0000891839-20-000027.txt : 20200110 0000891839-20-000027.hdr.sgml : 20200110 20200110163455 ACCESSION NUMBER: 0000891839-20-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200108 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parrett William G CENTRAL INDEX KEY: 0001418280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 20521476 MAIL ADDRESS: STREET 1: THE BLACKSTONE GROUP L.P. STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-08 0000031235 EASTMAN KODAK CO KODK 0001418280 Parrett William G C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Common Stock, par value $.01 15683 D Restricted Stock Units 0 2020-01-08 4 A 0 46729 0 A Common Stock, par value $.01 46729 46729 D Restricted Stock Units 0 2020-01-08 4 D 0 52817 0 D 2020-01-08 2020-01-08 Common Stock, par value $.01 52817 0 D Phantom Stock 0 2020-01-08 4 A 0 52817 0 A Common Stock, par value $.01 52817 125336 D These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2020, Mr. Parrett deferred the receipt of 52,817 shares of common stock and received instead 52,817 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 52,817 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. /s/ Roger W. Byrd, Attorney-in-fact for William G. Parrett 2020-01-10