0000891839-16-000239.txt : 20160706 0000891839-16-000239.hdr.sgml : 20160706 20160706182002 ACCESSION NUMBER: 0000891839-16-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bullwinkle David E CENTRAL INDEX KEY: 0001678634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161755006 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-07-01 0000031235 EASTMAN KODAK CO KODK 0001678634 Bullwinkle David E EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 CFO and Senior Vice President Common Stock, par value $.01 7353 D Restricted Stock Units 0 2016-07-01 4 A 0 18473 0 A 2019-07-01 Common Stock, par value $.01 18473 18473 D Stock Option (Right to Buy) 16.24 2016-07-01 4 A 0 0 0 A 2023-07-01 Common Stock, par value $.01 0 0 D These restricted stock units, which convert into common stock on a one-to-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date. This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $300,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Bullwinkle will file an amendment to this report. /s/ Sharon E. Underberg, Attorney-in-fact for David E. Bullwinkle 2016-07-06