0000891839-17-000064.txt : 20170516 0000891839-17-000064.hdr.sgml : 20170516 20170516162216 ACCESSION NUMBER: 0000891839-17-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170512 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahe Eric-Yves CENTRAL INDEX KEY: 0001630350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 17848868 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-12 0000031235 EASTMAN KODAK CO KODK 0001630350 Mahe Eric-Yves EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock, par value $.01 2017-05-12 4 M 0 928 0 A 18868 D Restricted Stock Units 0 2018-04-28 Common Stock, par value $.01 2040 2040 D Restricted Stock Units 0 2017-05-12 4 M 0 928 0 D 2018-05-12 Common Stock, par value $.01 928 930 D Restricted Stock Units 0 2019-04-28 Common Stock, par value $.01 9471 9471 D Restricted Stock Units 0 2020-04-28 Common Stock, par value $.01 15910 15910 D Stock Option (Right to Buy) 20.44 2022-04-27 Common Stock, par value $.01 17508 17508 D Stock Option (Right to Buy) 17.95 2022-05-11 Common Stock, par value $.01 7003 7003 D Stock Option (Right to Buy) 12.32 2023-04-27 Common Stock, par value $.01 33461 33461 D Stock Option (Right to Buy) 11.00 2024-04-27 Common Stock, par value $.01 39683 39683 D These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date. This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date. This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date. This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date. This option vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. /s/ Sharon E. Underberg, Attorney-in-fact for Eric-Yves Mahe 2017-05-16