, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2016-10-18
GSO SPECIAL SITUATIONS OVERSEAS MASTER FUND LTD., By: GSO Capital Partners LP, its investment advisor, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2016-10-18
GSO SPECIAL SITUATIONS OVERSEAS FUND LTD., By: GSO Capital Partners LP, its investment advisor, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2016-10-18