SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kruchten Brad

(Last) (First) (Middle)
343 STATESTREET

(Street)
ROCHESTER NY 14650

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ EK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/16/2011 M 13,480.4(4) A $2.77 28,621.4 D
Common Stock 09/16/2011 F 4,883.4(1) D $2.77 23,738 D
Common Stock 26.6195 I By Trustee in ESOP
Common Stock 09/16/2011 M 13,757.92(4) A $2.77 24,745.95 I By Spouse
Common Stock 09/16/2011 F 4,983.92(1) D $2.77 19,762 I By Spouse
Common Stock 26.6195 I Spouse by trustee in spouse's ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $31.3 (2) 11/15/2011 Common Stock 9,250 9,250 D
Option (right to buy) $31.71 (2) 12/09/2011 Common Stock 4,200 4,200 D
Option (right to buy) $31.3 (2) 08/25/2012 Common Stock 5,000 5,000 D
Option (right to buy) $36.66 (2) 11/21/2012 Common Stock 11,875 11,875 D
Option (right to buy) $24.75 (2) 12/06/2012 Common Stock 4,800 4,800 D
Option (right to buy) $25.88 (2) 12/11/2013 Common Stock 13,110 13,110 D
Option (right to buy) $23.28 (2) 12/10/2014 Common Stock 34,740 34,740 D
Option (right to buy) $7.41 (2) 12/08/2015 Common Stock 75,540 75,540 D
Option (right to buy) $2.87 (2) 07/12/2016 Common Stock 15,000 15,000 D
Option (right to buy) $3.4 (2) 02/27/2018 Common Stock 84,390 84,390 D
Restricted Stock Units (5) 09/16/2011 M 13,480.4(4) 09/16/2011(3) 09/16/2011(3) Common Stock 13,480.4 $0 $0 D
Restricted Stock Units (5) 12/31/2011(3) 12/31/2011(3) Common Stock 9,561 9,561 D
Restrict Stock Units (5) (6) (6) Common Stock 125,360 125,360 D
Restricted Stock Units(7) (5) 12/31/2011(3) 12/31/2011(3) Common Stock 16,253.7 16,253.7 D
Restricted Stock Units (5) (8) (8) Common Stock 47,790 47,790 D
Option (right to buy) $31.3 (2) 11/15/2011 Common Stock 4,250 4,250 I By Spouse
Option (right to buy) $36.66 (2) 11/21/2012 Common Stock 5,500 5,500 I By Spouse
Option (right to buy) $23.99 (2) 04/16/2014 Common Stock 5,000 5,000 I By Spouse
Option (right to buy) $23.28 (2) 12/10/2014 Common Stock 14,370 14,370 I By Spouse
Option (right to buy) $7.41 (2) 12/08/2015 Common Stock 50,130 50,130 I By Spouse
Restricted Stock Units (5) 09/16/2011 M 13,757.92(4) 09/16/2011(3) 09/16/2011(3) Common Stock 13,757.92 $0 0 I By Spouse
Restricted Stock Units (5) 12/31/2011(3) 12/31/2011(3) Common Stock 6,345 6,345 I By Spouse
Restrict Stock Units (5) (6) (6) Common Stock 69,928 69,928 I By Spouse
Restricted Stock Units(7) (5) 12/31/2011(3) 12/31/2011(3) Common Stock 10,786.5 10,786.5 I By Spouse
Restricted Stock Units (5) (8) (8) Common Stock 26,657 26,657 I By Spouse
Explanation of Responses:
1. Payment of withholding taxes.
2. These options vest one-third on each of the first three anniversaries of the date of grant.
3. This is the date these restricted stock units will vest.
4. Vesting and distribution of shares of Restricted Stock Units.
5. These units convert on a one-to-one basis.
6. These units vest 50% on both the 3rd and 4th anniversary of the grant date.
7. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle.
8. These units vest one-third on each of the first three anniversaries of the date of grant.
Remarks:
Patrick M. Sheller as attorney-in-fact for Brad Kruchten 09/20/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.