0000891839-16-000185.txt : 20160405 0000891839-16-000185.hdr.sgml : 20160405 20160405205801 ACCESSION NUMBER: 0000891839-16-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahe Eric-Yves CENTRAL INDEX KEY: 0001630350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161556395 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-01 0000031235 EASTMAN KODAK CO KODK 0001630350 Mahe Eric-Yves EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock, par value $.01 2016-04-01 4 M 0 3221 0 A 7215 D Restricted Stock Units 0 2016-04-01 4 A 0 3221 0 A 2016-04-01 2016-04-01 Common Stock, par value $.01 3221 3221 D Restricted Stock Units 0 2016-04-01 4 M 0 3221 0 D 2016-04-01 2016-04-01 Common Stock, par value $.01 3221 0 D Restricted Stock Units 0 2017-04-28 Common Stock, par value $.01 9988 9988 D Restricted Stock Units 0 2018-04-28 Common Stock, par value $.01 6116 6116 D Restricted Stock Units 0 2018-05-12 Common Stock, par value $.01 2786 2786 D Stock Option (Right to Buy) 20.44 2022-04-27 Common Stock, par value $.01 17508 17508 D Stock Option (Right to Buy) 17.95 2022-05-11 Common Stock, par value $.01 7003 7003 D These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest immediately. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/14 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/15 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/15 grant date. This option vests one-third on each of the first three anniversaries of the 4/28/15 grant date. This option vests one-third on each of the first three anniversaries of the 5/12/15 grant date. /s/ Karen M. Kelly, Attorney-in-fact for Eric-Yves Mahe 2016-04-05