0000891839-20-000218.txt : 20200729 0000891839-20-000218.hdr.sgml : 20200729 20200729192133 ACCESSION NUMBER: 0000891839-20-000218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200727 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTINENZA JAMES V CENTRAL INDEX KEY: 0001197594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 201058544 MAIL ADDRESS: STREET 1: C/O ARCH WIRELESS INC STREET 2: 1800 WEST PARK DR #250 CITY: WESTBOROUGH STATE: MA ZIP: 01581 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-07-27 0000031235 EASTMAN KODAK CO KODK 0001197594 CONTINENZA JAMES V C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Executive Chairman and CEO Common Stock, par value $.01 650000 D Stock Option (Right to Buy) 3.03 2020-07-27 4 A 0 981707 0 A 2026-02-19 Common Stock, par value $.01 981707 981707 D Stock Option (Right to Buy) 4.53 2020-07-27 4 A 0 298780 0 A 2026-02-19 Common Stock, par value $.01 298780 298780 D Stock Option (Right to Buy) 6.03 2020-07-27 4 A 0 298780 0 A 2026-02-19 Common Stock, par value $.01 298780 298780 D Stock Option (Right to Buy) 12 2020-07-27 4 A 0 170733 0 A 2026-02-19 Common Stock, par value $.01 170733 170733 D Stock Option (Right to Buy) 3.03 2026-02-19 Common Stock, par value $.01 1150000 1150000 D Stock Option (Right to Buy) 4.53 2026-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 6.03 2026-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 12.00 2026-02-19 Common Stock, par value $.01 200000 200000 D Phantom Stock 0 Common Stock, par value $.01 241589 241589 D These options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted. This option is fully vested as of the date of this report. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. /s/ Roger W. Byrd, Attorney-in-fact for James V. Continenza 2020-07-29