Free Writing Prospectus

Filed Pursuant to Rule 433

Registration No. 333-190038

January 31, 2014

Equities Flow Derivatives Exchange Traded Funds (ETFs) Equities Assets (bn) Page US Indices: Broad-Based

Total Market Broad-Based, Large Cap Broad-Based, Mid Cap Broad-Based, Small Cap Broad-Based, Micro Cap Broad-Based $447.0 1 US Indices: Value Total Market Value, Large Cap Value, Mid Cap Value, Small Cap Value $69.2 1 US Indices: Growth Total Market Growth, Large Cap Growth, Mid Cap Growth, Small Cap Growth $77.6 1 Sectors

Consumer Discretionary, Consumer Staples, Energy, Financials, Healthcare, Industrials, Materials,

Multi-Sector, Real Estate, Technology, Telecommunications, Utilities, Water and Clean Energy $274.0 2

International Global, Asia Pacific, Europe, North America, Emerging Markets – Regional, Emerging Markets – General $315.4 4 Leveraged – Equities $15.2 6 Inverse – Equities $7.7 7 Dividend Domestic, International $100.4 7

FICC Fixed Income US Credit, US Government, Aggregate and Other, International, Municipal $230.0 9

Commodities $59.2 10 Currencies $3.4 11 Leveraged – FICC $1.0 11 Inverse – FICC $8.8 11 Specialty Active $10.6 13

Fundamental $8.4 13 Life Cycle and Allocation $1.2 13 Long/Short $0.4 13 Quantitative Domestic, International $30.6 13

Other $25.0 14 Exchange Traded Notes (ETNs) Commodities General, Specific $4.7 17 Currencies $0.1 17 Leveraged/Inverse $4.3 17 Volatility $2.4 18 Other $11.2 18 Contacts Index and Portfolio Desk Analysts Trading Gabi Baez

+1 212 526 9374 gabriela.baez@barclays.com Laura Magnani +1 212 526 0383 laura.magnani@barclays.com

William Prager +1 212 526 8979 william.prager@barclays.com Ryan Laffey +1 212 526 8979

ryan.laffey@barclays.com 1 All data and product names in this guide are derived from Bloomberg as of January 15, 2014. Full product names can be obtained in the relevant prospectuses relating to the

products. iPath, iPath ETNs, and the iPath logo are registered trademarks of Barclays Bank PLC. All other trademarks, servicemarks, or registered trademarks are the property

of their respective owners.

US ETF & ETN Guide1 January 2014 1,544 US listed products Total $1,708bn in ETF assets and ETNs issued

This Is Not a Product of Barclays Research. This Is a Product of Barclays Desk Analysts and Trading. For Institutional Investors Only. BARCLAYS

For the most current data on the equity derivatives markets, as well as online access to world-class analytics

tools, please visit the US VolCenter on Barclays Live at live.barclays.com (keyword: USVolCenter).

Equities 1

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security. Sym Name Bberg Index Assets ($MM) Avg Vol1

($MM) Opt.*

US Indices: Broad-Based Total Market Broad-Based VTI Vanguard Total Stock Mkt CRSPTMT $39,786 $226.4 ü IWV iShares Russell 3000 RU30INTR 5,481 24.9 ü VXF Vanguard Extended Market SPTRCMI 3,189 18.0 ü

SCHB Schwab US Broad Market DW25T 2,942 16.4 ü ITOT iShares Core S&P Total Mkt SPTRSUPR 1,054 7.2 ü

IYY iShares DJ US Index DJUS 846 2.5 THRK SPDR Russell 3000 RAY 565 0.7 ONEQ Fidelity NASDAQ Composite CCMP 315 2.6 VTHR Vanguard Russell 3000 RU30INTR 86 0.2 NYC iShares NYSE Composite NYA 71 0.3

NYCC PowerShares NYSE Century CENTURYT 3 0.5 Large Cap Broad-Based SPY SPDR S&P 500 SPX $172,940 $18,581.2 ü

IVV iShares S&P 500 SPTR 53,793 730.3 ü VOO Vanguard S&P 500 SPXT 15,330 188.7 ü DIA SPDR DJ Indust Avg INDU 12,407 1,001.8 ü IWB iShares Russell 1000 RU10INTR 8,780 49.8 ü RSP Guggenheim S&P 500 EW SPXEWI 6,666 52.0 ü

VV Vanguard LC CRSPLCT 4,730 12.4 ü OEF iShares S&P 100 SPTR100 4,238 69.3 ü SCHX Schwab US LC DWLT 2,395 13.4 ü MGC Vanguard Mega Cap CRSPMET 676 2.2 ü XLG Guggenheim Russell Top 50 RTOP50 545 2.4

JKD iShares Mrngstr LC MLCRT 442 1.4 VONE Vanguard Russell 1000 RU10INTR 277 1.2 EUSA iShares MSCI USA GDDUUS 137 1.3 IWL iShares Russell T200 RUTPINTR 76 0.2 EWRI Guggenheim Russell 1000 EW RU1ELCTR 72 0.3 NY iShares NYSE 100 NYID 68 0.2 ONEK SPDR Russell 1000 RIY 44 0.1 Mid Cap Broad-Based IJH iShares S&P MC 400 SPTRMDCP $23,225 $171.3 ü MDY SPDR S&P MC 400 MID 15,025 545.8 ü IWR iShares Russell MC RUMCINTR 9,378 28.5 ü VO Vanguard MC CRSPMIT 6,823 24.9 ü SCHM Schwab US MC DWMT 893 5.9 ü

IVOO Vanguard S&P MC 400 SPTRMDCP 268 1.4 JKG iShares Mrngstr MC MMCRT 242 0.8 EWRM Guggenheim Russell MC EW RUMEMCTR 92 0.4 RSCO SPDR Russell SC Complete RSCC 83 0.6 Small Cap Broad-Based IWM iShares Russell 2000 RU20INTR $26,035 $3,719.1 ü

IJR iShares S&P SC 600 SPTRSMCP 14,368 90.2 ü VB Vanguard SC CRSPSCT 8,354 35.4 ü SCHA Schwab US SC DWST 1,952 12.7 ü SLY SPDR S&P SC 600 SML 441 2.6 VTWO Vanguard Russell 2000 RU20INTR 352 4.3 ü JKJ iShares Mrngstr SC MSCRT 213 0.7 VIOO Vanguard S&P SC 600 SPTRSMCP 137 1.0 TWOK SPDR Russell 2000 RTY 63 0.6 EWRS Guggenheim Russell 2000 EW RU2ESCTR 32 0.4 Micro Cap Broad-Based IWC iShares Micro-cap RUMRINTR $925 $10.5 ü

FDM First Trust DJ Sel MicroCap DJSM 91 1.0 Sym Name Bberg Index Assets ($MM) Avg Vol1 ($MM) Opt.* US Indices: Broad-Based (continued) Micro Cap Broad-Based (continued) PZI PwrShrs Zacks MicroCap ZAX $58 $0.2 WMCR Wilshire Micro-Cap W5KMICRO 48 0.2 US Indices: Value Total Market Value IWW iShares Russell 3000 Value RU30VATR $575 $4.5 Large Cap Value IWD iShares Russell 1000 Value RU10VATR $20,828 $119.9 ü VTV Vanguard Value CRSPLCVT 12,553 43.1 ü

IVE iShares S&P 500 Value SPTRSVX 6,505 41.0 ü SCHV Schwab US LC Value DWLVT 837 4.2 ü MGV Vanguard Mega Cap Value CRSPMEVT 671 2.8 ü RPV Guggenheim S&P 500 PureVal SPXPV 567 4.8 ü JKF iShares Mrngstr LC Value MLVLT 274 2.3 VONV Vanguard Russell 1000 Val RU10VATR 186 1.2 SPYV SPDR S&P 500 Value SPTRSVX 181 0.9 VOOV Vanguard S&P 500 Val SPTRSVX 139 0.7 IWX iShares Russell T200 Value RUTPVATR 125 0.6 Mid Cap Value IWS iShares Russell MC Value RUMCVATR $5,580 $22.3 ü IJJ iShares S&P MC 400 Value MIDV 3,616 12.4 ü VOE Vanguard MC Value CRSPMIVT 2,297 9.0 ü JKI iShares Mrngstr MC Value MMVLT 166 0.8 RFV Guggenheim S&P 400 PureVal SPMPV 90 0.6

MDYV SPDR S&P MC 400 Value SPTRMV 76 0.6 IVOV Vanguard S&P MC 400 Val SPTRMV 49 0.6

Small Cap Value IWN iShares Russell 2000 Value RU20VATR $5,942 $87.7 ü VBR Vanguard SC Value CRSPSCVT 3,931 10.8 ü

IJS iShares S&P SC 600 Value SMLV 3,111 11.2 ü JKL iShares Mrngstr SC Value MSVLT 351 1.2

SLYV SPDR S&P SC 600 Value SPTRSV 260 1.1 RZV Guggenheim S&P 600 PureVal SPSPV 174 1.2 VTWV Vanguard Russell 2000 Val RU20VATR 60 0.3 VIOV Vanguard S&P SC 600 Val SPTRSV 52 0.6 US Indices: Growth Total Market Growth

IWZ iShares Russell 3000 Gro RU30GRTR $491 $1.8 Large Cap Growth IWF iShares Russell 1000 Gro RU10GRTR $22,599 $134.4 ü VUG Vanguard Growth CRSPLCGT 13,390 49.1 ü IVW iShares S&P 500 Growth SPTRSGX 9,531 45.7 ü

MGK Vanguard Mega Cap Growth CRSPMEGT 1,239 5.0 ü SCHG Schwab US LC Growth DWLGT 1,129 5.4 ü

RPG Guggenheim S&P 500 PureGro SPXPG 1,004 5.9 JKE iShares Mrngstr LC Growth MLGRT 530 2.4 IWY iShares Russell T200 Growth RUTPGRTR 447 1.0 SPYG SPDR S&P 500 Growth SPTRSGX 334 1.1 VONG Vanguard Russell 1000 Gro RU10GRTR 232 1.3 VOOG Vanguard S&P 500 Growth SPTRSGX 204 0.9 Mid Cap Growth IWP iShares Russell MC Growth RUMCGRTR $4,794 $22.6 ü IJK iShares S&P MC 400 Growth MIDG 4,521 22.0 ü Exchange Traded Funds (ETFs) Equities

2 | US ETF & ETN Guide January 2014

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name Bberg Index Assets ($MM) Avg Vol1 ($MM) Opt.* US Indices: Growth (continued) Mid Cap Growth (continued) VOT Vanguard MC Growth CRSPMIGT $1,895 $7.4 ü RFG Guggenheim S&P 400 PureGro SPMPG 816 2.8 IVOG Vanguard S&P MC 400 Gro SPTRMG 246 1.2 JKH iShares Mrngstr MC Growth MMGRT 194 0.7 MDYG SPDR S&P MC 400 Growth SPTRMG 146 1.6 Small Cap Growth IWO iShares Russell 2000 Gro RU20GRTR $6,473 $130.5 ü VBK Vanguard SC Growth CRSPSCGT 3,690 16.9 ü IJT iShares S&P SC 600 Growth SMLG 2,886 20.8 ü SLYG SPDR S&P SC 600 Growth SPTRSG 357 1.9

JKK iShares Mrngstr SC Growth MSGRT 140 0.8 RZG Guggenheim S&P 600 PureGro SPSPG 119 0.7 VTWG Vanguard Russell 2000 Gro RU20GRTR 110 1.1 VIOG Vanguard S&P SC 600 Gro SPTRSG 46 0.7 Sectors Consumer Discretionary XLY Cons Discret Sector SPDR IXY $7,277 $316.8 ü XHB SPDR S&P Homebuilders SPSIHOTR 1,976 151.4 ü ITB iShares US Home Constr DJSHMBT 1,615 125.9 ü VCR Vanguard Cons Discret M2US5CDI 1,458 11.2 ü FXD First Trust Cons Discr STRQCD 1,081 7.4 ü XRT SPDR S&P Retail SPSIRETR 979 257.7 ü IYC iShares US Cons Svcs DJUSCYT 529 3.4 PBS PowerShares Dyn Media DZMTR 326 3.2 RXI iShares Glb Cons Discr SGDNW 267 2.7 PEJ PwrShrs Dyn Leisure & Ent DZLTR 200 1.9

RCD Guggenheim S&P 500 EW CD S25 157 1.3 PSCD PwrShr S&P SC Cons Dis SPSU6CDT 124 0.6 PKB PwrShrs Dyn Build & Constr DWCTR 104 0.7 BJK Market Vectors-Gaming MVBJKTR 85 1.1 ü CARZ Frst Trst NASDAQ Global Auto QAUTO 54 1.0

RTH Market Vectors Retail MVRTHTR 40 2.7 ü FDIS Fidelity MSCI Cons Discret M2US0CDI 40 1.2 PMR PowerShares Dyn Retail DWRTR 37 0.5 PEZ PwrShrs Dyn Cons Discr EZZTR 25 0.1 IPD SPDR S&P Intl Cons Discret SPBMUCUP 24 0.2

EMDI iShares MSCI EM ConsDisc M1EF0CD 5 0.1 AXDI iShrs MSCI ACWIxUS ConsDisc MSWDUCDN 4 0.0

Consumer Staples XLP Cons Staples Sector SPDR IXR $6,824 $329.0 ü VDC Vanguard Cons Staples M2US5CSI 1,652 6.9 ü

FXG First Trust Cons Staples STRQCS 947 8.6 ü KXI iShares Glb Cons Stap SGCSNW 634 3.8 ü IYK iShares US Cons Goods DJUSNCT 468 1.9 PBJ PwrShrs Dyn Food & Bev DZFTR 227 1.8 ü RHS Guggenheim S&P 500 EW CS S30 90 0.7

PSCC PwrShr S&P SC Cons St SPSU6CST 58 0.6 PSL PowerShares Dyn Cons Stap EZSTR 39 0.4

IPS SPDR S&P Intl Cons Stap SPBMU3UP 37 0.1 FSTA Fidelity MSCI Cons Staples M2US0CSI 31 0.7

AXSL iShrs MSCI ACWIxUS Cons St MSWDUCSN 8 0.0 Energy

XLE Energy Sector SPDR IXE $8,175 $814.5 ü

VDE Vanguard Energy M2US5ENI 2,504 12.3 ü

IYE iShares US Energy DJUSENT 1,619 23.3 ü Sym Name Bberg Index Assets ($MM) Avg Vol1 ($MM) Opt.*

Sectors (continued) Energy (continued) OIH Market Vectors Oil Service MVOIHTR $1,476 $175.8 ü IXC iShares Glb Energy SGESNW 989 6.0 ü XOP SPDR S&P Oil & Gas E&P SPSIOPTR 705 306.7 ü IEZ iShares US Oil Eqp&Svc DJSOEST 507 5.1 ü

FCG First Trust ISE Nat Gas FUM 449 9.2 ü IEO iShares US O&G E&P DJSOEPT 429 9.2 ü

FXN First Trust Energy STRQEN 353 3.4 XES SPDR S&P O&G Equip&Svcs SPSIOS 302 2.5 ü PXI PowerShares Dyn Energy EZKTR 175 1.0 KOL Market Vectors-Coal MVKOLTR 144 2.2 ü PXJ PwrShrs Dyn Oil & Gas Svcs DWOTR 123 0.9 ü

PXE PwrShrs Dyn Energy E&P DWETR 110 1.3 NLR Mkt Vect Nuclear Energy DXNE 74 0.3 RYE Guggenheim S&P 500 EW Ener S10 47 0.3 FRAK MktVctrs Unconventional O&G MVFRAKTR 46 0.7 ü PSCE PwrShr S&P SC Energy SPSU6ET 45 0.7

ENY Guggenheim Canada Energy SPTXHU 44 0.2 FENY Fidelity MSCI Energy M2US0ENI 29 1.0

GNAT WisdomTree Glb Natl Resour WTIDGNRT 23 0.1 IPW SPDR S&P Intl Energy SPBMU1UP 13 0.2

NUCL iShares Glb Nuclr Ener SPGTNEN 9 0.1 AXEN iShrs MSCI ACWIxUS Energy MSWDUENN 5 0.1

FILL iShrs MSCI Glb Energy Prod M1WDSEPI 5 0.1 CHIE Global X China Energy CHIE 4 0.1 IOIL IQ Global Oil SC IQSMOILT 2 0.1 EMEY iShares MSCI EM Energy MXEF5EN 2 0.1 Financials

XLF Financial Sector SPDR IXM $17,207 $768.2 ü KRE SPDR S&P Regional Bank SPSIRBK 2,781 100.0 ü KBE SPDR S&P Bank SPSIBK 2,476 39.0 ü VFH Vanguard Financials M2US5FNI 1,768 8.0 ü IYF iShares US Financial DJUSFNT 1,354 18.6 ü FXO First Trust Financial STRQFN 671 5.8 ü IYG iShares US Finan Svcs DJUSFV 640 5.7 ü

IAT iShares US Reg Banks DJSRBKT 472 4.8 ü EUFN iShares MSCI Europe Fin MXEU0FN 441 4.7 ü KIE SPDR S&P Insurance SPSIINS 397 8.9 ü IXG iShares Glb Financials SGFSNW 333 2.7 IAI iShares US Broker Dlrs DJSINVT 243 2.7 ü

KBWB PowerShares KBW Bank BKXTR 201 4.7 ü IAK iShares US Insurance DJSINST 164 1.3

KCE SPDR S&P Capital Markets SPSICM 162 1.9 ü PSCF PwrShr S&P SC Finance SPSU6FT 107 0.4

RYF Guggenheim S&P 500 EW Fin S40 76 0.9 QABA Frst Trst NQ ABA Comm Bk ABQI 57 0.5

KBWR PowerShares KBW Reg Bank KRXTR 49 0.6 FNCL Fidelity MSCI Financials M2US0FNI 47 1.3

CHIX Global X China Financials CHIF 46 1.0 ü PFI PowerShares Dyn Financial EZFTR 32 0.2

RWW RevenueShares Financial REVWFINT 32 0.4

KBWP PowerShares KBW Prop&Cas KPXTR 17 0.2 RKH Market Vectors Bank & Brkr MVRKHTR 16 0.1 ü

KBWI PowerShares KBW Insurance KIXTR 13 0.2 KBWC PowerShares KBW Cap Mkts KSXTR 12 0.1

IPF SPDR S&P Intl Financials SPBMU4UP 9 0.1 KME SPDR S&P Mortgage Finance SPSIMF 8 0.1

FEFN iShares MSCI Far East Fin MXFA0FN 6 0.0 EMFN iShares MSCI EM Financials MXEF0FN 6 0.0

Exchange Traded Funds (ETFs) Equities

3

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

Sectors (continued)

Financials (continued)

AXFN iShares MSCI ACWI exUS Fin MXWDUFN $5 $0.1

KBWX PowerShares KBW Intl Finan KGXTR 3 0.0

BRAF Global X Brazil Financials SOLBZLX 2 0.0

Healthcare

XLV Health Care Sector SPDR IXV $8,855 $297.3 ü

IBB iShares Nasdaq Biotech NBI 4,766 174.2 ü

VHT Vanguard Health Care M2US5HCI 2,537 15.0 ü

IYH iShares US Healthcare DJUSHC 1,991 26.3 ü

FXH First Trust Health Care STRQHC 1,561 11.7 ü

XBI SPDR S&P Biotech SPSIBITR 1,211 39.2 ü

FBT Frst Trst NYSE Arca Biotech BTK 1,121 7.6 ü

IXJ iShares Glb Healthcare SGHNW 1,048 5.1

PJP PowerShares Dyn Pharma DZRTR 1,000 8.2

XPH SPDR S&P Pharmaceuticals SPSIPHTR 755 7.6 ü

IHE iShares US Pharmaceut DJSPHMT 592 2.3

IHI iShares US Med Equip DJSMDQT 579 5.6

BBH Market Vectors Biotech MVBBHTR 527 7.0 ü

IHF iShares US HC Providers DJSHCPT 400 3.8 ü

PBE PwrShr Dyn Biotech & Gen DZOTR 326 2.2

PPH Market Vectors Pharma MVPPHTR 273 2.0 ü

PSCH PwrShr S&P SC Healthca SPSU6HCT 198 1.8

RYH Guggenheim S&P 500 EW HC S35 148 2.1

PTH PowerShares Dyn Healthcare EZXTR 94 0.4

FHLC Fidelity MSCI Health Care M2US0HCI 66 2.1

XHS SPDR S&P HC Srvs SPSIHP 65 0.5

IRY SPDR S&P Intl Health Care SPBMUHUP 61 0.4

XHE SPDR S&P HC Equipment SPSIHE 28 0.1

AXHE iShrs MSCI ACWIxUS Health MSWDUHCN 12 0.1

Industrials

XLI Industrial Sector SPDR IXI $9,707 $420.3 ü

IYJ iShares US Industrial DJUSINT 1,683 17.3 ü

VIS Vanguard Industrials M2US5INI 1,659 12.5 ü

FXR First Trust Industrials STRQIN 901 8.4 ü

IYT iShares Transportation DJTTR 793 28.5 ü

EXI iShares Glb Industrial SGNNW 335 2.4

ITA iShares US Aerosp & Def DJSASDT 320 4.1

PRN PowerShares Dyn Industrial EZLTR 147 1.1

PSCI PwrShr S&P SC Indust SPSU6IT 102 0.6

PPA PwrShrs Aerospace & Def DXS 95 1.0

RGI Guggenheim S&P 500 EW Inds S20 82 0.6

XTN SPDR S&P Transportation SPSITN 80 1.1

XAR SPDR S&P Aero & Def SPSIAD 46 0.3

FIDU Fidelity MSCI Industrials M2US0INI 45 1.4

IPN SPDR S&P Intl Industrials SPBMU2UP 26 0.2

CHII Global X China Industrials CHII 4 0.0

AXID iShrs MSCI ACWIxUS Indust MSWDUINN 3 0.0

Materials

GDX Market Vectors Gold Miners GDM $6,819 $983.3 ü

XLB Materials Sector SPDR IXB 4,268 216.8 ü

GDXJ Mkt Vect Junior Gold Miners MVGDXJTR 1,282 45.9 ü

VAW Vanguard Materials M2US5MTI 983 5.0 ü

IYM iShares US Basic Mat DJUSBMT 880 19.7 ü

XME SPDR S&P Metals & Mining SPSIMM 691 105.2 ü

FXZ First Trust Materials STRQMT 544 4.7 ü

MXI iShares Glb Materials SGMNW 405 2.7

WOOD iShares Glb Timb&For SPGTTFT 340 1.4 ü

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

Sectors (continued)

Materials (continued)

CUT Guggenheim Timber CGTBR $287 $1.1

SIL Global X Silver Miners SOLGLOSI 203 2.7 ü

URA Global X Uranium SOLURA 140 1.3 ü

SLX Market Vectors Steel STEEL 136 3.0 ü

PICK iShrs MSCI GlbSel Met&Min M1WDS1PI 134 1.7 ü

REMX MrktVctrs RareEarth/StratMet MVREMXTR 97 0.7 ü

PYZ PwrShrs Dyn Basic Material EZBTR 84 0.4

RTM Guggenheim S&P 500 EW Mats S15 60 0.5

RING iShrs MSCI Glb Gold Miners M1WDS1MI 46 0.9 ü

FMAT Fidelity MSCI Materials M2US0MTI 33 0.7

COPX Global X Copper Miners SOLGLOCO 31 0.3

GLDX Global X Gold Explorers SOLGLDX 31 0.7 ü

CU First Trust ISE Glb Copper ISC 31 0.2 ü

PSAU PwrShrs Glb Gold&PrecMet QGLX 24 0.6

SOIL Global X Fertilizer/Potash SOLFERT 22 0.2

PSCM PwrShr S&P SC Mater SPSU6MT 21 0.2

CCXE WisdomTree Comm Country WTIDCCET 21 0.1

PLTM First Trust ISE Glb Platin ORE 10 0.1 ü

IRV SPDR S&P Intl Materials SPBMU6UP 9 0.1

SLVP iShrs MSCI Glb Silv Miners M1WDSSMI 8 0.2

EMMT iShares MSCI EM Materials MXEF0MT 7 0.1

JUNR Global X Junior Miners VXTUAR 6 0.1

GGGG Global X Pure Gold Miners SOLGGGG 3 0.1

AXMT iShrs MSCI ACWIxUS Mater MSWDUMTN 2 0.0

CHIM Global X China Materials CHIMAT 2 0.0

SILJ PureFunds ISE Jr Silv SC ZIR 2 0.0

GEMS PureFunds ISE Diamond/Gem ZIG 1 0.0

MSXX PureFunds ISE Mining Serv ZIM 1 0.0

Multi-Sector

QQQ PowerShares QQQ XNDX $45,511 $2,329.1 ü

MOO Mkt Vectors Agribusiness MVMOOTR 4,461 16.3 ü

GUNR FlxShr Glb Upstream NatRes MUNRT 2,689 8.7 ü

IGE iShares S&P NA Nat Res SPGSSINR 2,167 11.4 ü

ECON EGShares EM Consumer Titan DJECONT 1,276 7.6 ü

IGF iShares S&P Glb Infrastruc SPGTINNT 673 3.7 ü

GNR SPDR S&P Glb Nat Resour SPGNRUP 491 4.6 ü

CHIQ Global X China Consumer CHIQ 201 1.6 ü

EMIF iShares S&P EM Infrastruc SPGEIFDT 131 0.6

SEA Guggenheim Shipping DJGSHT 120 1.3 ü

HAP Market Vectors Hard Assets RVEIT 98 0.5 ü

QQXT First Trust NDX Ex-Tech NDXM 90 0.5

PAGG PwrShrs Global Agriculture QAGX 87 0.3

ROBO Robo-Stox Glb Robot&Automn ROBOTR 75 1.7

PXR PwrShrs EM Infrastruct EIBIT 58 0.5

BRXX EGShares Brazil Infr IBRXXT 51 0.4

LIT Global X Lithium SOLLIT 50 0.3 ü

VEGI iShares MSCI Glb Agri Prod M1WDSGPI 45 0.3

PSCU PwrShr S&P SC Util SPSU6UT 35 0.1

NFRA FlxShr STOXX Glb Brd Infra STXGBIV 27 0.3

CROP IQ Global Agribusiness SC IQSMCROT 27 0.2 ü

FLM First Trust ISE Glb Eng&Cons CVL 26 0.1

QQQE Direxion NASDAQ-100 EW NDXE 24 0.2

PXN PowerShares Lux Nanotech LUXNI 24 0.1

HECO Huntington EcoLogical Strat n/a 16 1.0

INXX EGShares India Infr IINXXT 16 0.3

BRAQ Global X Brazil Consumer SOLBZLC 14 0.2

GRID First Trust NQ Smart Grid QGRD 13 0.1

FONE FrstTrst NDAQ CEA Smrtphn QFON 10 0.0

Exchange Traded Funds (ETFs) Equities

4 | US ETF & ETN Guide January 2014

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

Sectors (continued)

Multi-Sector (continued)

CHXX EGShares China Infr ICHXXT $10 $0.0

INCO EGShares India Consumer IINCOT 4 0.1

EMDD EGShares EM Dom Demand IEMDDT 4 0.2

Real Estate

VNQ Vanguard REIT RMZ $18,041 $204.7 ü

RWX SPDR DJ Intl Real Estate DWXRSN 4,166 17.0 ü

IYR iShares US Real Estate DJUSRET 3,600 664.3 ü

ICF iShares Cohen&Steers REIT RMP 2,431 23.1 ü

RWR SPDR DJ REIT DWRTF 2,206 17.9 ü

VNQI Vanguard GlblxUS Real Est SPBMGUU 1,296 8.7 ü

RWO SPDR DJ Glb Real Estate DWGRSN 1,003 7.9 ü

REM iShares Mortgage RE Cap TFNMRC 966 16.0 ü

IFGL iShares Intl Dev Real Est TRGXUU 753 4.3 ü

SCHH Schwab US REIT DWRTFT 611 4.0 ü

REZ iShares Residential RE Cap TFN17C 237 3.0 ü

WPS iShares Intl Property SPBMWUUT 181 0.7

FRI First Trust S&P REIT SPREIT 139 2.1

DRW WisdomTree GlblxUS RealEst WTIRGRET 129 0.6

GRI C&S Global Realty Majors GRM 107 0.5

FFR Frst Trst EPRA/NAREIT Glb UNGL 99 0.4

MORT Market Vectors Mortg REIT MVMORTTR 93 1.9

FTY iShares Real Estate 50 FNR5TR 73 0.4

KBWY PwrShrs KBW Prem Yld REIT KYXTR 62 0.6

ROOF IQ US Real Estate SC IQSMREST 43 0.4

TAO Guggenheim China RE ACNRET 31 0.5 ü

IFAS iShares Asia Dev Real Est TRGASU 28 0.1

IFEU iShares Eur Dev Real Est NUPRA 28 0.2

IFNA iShares NA Dev Real Estate TRGNAU 26 0.2

FNIO iShares Indu/Office RE Cap TFN13C 15 0.1

WREI Wilshire US REIT WILREIT 15 0.1

RTL iShares Retail RE Cap TFN20C 11 0.1

Technology

XLK Technology Sector SPDR IXT $13,347 $215.1 ü

VGT Vanguard Technoloy M2US5ITI 4,647 23.0 ü

IYW iShares US Technology DJUSTCT 3,194 23.7 ü

FDN First Trust DJ Internet DJINET 2,009 16.3 ü

IGV iShares NA Tech-Software SPGSTISO 1,069 5.7 ü

IXN iShares Global Tech SGINW 736 3.4

IGM iShares NA Technology SPGSTI 684 2.5

FXL First Trust Technology STRQTC 539 4.7

RYT Guggenheim S&P 500 EW Tech S45 380 3.5

SMH Market Vectors Semicons MVSMHTR 325 47.3 ü

PNQI PwrShrs NASDAQ Internet NETX 303 3.8 ü

QQEW First Trust NDX Equal Wgt NDXE 300 6.0 ü

SOXX iShares PHLX Semicond SOX 277 7.9 ü

PSCT PwrShr S&P SC Info Tech SPSU6TT 240 1.4

IGN iShares NA TechMMedia Ntwk SPGIIPTR 236 1.5 ü

MTK SPDR MS Technology MSH 215 0.4

SKYY First Trust ISE Cloud Comp CPQ 182 1.2 ü

QTEC First Trust NDX Technology NDXT 181 0.7 ü

SOCL Global X Social Media SOCL 139 3.4 ü

XSD SPDR S&P Semiconductor SPSISCTR 96 4.5 ü

CQQQ Guggenheim China Tech ACNITTR 82 1.0 ü

PSJ PowerShares Dyn Software DZCTR 59 0.2

FTEC Fidelity MSCI Info Tech M2US0ITI 52 1.5

PTF PowerShares Dyn Technology EZVTR 39 0.1

KWEB KraneShrs CSI CH Internet H11137 33 0.7

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

Sectors (continued)

Technology (continued)

PXQ PowerShares Dyn Networking DZNTR $33 $0.2

XSW SPDR S&P Software & Srvs SPSISS 32 0.4

PSI PwrShrs Dyn Semiconductors DZETR 16 0.1

QQQC Global X NASDAQ China Tech NCL9000X 15 0.3

IPK SPDR S&P Intl Technogy SPBMUTUP 14 0.1

AAIT iShrs MSCI AC Asia InfoTech MSIAITNU 6 0.1

AXIT iShrs MSCI ACWIxUS Info Te MSWDUITN 3 0.0

Telecommunications

IXP iShares Glb Telecomm SGTNW $610 $4.5 ü

VOX Vanguard Telecomm M2US5TCI 574 4.0 ü

IYZ iShares US Telecomm DJSTELT 495 10.3 ü

IST SPDR S&P Intl Telecomm SPBMU5UP 42 0.3

FCOM Fidelity MSCI Telecom Svcs M2US2TCI 26 0.3

XTL SPDR S&P Telecom SPSITE 14 0.2

AXTE iShrs MSCI ACWIxUS Teleco MSWDUTCN 3 0.1

Utilities

XLU Utilities Sector SPDR IXU $4,750 $413.0 ü

VPU Vanguard Utilities M2US5UTI 1,317 7.3 ü

IDU iShares US Utilities DJUSUTT 600 30.6 ü

JXI iShares Glb Utilities SGYNW 212 1.9 ü

FXU First Trust Utilities STRQUT 107 6.6 ü

GII SPDR S&P Glb Infrastruct SPGTINNT 80 0.6

IPU SPDR S&P Intl Utilities SPBMUUUP 52 0.3

RYU Guggenheim S&P 500 EW Util SPXEWCTR 50 0.2

PUI PowerShares Dyn Utilities DWUTR 38 0.1

DBU WisdomTree GlobalxUS Util WTIDGXUT 29 0.2

FUTY Fidelity MSCI Utilities M2US0UTI 25 0.5

UTLT db X-Trckrs Regulated Util DBIQUTLT 9 0.4

AXUT iShrs MSCI ACWIxUS Utilit MSWDUUTN 6 0.0

Water and Clean Energy

PHO PowerShares Water Resour GWATUSL $995 $2.4 ü

TAN Guggenheim Solar SUNIDX 376 16.4 ü

CGW Guggenheim S&P Glb Water SPGTAQTR 314 1.2

PIO PowerShares Global Water GWATERL 255 0.9

PBW PwrShrs WH Clean Energy ECO 218 2.5 ü

FIW First Trust ISE Water HHO 199 1.1 ü

QCLN First Trust NQ Green Energy CELS 120 1.0

GEX Mkt Vec Glb Alt Energy AGIXLT 96 0.7 ü

PBD PwrShrs Glb Clean Energy NEXUST 93 0.3

FAN First Trust Glb Wind Ener GWE 92 1.0

PZD PowerShares Cleantech CTIUS 85 0.2

ICLN iShares Glb Clean En SPGTCLNT 49 0.3

PUW PwrShrs WH Progr Energy WHPRO 42 0.1

KWT Market Vectors Solar Ener MVKWTTR 25 0.5 ü

EVX Mkt Vec Environment Svcs AXENV 19 0.0

International

Global

EFA iShares MSCI EAFE NDDUEAFE $53,055 $987.2 ü

VEA Vanguard FTSE Dev Mkt TGPVAN33 19,438 130.2 ü

VEU Vanguard FTSE All-Wrld xUS GPVAN2TR 11,690 51.2 ü

ACWI iShares MSCI ACWI NDUEACWF 5,348 67.0 ü

SCZ iShares MSCI EAFE SC NCUDEAFE 3,315 23.6 ü

VT Vanguard Total World TGPVA16U 3,138 15.9 ü

EFV iShares MSCI EAFE Value NDUVEAFF 2,498 8.5 ü

VXUS Vanguard Total Intl Stock TGPVAN17 2,458 11.6 ü

Exchange Traded Funds (ETFs) Equities

5

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

International (continued)

Global (continued)

SCHF Schwab International Equity FTAD02 $1,971 $9.4 ü

EFG iShares MSCI EAFE Growth NDUGEAFF 1,793 5.0 ü

ACWX iShares MSCI ACWI ex US NDUEACWZ 1,744 18.1 ü

VSS Vanguard FTSE AWxUS SC TGPVA09U 1,734 6.5 ü

IOO iShares Global 100 SP100NW 1,565 3.6 ü

IEFA iShares Core MSCI EAFE MIMUEAFN 1,422 9.0 ü

GWL SPDR S&P World ex-US SCRTWU 868 3.9 ü

GWX SPDR S&P Intl SC STBMWUU2 860 2.3 ü

CWI SPDR MSCI ACWI ex-US NDUEACWZ 495 2.0

IXUS iShrs Core MSCI Total Intl MXWDUIM 487 4.5 ü

TOK iShares MSCI Kokusai NDDUKOK 484 2.1

SCHC Schwab Intl Small-Cap GPSCW002 352 1.5 ü

DBEF db X-trckrs MSCI EAFE Hdg M0EFHUSD 311 2.2 ü

URTH iShares MSCI World NDDUWI 133 1.5

DGT SPDR Global Dow GDOWD 104 0.3 ü

MDD SPDR S&P Intl MC SPBMUMUP 56 0.3

ADRD BLDRS DM 100 ADR BKTDM 55 0.1

IFSM iShares Dev SC ex NA FSZUDXNA 45 0.2

ACIM SPDR MSCI ACWI IMI MXWDIM 12 0.1

Asia Pacific

EWJ iShares MSCI Japan NDDUJN $14,175 $368.5 ü

EPP iShares MSCI Pacific ex-JP NDDUPFXJ 3,106 38.6 ü

VPL Vanguard FTSE Pacific TGPVAN32 2,740 23.2 ü

AAXJ iShares MSCI AC Asia ex JP NDUECAXJ 2,647 37.4 ü

EWH iShares MSCI Hong Kong NDDUHK 2,283 53.1 ü

EWA iShares MSCI Australia NDDUAS 1,859 40.6 ü

EWS iShares MSCI Singapore NDDUSG 1,104 17.7 ü

DBJP db X-trckrs MSCI Japan Hdg M0JPHUSD 443 4.6 ü

AIA iShares Asia 50 SPAS50NT 263 1.4

ENZL iShares MSCI NZ Cap M1NZ5IM 150 1.4 ü

JPP SPDR Russ/Nom Prime JP RNPRI 139 1.2

SCJ iShares MSCI Japan SC NCUAJN 137 1.0 ü

NKY MAXIS Nikkei 225 Index NKY 135 9.8 ü

ITF iShares Japan LC SPTOPXNW 94 0.4

JSC SPDR Russ/Nom Japan SC RNIRIS 89 0.6

ADRA BLDRS Asia 50 ADR BKTAS 33 0.1

EWSS iShares MSCI Singapore SC NCUASG 18 0.2

EWHS iShares MSCI HK SC NCUAHK 10 0.1

KROO IQ Australia SC IQSMAUST 9 0.0

DBAP db X-Trckr MSCI AsiaPacxJP M0APJHUS 6 0.3

AXJS iShares MSCI AC Asia ex JP MXASJSC 6 0.0

EWAS iShares MSCI Australia SC NCUAAS 2 0.0

Europe

VGK Vanguard FTSE Europe TGPVAN31 $14,492 $209.8 ü

EZU iShares MSCI EMU NDDUEMU 8,803 143.9 ü

EWG iShares MSCI Germany NDDUGR 6,347 74.3 ü

FEZ SPDR EURO STOXX 50 SX5U 5,120 58.1 ü

EWU iShares MSCI UK NDDUUK 3,759 44.7 ü

IEV iShares S&P Europe SP350NW 2,662 30.0 ü

EWP iShares MSCI Spain Cap M1ES2550 1,070 20.6 ü

EWL iShares MSCI Switz Cap M1CH2550 1,052 11.7 ü

EWI iShares MSCI Italy Cap M1IT2550 917 18.0 ü

EWD iShares MSCI Sweden NDDUSW 508 4.6 ü

EWQ iShares MSCI France NDDUFR 402 13.5 ü

EWN iShares MSCI Netherlands MIMUNETN 307 4.9 ü

FEU SPDR STOXX 50 SX5P 195 2.1

GREK Global X FTSE Greece 20 ASECU 158 2.3 ü

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

International (continued)

Europe (continued)

EIRL iShares MSCI Irelnd Cap IMI MSEUII$N $135 $1.1

EWO iShares MSCI Austria Cap M1AT5IM 111 2.2

EIS iShares MSCI Israel Capped MISCNU 110 1.3

NORW Global X Norway 30 TNOR30U 89 0.6

EWK iShares MSCI Belgium Cap M1BE5IM 76 1.1 ü

GXF Global X FTSE Nordic Reg TN30XN 58 0.2

ISRA Market Vectors Israel BLSTR 33 0.2 ü

EWUS iShares MSCI UK SC NCUDUK 32 0.3

EWGS iShares MSCI Germany SC NCUDGR 32 0.4

DBGR db X-trckr MSCI Germany Hdg M0DEHUSD 22 0.3

EFNL iShares MSCI FI Cap IMI M1FI5IM 19 0.3

EDEN iShares MSCI DK Cap IMI M1DK5IM 19 0.3

ADRU BLDRS Europe 100 ADR BKTEUR 17 0.1

DBEU db X-Trckr MSCI Eur Hdg Eq M0EUHUSD 13 0.3

ENOR iShares MSCI Norway Cap IMI M1NO5IM 12 0.2

GERJ Market Vectors Germany SC MVGERJTR 6 0.1

DBUK db X-Trckrs MSCI UK Hdg Eq M0UKHUSD 5 0.0

PGAL Global X FTSE Portugal 20 FPGALN 2 0.1

North America

EWC iShares MSCI Canada NDDUCA $3,201 $37.1 ü

CNDA IQ Canada SC IQSMCANT 16 0.1 ü

EWCS iShares MSCI Canada SC NCUDCA 2 0.0

Emerging Markets – Regional

FXI iShares FTSE China LC TXINOUU $5,667 $729.8 ü

EWZ iShares MSCI Brazil Cap M1BR2550 4,243 703.3 ü

EWY iShares MSCI S Korea Cap M1KR2550 4,230 152.0 ü

EWT iShares MSCI Taiwan NDEUSTW 2,805 80.9 ü

EWW iShares MSCI Mex Cap IMI M1MX5IM 2,608 208.1 ü

RSX Market Vectors Russia MVRSXTR 1,134 100.7 ü

MCHI iShares MSCI China NDEUCHF 1,050 26.5 ü

ILF iShares S&P Latin Amer 40 SPLACNW 897 18.0 ü

GXC SPDR S&P China SCRTCN 858 13.1 ü

EWM iShares MSCI Malaysia NDDUMAF 824 25.1 ü

TUR iShares MSCI Turkey MIMUTURN 520 19.6 ü

EZA iShares MSCI South Africa NDEUSSA 508 25.9 ü

INDA iShares MSCI India NDEUSIA 505 8.0 ü

THD iShares MSCI Thai Cap IMI M1TH5IM 503 19.1

FM iShares MSCI Frontier 100 M1FM100 465 4.5

BKF iShares MSCI BRIC NDUEBRIC 462 3.3 ü

INDY iShares S&P India 50 BXTRNIFT 452 3.9

VNM Market Vectors Vietnam MVVNMTR 400 3.5

GMF SPDR S&P EM Asia Pacific STBMAEU 388 2.8

PIN PowerShares India III 369 16.1 ü

ERUS iShares MSCI Russia Capped MSEURU$N 363 10.6

EIDO iShares MSCI Indonesia MIMUINON 355 14.4

ECH iShares MSCI Chile Cap IMI M1CL5IM 353 12.9 ü

PGJ PwrShr Golden Dragon China HXC 333 4.2 ü

EPU iShares MSCI All Peru Cap MXPECAPD 311 4.2 ü

EPOL iShares MSCI Pol Cap M1PL5IM 306 8.9

HAO Guggenheim China SC ACNSC 266 2.7 ü

EPHE iShares MSCI Philippines MIMUPHIN 257 9.4

BIK SPDR S&P BRIC 40 SPTRBRIC 223 1.9

ASHR db X-trckr Harv CSI 300 CH CSIN0301 212 7.6 ü

EEB Guggenheim BRIC BKBRICT 200 1.9 ü

IDX Market Vectors Indonesia MVIDXTR 185 6.5

BRF Market Vectors Brazil SC MVBRFTR 184 3.0 ü

ESR iShares MSCI EM East Eur NDUEEMEE 156 0.6

Exchange Traded Funds (ETFs) Equities

6 | US ETF & ETN Guide January 2014

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

International (continued)

Emerging Markets – Regional (continued)

SCIF Market Vectors India SC MVSCIFTR $111 $2.3 ü

AFK Market Vectors-Africa MVAFKTR 108 0.8

GXG Global X FTSE Colombia 20 TCOLO20U 106 2.5 ü

GUR SPDR S&P Emerging Europe STBMEECQ 82 0.6 ü

FNI First Trust ISE Chindia ICK 73 0.4 ü

GAF SPDR S&P EM Middle East STBMMEU 65 0.3

GML SPDR S&P EM Lat Am SCRTLA 54 0.4

YAO Guggenheim China All-Cap ACNACTR 52 0.4 ü

EGPT Market Vectors Egypt Index MVEGPTTR 51 1.0

EEMA iShares MSCI EM Asia NDUEEGFA 36 1.2

EWZS iShares MSCI Brazil SC MSLUBRZN 34 0.3

ECNS iShares MSCI China SC MSLUCHNN 33 0.4

RBL SPDR S&P Russia SPCQXRUP 32 0.8

ASEA Global X Asean 40 TAS40NU 31 0.5

PLND Market Vectors Poland MVPLNDTR 30 0.4

PEK Mkt Vectors ChinaAMC A-Sh CSIR0300 29 0.3

FCHI iShares FTSE China CH80 28 0.2

BBRC EGShares Beyond BRICs IBBRCT 22 0.2

BICK First Trust BICK BIQ 19 0.0

ICOL iShares MSCI Colombia Cap M1ACOCP 19 0.1

SCIN EGShares India SC ISCINT 18 0.2

MES Market Vectors Gulf States MVMESTR 17 0.2

PMNA PwrShr MENA Frontier Cntry QMNX 16 0.1

RSXJ Market Vectors Russia SC MVRSXJTR 16 0.6

EEML iShares MSCI EM LatAm NDUEEGFL 12 0.1

ASDR VlctyShrs Emerg Asia DR BKDEATR 11 0.2

AND Global X FTSE Andean 40 TANDE40U 11 0.1

EEME iShares MSCI EM EMEA NDDUEMEA 10 0.1

BRAZ Global X Brazil MC SOLBRAZ 9 0.1

LATM Mkt Vect LatAm SC MVLATMTR 8 0.1

NGE Global X Nigeria Index NGE 7 0.1

ARGT Global X FTSE Argentina 20 TARG20U 7 0.1

EMBB SPDR MSCI EM Beyond BRIC MXEMBRIC 6 0.1

IDXJ Mrk Vectors Indonesia SC MVIDXJTR 5 0.3

SMIN iShares MSCI India SC MSLUINDN 5 0.0

DBBR db X-trckrs MSCI Braz Hdg M0BRHUSD 4 0.1

COLX Market Vectors Colombia MVCOLXTR 3 0.1

RUDR VlctyShrs Russia Sel DR BKRUST 2 0.0

GMFS SPDR S&P SC EM AsiaPac SPAE2BUN 2 0.0

AZIA Glb X Centr Asia & Mongol AZIA 2 0.0

Emerging Markets – General

VWO Vanguard FTSE EM TGPVAN30 $43,622 $757.6 ü

EEM iShares MSCI Emg Mkts NDUEEGF 37,673 2,606.1 ü

IEMG iShares Core MSCI EM MIMUEMRN 3,443 42.9 ü

SCHE Schwab Emrg Markets Equity FTAG01 880 7.6 ü

EWX SPDR S&P Emerging SC SPBMKSUP 690 3.6 ü

GMM SPDR S&P Emg Mkts STBMEMU 231 2.6

ADRE BLDRS EM 50 ADR BKTEM 218 1.1

FRN Guggenheim Frontier Mkts BKNFRR 84 0.6

EEMS iShares MSCI EM SC MSLUEMRN 33 0.4

DBEM db X-trackers MSCI EM Hdg M0EMHUSD 22 0.2

EVAL iShares MSCI EM Value NUVEEMVN 18 0.1

EMFM Global X Next EM & FM EMFM 15 0.1

EWEM Guggenheim MSCI EM EW M2EFEWGT 10 0.1

EGRW iShares MSCI EM Growth NDUEEGFN 5 0.1

EMFT SPDR MSCI EM 50 MXEF50 5 0.1

EMCR EGShares EM Core SPEMCRT 4 0.1

EMDR VelocityShares EM DR BKDEMT 2 0.0

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

Leveraged – Equities

SSO ProShares Ultra S&P500 SPX $3,427 $520.4 ü

MVV ProShares Ultra SP 400 MID 1,878 47.2 ü

FAS Direxion Daily Finan Bull 3x RGUSFL 1,260 366.7 ü

UYG ProShares Ultra Financials DJUSFN 862 14.4 ü

TNA Direxion Daily SC Bull 3x RTY 804 566.8 ü

QLD ProShares Ultra QQQ NDX 738 198.3 ü

NUGT Direxion Gld Mnrs Bull 2x GDM 674 231.1 ü

UPRO ProShares UltraPro SP500 SPX 663 182.3 ü

TQQQ ProShares UltraPro QQQ NDX 583 112.7 ü

SPXL Direxion Daily SPX Bull 3x SPX 388 89.0 ü

URE ProShares Ultra RealEstate DJUSRE 329 9.0 ü

EDC Direxion Daily EM Bull 3x MXEF 319 50.9 ü

DDM ProShares Ultra Dow30 INDU 290 26.2 ü

BIB ProShr Ult Nasdaq Biotech NBI 276 6.7 ü

UWM ProShares Ultra R2000 RTY 239 46.8 ü

UVXY ProShares Ultra VIX ShrTrm SPVXSPID 224 212.5 ü

URTY ProShares UltraPro R2000 RTY 221 13.6 ü

ERX Direxion Daily Ener Bull 3x IXE 153 25.5 ü

ROM ProShares Ultra Technology DJUSTC 152 1.3 ü

TECL Direxion Daily Tech Bull 3x IXT 139 5.6 ü

DIG ProShares Ultra Oil & Gas DJUSEN 138 4.3 ü

DRN Direxion Daily RE Bull 3x RMZ 130 9.5 ü

UDOW ProShares UltraPro Dow30 INDU 122 17.4 ü

UYM ProShares Ultra Basic Mat DJUSBM 119 2.7 ü

RXL ProShares Ultra HealthCare DJUSHC 104 1.0

YINN Direxion FTSE CH Bull 3X BKTCN 94 3.9 ü

CURE Direxion HlthCr Bull 3x IXV 86 2.4 ü

MIDU Direxion Daily MC Bull 3x MID 65 4.4 ü

SOXL Direxion Semicond Bull 3x SOX 65 5.5 ü

DZK Direxion Daily DM Bull 3x MXEA 48 1.1 ü

EET ProShares Ultra MSCI EM MXEF 42 1.1 ü

INDL Direxion India Bull 3x III 42 1.9 ü

UXI ProShares Ultra Industrial DJUSIN 39 0.3 ü

UMDD ProShares UltraPro Mid400 MID 38 1.5 ü

XPP ProShares Ultra FTSE China XINOU 36 2.1 ü

USD ProShares Ultra Semicond DJUSSC 33 0.2 ü

SAA ProShares Ultra S&P600 SML 31 0.2 ü

EZJ ProShares Ultra MSCI Japan MXJP 31 1.1 ü

UCC ProShares Ultra Cons Svcs DJUSCY 28 0.3

KRU ProShares Ult KBW Reg Bank KRX 27 0.6

UPV ProShr Ultra FTSE Europe FTAD06 26 0.5

RETL Direxion Retail Bull 3x RU1SSRTL 26 0.6

FINU ProShares UltraPro 3xFins DJUSFN 26 0.4

RUSL Direxion Russia Bull 3x MVRSX 20 0.7 ü

LBJ Direxion Daily LatAm 3x Bull SPTRL40N 18 0.5 ü

UGE ProShares Ultra Cons Goods DJUSNC 18 0.2

EFO ProShares Ultra MSCI EAFE MXEA 17 0.2

UKF ProShares Ultra R1000 Gro RLG 16 0.0

GASL Direxion Nat Gas Bull 2x FUM 16 2.0 ü

UKK ProShares Ultra R2000 Gro RUO 15 0.2

JNUG Direxion Jr Gold Bull 3X MVGDXJTR 15 1.6 ü

UKW ProShares Ultra RussMCGro RDG 15 0.0

UVT ProShares Ultra R2000 Val RUJ 13 0.0

UPW ProShares Ultra Utilities DJUSUT 10 0.2

UVG ProShares Ultra R1000 Val RLV 9 0.0

JPNL Direxion Japan 3X Bull NDDUJN 8 0.5 ü

LTL ProShares Ultra Telecomm DJSTEL 7 0.0

UBR ProShr Ultra MSCI Braz Cap MXBR2550 6 0.2

UVU ProShares Ultra RussMCVal RMV 6 0.0

BRZU Direxion Brazil Bull 3X M1BR2550 5 0.4

Exchange Traded Funds (ETFs) Equities

7

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

Leveraged – Equities (continued)

UMX ProShr Ultra MSCI Mex Cap MXMX5IM $4 $0.1

UWC ProShares Ultra R3000 RAY 4 0.0

MATL Direxion Basic Mat Bull 3x IXB 3 0.1

KORU Direxion SK Bull 3X M1KR2550 2 0.1

UXJ ProShr Ult MSCI Pac ex JP MXPCJ 2 0.0

Inverse – Equities

SH ProShares Short S&P500 SPX $1,401 $90.3 ü

SDS ProShares UltraShort SP500 SPX 1,343 320.5 ü

TZA Direxion Daily SC Bear 3x RTY 552 247.5 ü

RWM ProShares Short R2000 RTY 448 23.8 ü

SPXU ProShares UltPro Shrt SP500 SPX 441 97.5 ü

FAZ Direxion Daily Finan Bear 3x RGUSFL 389 148.2 ü

QID ProShares UltraShort QQQ NDX 363 55.6 ü

DOG ProShares Short Dow30 INDU 269 11.0 ü

TWM ProShares UltSh R2000 RTY 243 29.8 ü

DXD ProShares UltraShort Dow30 INDU 216 23.7 ü

EUM ProShares Short MSCI EM MXEF 201 10.1 ü

SQQQ ProShares UltraPro Shrt QQQ NDX 169 44.4 ü

DUST Direxion Gld Mnrs Bear 2x GDM 168 136.6 ü

SPXS Direxion Daily SPX Bear 3x SPX 156 56.9 ü

SVXY ProShares Short VIX ShrTrm SPVXSPID 148 68.2 ü

PSQ ProShares Short QQQ NDX 131 7.3 ü

SDOW ProShares UltraPro Shrt D30 INDU 101 17.0 ü

FXP ProShares UltSh FTSE China XIN0I 98 3.3 ü

EDZ Direxion Daily EM Bear 3x MXEF 92 22.1 ü

SKF ProShares UltSh Financials DJUSFN 89 8.3 ü

ERY Direxion Daily Ener Bear 3x IXE 63 10.3 ü

DUG ProShares UltSh Oil & Gas DJUSEN 58 6.3 ü

SRTY ProShares UltraPro Shrt R2 RTY 54 10.4 ü

SRS ProShares UltSh Real Est DJUSRE 50 3.6 ü

EEV ProShares UltSh MSCI EM MXEF 50 6.4 ü

EFZ ProShares Short MSCI EAFE MXEA 40 3.2 ü

REK ProShares Shrt Real Estate DJUSRE 34 0.8

EPV ProShares FTSE Euro FTAD06 34 0.7 ü

SEF ProShares Short Financials DJUSFN 24 0.6 ü

MYY ProShares Short SP 400 MID 23 0.7

SOXS Direxion Semicond Bear 3x SOX 21 3.3 ü

SMN ProShares UltSh Basic Mat DJUSBM 19 1.4 ü

TECS Direxion Daily Tech Bear 3x IXT 17 1.0 ü

BZQ ProShares UltSh MSCI Brazil MXBR2550 15 1.0 ü

DRV Direxion Daily RE Bear 3x RMZ 12 2.8 ü

MZZ ProShares UltraSh SP 400 MID 12 0.3 ü

YANG Direxion FTSE CH Bear 3X BKTCN 12 0.6 ü

SBB ProShares Short S&P600 SML 11 0.5

EWV ProShares UltSh MSCI Japan MXJP 10 0.5 ü

JDST Direxion Jr Gold Bear 3X MVGDXJTR 9 1.2 ü

MIDZ Direxion Daily MC Bear 3x MID 9 0.7 ü

DPK Direxion Daily DM Bear 3x MXEA 8 0.3 ü

BIS ProShr UltShrt Nsdq Biotech NBI 7 0.4 ü

RUSS Direxion Russia Bear 3x MVRSX 6 0.5 ü

SMDD ProShares UltraPro Shrt SP4 MID 6 0.4 ü

REW ProShares UltSh Technology DJUSTC 5 0.1 ü

SDP ProShares UltSh Utilities DJUSUT 5 0.2

SDD ProShares UltraShort SP600 SML 5 0.2

EFU ProShares UltSh MSCI EAFE MXEA 5 0.2 ü

GASX Direxion Nat Gas Bear 2x FUM 4 1.0 ü

SCC ProShares UltSh Cons Svcs DJUSCY 4 0.0

SZK ProShares UltSh Cons Good DJUSNC 4 0.1

YXI ProShares Shrt FTSE China XINOU 4 0.1

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

Inverse – Equities (continued)

SSG ProShares UltSh Semicond DJUSSC $3 $0.8 ü

FINZ ProShares UltraPro Sh Fins DJUSFN 3 0.0

SFK ProShares UltSh R1000 Gro RLG 3 0.0

SIJ ProShares UltSh Industrial DJUSIN 3 0.2 ü

BRZS Direxion Brazil Bear 3X MXBR2550 3 0.1

SKK ProShares UltSh R2000 Gro RUO 3 0.1

RXD ProShares UltSh HealthCare DJUSHC 2 0.1

SJH ProShares UltSh R2000 Val RUJ 2 0.0

DDG ProShares Short Oil & Gas DJUSEN 2 0.0

KRS ProShares Short KBW Reg Bk KRX 1 0.1

KORZ Direxion SK Bear 3X MXKR2550 1 0.0

SBM ProShares Shrt Basic Mat DJUSBM 1 0.0

JPNS Direxion Japan 3X Bear NDDUJN 1 0.1 ü

JPX ProShares UltSh MSCI PxJP MXPCJ 1 0.0

TOTS Direxion Total Mkt Bear 1X MSCIBM 1 0.0

SMK ProShares UltSh MSCI Mex MXMX5IM 1 0.0

TLL ProShares UltSh Telecomm DJSTEL 1 0.1

SDK ProShares UltSh RussMCGr RDG 1 0.0

SJF ProShares UltSh R1000 Val RLV 1 0.0

TWQ ProShares UltraShort R3000 RAY 1 0.1

SJL ProShares UltSh RussMCVa RMV 1 0.0

Dividend

Domestic

VIG Vanguard Div Appreciation DVGTR $19,452 $58.8 ü

DVY iShares Select Dividend DJDVY 12,721 53.0 ü

SDY SPDR S&P Dividend SPHYDATR 12,485 48.3 ü

VYM Vanguard High Div Yield TGPVAN 7,269 31.1 ü

HDV iShares High Dividend MDYFT 3,116 21.6 ü

RDVY FT NASDAQ Rising Div Achvr NQDVRIS 2,020 0.0

DLN WisdomTree LC Div WTLDITR 1,770 6.5 ü

SCHD Schwab US Dividend Equity DJUSDIVT 1,533 10.8 ü

DTN WisdomTree Dividend ex Fin WTDXFTR 1,135 4.5 ü

DES WisdomTree SC Div WTSDITR 1,047 4.9 ü

DON WisdomTree MC Div WTMDITR 914 4.2

FVD First Trust Value Line Div VLFVD 791 2.3

DHS WisdomTree Equity Income WTHYE 758 2.4

FDL First Trust Mrngstr Div MDL 678 3.7

SDOG ALPS Sector Dividend Dogs SDOGXTR 507 3.5

DTD WisdomTree Total Dividend WTDITR 398 1.6

PEY PowerShares HY Equity Div DAYTR 360 1.2

PFM PowerShares Div Achievers DAATR 343 0.9

QDF FlexShares Quality Div NTUQD 335 1.8

TDIV FT NASDAQ Tech Dividend NQ96DVU 293 1.9 ü

KBWD PwrShrs KBW High Div Fin KDXTR 227 1.2

SPHD PowerShares SP5 High Div SP5LVHDT 134 1.0

DGRW WisdomTree US Div Growth WTDGITR 93 1.1 ü

NOBL ProShrs SP500 Aristocrats SPDAUDT 79 3.0 ü

QDEF FlxShrs Quality Div Defens NTUQDDF 51 0.5

QDYN FlxShrs Quality Div Dynam NTUQDDY 23 0.2

DGRS WisdomTree US SC Div Gro WTSDG 23 0.3

RDIV RevenueShares Ultra Div REVWDIVT 9 0.2

International subsection1

DXJ WisdomTree Japan Hedge Div WTIDJTRH $12,854 $256.1 ü

DEM WisdomTree EM Equity WTEMHYTR 4,383 37.1 ü

IDV iShares Intl Select Div DJEPCSDT 3,248 19.5 ü

DGS WisdomTree EM SC Div WTEMSCTR 1,734 9.4 ü

DWX SPDR S&P Intl Dividend SPGTDOU 1,319 8.6 ü

PID PowerShares Internat Div DATTR 1,081 3.2 ü

Exchange Traded Funds (ETFs) Equities

8 | US ETF & ETN Guide January 2014

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol1

($MM) Opt.*

Dividend (continued)

International (continued)

DFE WisdomTree Europe SC Div WTIDESTR $850 $9.8 ü

DLS WisdomTree Intl SC Div WTIDSCTR 841 3.2

SDIV Global X SuperDividend SOLSDIV 822 5.4 ü

HEDJ WisdomTree Europe Hedge Eq WTEHIT 717 9.1 ü

DWM WisdomTree DEFA WTIDFATR 560 1.3

EDIV SPDR S&P EM Dividend SPGTEDUN 493 4.6 ü

FGD First Trust DJ Glb Sel Div DJGSD 441 2.1

DOO WisdomTree Intl Div WTIDXFTR 348 1.4

DOL WisdomTree Intl LC Div WTIDLCTR 294 1.2

DFJ WisdomTree Japan SC Div WTIDJSTR 289 1.6 ü

DTH WisdomTree DEFA Eqty Inc WTIDHYTR 286 0.8

DVYE iShares EM Dividend DJEMDIVR 187 2.1

DIM WisdomTree Intl MC Div WTIDMCTR 140 0.4

DEW WisdomTree Global Equity WTGDHYTR 120 0.3

IQDF FlxShrs Intl Qual Div NTIQD 97 0.7

LVL Guggenheim S&P Glb Div SPGTGDOT 88 0.5

FDD First Trust STOXX EUSelDiv SD3L 86 0.8

IDOG ALPS Intl Sector Div Dogs IDOGXTR 85 1.0

DXJS WisdomTree Japan Hedged SC WTJSEH 67 0.8 ü

AXJL WisdomTree Asia-Pac ex-JP WTIDAPXT 65 0.3

DIV Global SuperDividend US IDIVT 61 0.5

DNL WisdomTree GlobalxUS Divi WTGDXGTR 60 0.5

AUSE WisdomTree Australia Div WTIDAUST 55 0.4

DVYA iShares Asia/Pac Div DJAPSDT 45 0.4

GULF WisdomTree Middle East Div WTEMMETR 27 0.2

IQDE FlxShrs Intl Qual Div Def NTIQDDF 26 0.2

DXPS WisdomTree UK Hedged Equit n/a 22 0.7

CHXF WisdomTree CH Div Ex-Fins WTCXFTR 20 0.4

DGRE WisdomTree EM Div Gro WTEMDGTR 19 0.3

IQDY FlxShrs Intl Qual Div Dyn NTIQDDY 11 0.2

WDIV SPDR S&P Global Dividend SPGDAUP 10 0.2

DXGE WisdomTree Germany Hdgd Eq WTIDGEHT 7 0.3

EMHD EGShrs EM Div High Income TFTHDENU 3 0.1

DXKW WisdomTree Korea Hdgd Eqy WTKRHT 2 0.1

EMDG EGShares EM Div Growth TFTEMDNU 2 0.1

Exchange Traded Funds (ETFs) Equities

FICC

9

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Fixed Income

US Credit

LQD iShares iBoxx Invtmt Grade IBOXIG $15,887 $207.6 ü

HYG iShares iBoxx $ HY Corp IBOXHY 14,905 359.3 ü

CSJ iShares 1-3 Yr Credit LD01TRUU 11,903 65.2 ü

JNK SPDR Barc High Yield Bond LHVLTRUU 10,009 186.5 ü

VCSH Vanguard ST Corporate BUC1TRUU 7,522 47.1

CIU iShares Interm Credit LUICTRUU 5,504 42.0 ü

HYS PIMCO 0-5 Year HY Corp Bd HUCD 3,802 29.8 ü

VCIT Vanguard Interm Corporate BCR5TRUU 3,169 25.5 ü

SJNK SPDR Barc ShTrm High Yld BHY5TRUU 3,154 31.4 ü

SCPB SPDR Barc Short Term Corp LF99TRUU 2,967 19.7

CFT iShares Credit Bond LUCRTRUU 798 7.4 ü

BSJF Guggenheim BulltShr ‘15 HY BSJKF 773 5.3

PHB PowerShares Fund HY Corp RAFIHY 642 6.9 ü

VCLT Vanguard LT Corporate LD07TRUU 597 8.6 ü

BSJE Guggenheim BulltShr ‘14 HY BSJKE 523 3.4

BSCG Guggenheim BulletShr ‘16 Bd BSCBG 509 3.8

BSCF Guggenheim BulletShr ‘15 Bd BSCBF 496 3.5

BSCH Guggenheim BulletShr ‘17 Bd BSCBH 450 2.7

BSCE Guggenheim BulletShr ‘14 Bd BSCBE 449 2.8

ITR SPDR Barc Interm Credit LD06TRUU 446 4.2

QLTA iShrs Aaa-A Rated CB BQF1TRUU 401 1.0

BSJG Guggenheim BulltShr ‘16 HY BSJKG 391 3.3

CLY iShares 10+Yr Credit CY09 270 2.7 ü

BSCI Guggenheim BlltShrs ‘18 CB BSCBI 202 1.4

BSJH Guggenheim BulltShr ‘17 HY BSJKH 183 1.7

CORP PIMCO Invest Grade Corp Bd C0A0 178 1.7

IBCC iShrsBnd ‘18 Corp ex-Fin BM18TRUU 173 0.9

BSJI Guggenheim BulltShr ‘18 HY BSJKI 163 1.2

IHY Market Vectors Intl HY Bd HXUS 141 3.2 ü

BSCJ Guggenheim BlltShrs ‘19 CB BSCBJ 94 0.7

HYHG ProShares HY-Int Rate Hdgd CFIIHYHG 84 0.9

LWC SPDR Barc LT Credit LD07TRUU 83 0.9

BSCK Guggenheim BlltShrs ‘20 CB BSCBK 81 0.6

IBCD iShrsBnd ‘20 Corp ex-Fin BM20TRUU 63 0.2

IBCE iShrsBnd ‘12 Corp ex-Fin BM23TRUU 41 0.1

SHYG iShares 0-5 Yr HY Corp Bd IBXXSHY1 36 0.9

PFIG PwrShrs Fundam IG Corp Bd RAFIIG 35 0.5

IBCB iShrsBnd ‘16 Corp ex-Fin BM16TRUU 35 0.2

IGHG ProShrs Inv Grd IntRt Hdgd CFIIIGHG 29 0.3

XOVR SPDR BofA ML Crossover Bnd XOVD 28 0.2

CBND SPDR Barc Issuer Scored CB ISCUTRUU 28 0.2

BSJJ Gggnhm BlltShrs ‘19 HY CB BSJKJ 23 0.4

IBDB iSharesBond 2018 Corp Term BI18TRUU 20 0.4

IBDA iSharesBond 2016 Corp Term BI16TRUU 20 0.3

QLTB iShrs Baa-Ba Rated Bd BQF2TRUU 20 0.1

ANGL Mkt Vectrs Fallen Angel HY H0FA 16 0.1

BSJK Gggnhm BlltShrs ‘20 HY CB BSJKK 16 0.3

BSCL Guggenheim BlltShr 2021 CB BSCBL 15 0.2

BSCM Guggenheim BlltShr 2022 CB BSCBM 15 0.1

ENGN iShares Industrials Bnd LUAITRUU 15 0.1

QLTC iShrs B-Ca Rated Bd BQF3TRUU 11 0.1

MONY iShares Financials Bnd LUFITRUU 10 0.1

IBDC iSharesBond 2020 Corp Term BI20TRUU 10 0.2

THHY Mkt Vectors Treas-Hedg HY MVTHHY 10 0.1

IBDD iSharesBond 2023 Corp Term BI23TRUU 10 0.1

SLQD iShares 0-5 Yr Inv Gr CB IBXXSIG1 10 0.1

HYZD WT BofA ML HY Bd Zero Dura HZCD 10 0.1

HYND WT BofA ML HY Bd Neg Dura H7CD 10 0.1

AMPS iShares Utilities Bnd LUAUTRUU 10 0.1

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Fixed Income (continued)

US Government

TIP iShares TIPS Bond LBUTTRUU $12,733 $76.2 ü

SHY iShares 1-3 Yr Treas LT01TRUU 8,245 89.4 ü

IEF iShares 7-10 Yr Treas LT09TRUU 3,837 118.3 ü

SHV iShares Short Treas LT12TRUU 2,591 84.4

IEI iShares 3-7 Yr Treas LT13TRUU 2,553 110.1 ü

TLT iShares 20+ Yr Treas LT11TRUU 2,254 830.9 ü

TDTT FlxShr 3Y Tgt Dur TIPS IBXXTD3T 2,037 5.7

STPZ PIMCO 1-5 Year US TIPS GVQI 1,309 8.1

VTIP Vanguard ST Inflat-Protect LTP5TRUU 1,090 6.4

BIL SPDR Barc 1-3 Month T-Bill LD12TRUU 1,035 30.7 ü

IPE SPDR Barclays TIPS BCIT1T 590 2.8

STIP iShares 0-5Yr TIPS Bond LTP5TRUU 576 4.1

SCHO Schwab Short-Term US Treas LT01TRUU 447 5.8

SCHP Schwab US TIPs LBUTTRUU 406 2.6 ü

VGSH Vanguard ST Govt BFA3TRUU 368 3.4

TDTF FlxShr 5Y Tgt Dur TIPS IBXXTD5T 341 2.3

SCHR Schwab Inter-Term US Treas LT31TRUU 241 3.6

TLH iShares 10-20Yr Treas LT10TRUU 221 3.2 ü

ITE SPDR Barc Interm Treasury LT08TRUU 160 2.1

PLW PwrShrs 1-30 Ladder Treas MRTSYA 146 0.4

EDV Vanguard Extend Dur Treas BSEPTRUU 143 2.9

TUZ PIMCO 1-3 Yr US Treas G1O2 132 1.7

VGIT Vanguard Interm Govt BGF3TRUU 120 1.5

GOVT iShares US Treas Bond LUATTRUU 112 1.1

LTPZ PIMCO 15+ Year US TIPS G8QI 75 0.7 ü

VGLT Vanguard LT Govt BGFLTRUU 72 1.2

ZROZ PIMCO 25+Yr Zero Coup US STPL 53 3.0 ü

TIPZ PIMCO Broad US TIPS G0QI 52 0.3

TLO SPDR Barc Long-Term Treas LUTLTRUU 37 0.8

FTSD Franklin Sh Duration USGov LD24TRUU 28 0.1

SST SPDR Barc ShTerm Treas LTR1TRUU 21 0.2

FIVZ PIMCO 3-7 Yr US Treasury G3OC 13 0.1

TENZ PIMCO 7-15 Year US Treas G8OC 11 1.0

TIPX SPDR Barclays 1-10 Yr TIPS n/a 10 0.0

TRSY PIMCO Broad US Treasury G0QL 8 0.0

Aggregate and Other

BND Vanguard Total Bond Market LBUFTRUU $17,475 $102.2 ü

AGG iShares Core Total US Bond LBUSTRUU 15,657 117.7 ü

BSV Vanguard Short-Term Bond BFA1TRUU 13,904 82.4

BKLN PwrShr Senior Loan Portfol SPBDLL 6,659 65.8 ü

MBB iShares MBS LUMSTRUU 5,146 51.1 ü

BIV Vanguard Interm Bond BFA0TRUU 3,732 23.9 ü

FLOT iShares Floating Rate Bond BFU5TRUU 3,693 44.9

CWB SPDR Barc Convertible Bond BCS5TRUU 2,064 22.6 ü

GVI iShares IntermGov/Crd LF97TRUU 1,240 7.5 ü

LAG SPDR Barc Aggregate Bond LBUSTRUU 657 3.8

BAB PowerShares Build America BABS 594 5.3

SCHZ Schwab US Aggregate Bond LBUSTRUU 512 3.4

BLV Vanguard Long-Term Bond BFALTRUU 501 7.0 ü

GSY Guggenheim Enh Sh Duration LD12TRUU 467 5.0

AGZ iShares Agency Bond LUAASIUU 394 3.3

VMBS Vanguard MBS LMBGTRUU 365 5.6

FLRN SPDR Barc InvGrd FloatRate BFU5TRUU 358 3.6

NEAR iShrs Short Maturity Bond n/a 191 3.4

GBF iShares Govt/Credit LUGCTRUU 171 1.9

FTSL First Trust Senior Loan n/a 149 2.0

SNLN Highland/iBoxx Senior Loan IBXXLLTR 128 0.8

MBG SPDR Barc MBS LUMSTRUU 112 0.9

Exchange Traded Funds (ETFs) FICC

10 | US ETF & ETN Guide January 2014

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Fixed Income (continued)

Aggregate and Other (continued)

ISTB iShares Core ST US Bond LD04TRUU $100 $0.9

FLTR Mkt Vect Invt Gr Float Rate MVFLTR 97 1.1

CMBS iShares CMBS Bnd LUCMTRUU 90 0.7

BABS SPDR Nuveen Barc BuildAmer LBABTRUU 44 0.5

GNMA iShares GNMA Bond LGNMTRUU 29 0.3

ILTB iShares Core Long-Term Bnd LGC5TRUU 28 0.3

ICSH iShares Liquidity Income n/a 25 0.0

AGZD WT Barc US Agg Bd Zero Dur BAZDTRUU 10 0.2

AGND WT Barc US Agg Bd Neg Dur BUAFTRUU 10 0.1

COBO ProShares USD Covered Bond BNIXCOVD 7 0.0

GMTB Columbia Core Bond LBUSTRUU 5 0.0

GIY Guggenheim Enh Core Bond LBUSTRUU 5 0.1

International subsection 2

EMB iShares JPM USD EM Bond JPEICORE $3,608 $71.2 ü

BWX SPDR Barc Internat Treas LTXUTRUU 2,038 12.9 ü

PCY PwrShrs EM Sovereign Debt DBLQBLTR 1,877 19.7 ü

ELD WisdomTree EM Local Debt JGENVUUG 1,175 14.8 ü

WIP SPDR DB Int Gov Infl Prot DBLNDILS 942 7.5

EMLC Market Vectors EM Local Curr GBIEMCOR 903 12.3 ü

BNDX Vanguard Total Intl Bond BGRCTRUH 859 6.3 ü

IGOV iShares Intl Treas SPBDXUTR 650 6.8 ü

LEMB iShares EM Local Curr Bond BMBNTRUU 591 3.1 ü

IBND SPDR Barc Intl Corp Bond BG1BTRUU 240 2.3

BWZ SPDR Barc ST Intl Treasury LGT3TRUU 238 1.2

HYEM Market Vectors EM HY EMHY 222 2.1

EMHY iShares EM HY Bd MSBIEHTR 192 1.3

EBND SPDR Barc EM Local Bond BLCDTRUU 184 2.0 ü

PICB PwrShr Intl Corp Bond SPBDICBT 175 1.2

ISHG iShares 1-3 Intl Treas Bd SPBDXU3T 174 1.4

DSUM PwrShrs Yuan Dim Sum Bd CCDSBIU 159 1.7

VWOB Vanguard EM Govt Bond BUEGTRUU 116 1.3

EMCB WisdomTree EM Corp Bond JCBBCOMP 112 1.0

ITIP iShares Intl Inflation-Link WXDI 105 0.6

GHYG iShares Glb HY Bd IBOAMZDB 92 0.8

HYXU iShares Glb ex USD HY Bd IBOAMZGX 75 0.6

AUNZ WisdomTree AU & NZ Debt n/a 37 0.4

CEMB iShares EM Corp Bd MSBIERTR 30 0.3

PGHY PowerShares Glbl ST HY DBLQSTHY 26 0.5

AUD PIMCO Australia Bond AUDL 25 0.2

GTIP iShares Glb Inflation-Link W0DI 25 0.1

CAD PIMCO Canada Bond CADG 21 0.2

EMAG Mkt Vect EM Agg Bond MVEMAG 16 0.2

EMCD SPDR BofA ML EM Bnd EMSD 15 0.2

EMSH ProShares ShTrm USD EM Bd DBEMPRO 12 0.3

GLCB WisdomTree Global Corp Bd n/a 7 0.0

CHLC Market Vectors Renminbi Bd MVCHLC 5 0.2

JGBB WT Japan Int Rate Strategy BXJIRS 5 0.0

EU WisdomTree Euro Debt n/a 4 0.1

GGOV ProShrs DE Sovereign/SubSov IBXXXZAB 4 0.1

PFEM PwrShrs Fundam EM Loc Debt CCRFEMEU 4 0.1

BUND PIMCO Germany Bond GEDL 3 0.0

Municipal

MUB iShares Natl AMT-Free SPMUNUST $3,093 $25.7 ü

SHM SPDR Nuveen Barc ST Muni LMM1TR 2,156 13.2

TFI SPDR Nuveen Barc Muni Bond LMMITR 922 7.7 ü

HYD Market Vectors HY Muni LMEHTR 818 9.1 ü

SUB iShares ST Natl AMT-Free SPMU5YRT 813 5.2

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Fixed Income (continued)

Municipal (continued)

ITM Market Vectors Interm Muni LMT2TR $568 $5.4

PZA PwrShrs Insured Natl Muni UPCM 535 5.8 ü

CMF iShares CA AMT-Free SPMUNCAT 238 1.7

SMB Market Vectors Short Muni LMT1TR 226 1.4

MUNI PIMCO Intermediate Muni LM17TR 197 1.8 ü

HYMB SPDR Nuveen S&P HY Muni SPMUHT 179 3.7 ü

PVI PwrShrs VRDO Tax Fr Wkly BBUSVWFT 171 1.9

NYF iShares NY AMT-Free SPMUNNYT 122 0.8

MUAF iShares 2017 AMT-Free SPMUS17T 119 0.7

MUAE iShares 2016 AMT-Free SPMUS16T 107 0.7

MUAD iShares 2015 AMT-Free SPMUS15T 98 0.5

CXA SPDR Nuveen Barc CalifMuni LMM2TR 75 0.5

MLN Market Vectors Long Muni LMT3TR 70 0.7

MUAC iShares 2014 AMT-Free SPMUS14T 67 0.5

PWZ PwrShrs Insured CA Muni UPCC 48 0.5

PZT PwrShrs Insured NY Muni UPNY 44 0.4

MUAG iShr ‘18 S&P AMT-Free Muni SPMUS18T 41 0.4

PRB Market Vectors Pre-Ref Muni LMPETR 34 0.2

INY SPDR Nuveen Barc NY Muni LMM3TR 24 0.2

RVNU db X-Trckrs Muni Infr Rev DBIQRVNU 15 0.1

SHYD Mkt Vectors Short HY Muni BMHYTR 10 0.3

VRD SPDR Nuveen S&P VRDO Muni SPMUVRDO 9 0.2

GMMB Columbia Interm Muni Bond n/a 5 0.0

Commodities

GLD SPDR Gold Shares GOLDLNPM $31,495 $1,054.9 ü

IAU iShares Gold Trust GOLDLNPM 6,434 56.1 ü

SLV iShares Silver Trust SLVRLN 6,412 186.2 ü

DBC PowerShares DB Commodity DBLCIX 5,557 55.1 ü

DBA PowerShares DB Agriculture DBAGIX 1,202 12.8 ü

SGOL ETFS Gold Trust GOLDLNPM 1,061 5.9 ü

GSG iShares S&P GSCI Comm SPGSCITR 1,037 10.3 ü

USO United States Oil n/a 902 209.7 ü

UNG United States Natural Gas n/a 798 97.4 ü

PPLT ETFS Platinum Trust PLTMLNPM 746 4.9

PALL ETFS Physical Palladium PLDMLNPM 533 3.9

USCI US Commodity Index SDCITR 520 4.2

SIVR ETFS Physical Silver SLVRLN 358 2.4 ü

GCC GreenHaven Commodity CCITR 312 2.2 ü

DBO PowerShares DB Oil DBOLIX 297 3.3 ü

GLTR ETFS Physical Prec Metal n/a 273 2.3

DBB PowerShares DB Base Met DBBMIX 254 2.3 ü

DBE PowerShares DB Energy DBENIX 252 1.9 ü

DBP PwrShrs DB Precious Metals DBPMIX 186 2.5 ü

DGL PowerShares DB Gold DGLDIX 158 1.6 ü

CRBQ Jefferies TR/J CRB GlbComm CRBQX 67 0.2

USL United States 12 Month Oil n/a 59 0.8 ü

AGOL ETFS Asian Gold Trust GOLDLNPM 55 0.1

UGA United States Gasoline n/a 54 1.3 ü

CORN Teucrium Corn Fund TCORN 47 2.2 ü

DBS PowerShares DB Silver DBSLIX 34 0.3 ü

WITE ETFS White Metals Basket n/a 28 0.1

BNO United States Brent Oil Fd n/a 27 2.2 ü

UNL US 12 Month Natl Gas n/a 25 0.3 ü

CMDT iShrs DJ-UBS Roll Sel Comm DJUBSRST 13 0.2

WEAT Teucrium Wheat TWEAT 7 0.1 ü

UHN US Deisel-Heating Oil n/a 5 0.1

SOYB Teucrium Soybean TSOYB 4 0.1 ü

CANE Teucrium Sugar TCANE 2 0.0

Exchange Traded Funds (ETFs) FICC

11

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Commodities (continued)

CPER United States Copper SCITR $2 $0.0

USAG United States Agriculture SDAITR 2 0.0

USMI United States Metals SDMITR 2 0.1

CRUD Teucrium Crude Oil Fund TCRUD 2 0.0

NAGS Teucrium Natural Gas Fund TNAGS 2 0.0

TAGS Teucrium Agricultural TTAGS 2 0.0

Currencies

UUP PowerShares DB USD Bull USDUPX $675 $22.1 ü

BZF WisdomTree BRL Strategy n/a 515 4.8 ü

FXA CurrencyShares AUD n/a 343 13.5 ü

FXC CurrencyShares CAD n/a 291 5.3 ü

FXF CurrencyShares CHF n/a 259 2.3 ü

FXE CurrencyShares Euro n/a 215 52.5 ü

FXY CurrencyShares JPY n/a 215 26.6 ü

CYB WisdomTree CNY Strategy n/a 215 1.0 ü

DBV PwrShrs DB G10 Curr DBCFHX 195 2.6 ü

CEW WisdomTree EM Curr Strat n/a 163 1.1

UDN PowerShares DB USD Bear USDDNX 64 0.6 ü

FXB CurrencyShares GBP n/a 56 4.1 ü

FXS CurrencyShares SEK n/a 54 0.5 ü

USDU WisdomTree Bbg USD Bullish BBDXT 38 1.8

ICN WisdomTree INR Strategy n/a 28 0.3 ü

CCX WisdTree Commodity Curr n/a 14 0.1

FXCH CurrencyShrs Ch Renminbi n/a 8 0.0

FXSG CurrencyShares SGD n/a 8 0.1

Leveraged – FICC

AGQ ProShares Ultra Silver SLVRLN $496 $35.3 ü

UCO ProShares Ult DJ-UBS Oil DJUBSCL 233 43.7 ü

UGL ProShares Ultra Gold GOLDLNPM 133 6.1 ü

BOIL ProShrs Ult DJ-UBS NatGas DJUBSNG 65 7.6 ü

TMF Direxion 20Y+ Treas Bull 3x AXTWEN 21 5.9 ü

UBT ProShares Ultra 20+ Treas LT11TRUU 16 0.7 ü

UST ProShares Ultra 7-10 Treas LT09TRUU 13 29.3 ü

TYD Direxion 7-10Y Tres Bull 3x AXSVTN 4 0.1 ü

GDAY ProShares Ultra AUD n/a 3 0.0

UCD ProShares Ult DJ-UBSComm DJUBS 3 0.1

YCL ProShares Ultra Yen n/a 3 0.1 ü

UJB ProShares Ult High Yield IBOXHY 3 0.2

IGU ProShrs Ult Invt Grd Corp IBOXIG 3 0.2

ULE ProShares Ultra Euro n/a 3 0.1 ü

Inverse – FICC

TBT ProShares UltSh 20+ Treas LT11TRUU $4,421 $270.7 ü

TBF ProShares Short 20+ Treas LT11TRUU 1,683 29.4 ü

TMV Direxion 20Y+ Treas Bear 3x AXTWEN 651 27.9 ü

YCS ProShares UltraSh Yen n/a 454 20.2 ü

EUO ProShares UltraSh Euro n/a 427 12.4 ü

PST ProShares UltSh 7-10 Treas LT09TRUU 304 3.3 ü

SCO ProShares UltSh DJ-UBS Oil DJUBSCL 179 51.7 ü

GLL ProShares UltraSh Gold GOLDLNPM 121 17.8 ü

TTT PrShrs UltPro Sh 20+Y Trea LT11TRUU 117 3.7 ü

ZSL ProShares UltSh Silver SLVRLN 101 23.3 ü

TBX ProShares Short 7-10 Treas LT09TRUU 81 1.3

TYO Direxion 7-10Y Tres Bear 3x AXSVTN 61 0.5 ü

SJB ProShares Short High Yield IBOXHY 48 1.0 ü

CROC ProShares UltraShort AUD n/a 26 0.7 ü

KOLD ProShrs UltSh DJUBS NatGas DJUBSNG 21 1.6 ü

TPS ProShares UltraShort TIPS LBUTTRUU 13 0.2

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Inverse – FICC (continued)

DNO United States Short Oil n/a $11 $1.3 ü

IGS PrShr Shrt Invt Grade Corp IBOXIG 9 0.2

SAGG Direxion Ttl Bnd Mkt Bear LBUSTRUU 9 0.5

TYBS Direxion 20+ Yr Treas Bear AXTWEN 9 0.1

EUFX ProShares Short Euro n/a 7 0.1 ü

TBZ ProShr UltShrt 3-7 Treas LT13TRUU 4 0.1

CMD ProShrs UltSh DJ-UBSComm DJUBS 4 0.0

TYNS Direxion 7-10 Yr Treas Bear AXSVTN 2 0.0

Exchange Traded Funds (ETFs) FICC

Specialty

13

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Active

MINT PIMCO Enhan Short Matur SBMMTB3 $3,920 $41.7

BOND Pimco Total Return LBUSTRUU 3,499 39.0 ü

SRLN SPDR Blackstone/GSO SrLoan IBXXLLTR 605 6.4

HYLD Peritus High Yield n/a 530 5.8 ü

ALD WisdomTree Asia Local Debt HSLIALBI 515 2.2

SYLD Cambria Shareholder Yield n/a 189 1.6

RIGS Riverfront Strat Income n/a 154 2.5

WDTI WisdomTree Mng’d Fut Strat DTITR 148 1.1

HDGE Ranger Equity Bear SPX 132 2.9 ü

RLY SPDR SSgA Multi-Asset Real n/a 113 1.3

INKM SPDR SSgA Income Allocation MXWO 100 1.0

MINC AdvShr Newfleet Multi-Sect n/a 99 0.6

ILB PIMCO Glb Inflation-Linked PIMCSUNV 98 0.4

SMMU PIMCO Short Term Muni Bon n/a 81 0.5

GAL SPDR SSgA Glb Allocation n/a 67 0.7

RAVI FlxShr Ready Access VarInc n/a 53 0.6

GTAA Cambria Global Tactical n/a 44 0.4

AGLS Accuvest Global Long Short MXWO 43 0.2

IELG iShares Enhanced US LC RU10INTR 33 0.3

PSR PwrShrs Active US RE FNER 32 0.1

FORX PIMCO Foreign Curr Strat W1TW 21 0.2 ü

BABZ PIMCO Build Amer Bond LBABTRUU 20 0.4

EPRO AdvisorShares EquityPro n/a 16 0.3

RWG Columbia Select LC Gro RLG 15 0.1

HUSE Huntington US Eqy Rotation SPX 14 2.1

ULST SPDR SSgA Ultra Short Term n/a 14 0.4

AADR WCM/BNY Mellon Focs Gro ADR n/a 11 0.2

ONEF Russell Equity RUDEVLN 11 0.2

HOLD AdvsrShrs Sage Core Reserv n/a 10 2.1

QEH QAM Equity Hedge n/a 7 0.3

GIVE AdvisorShares Global Echo n/a 6 0.0

IESM iShares Enhanced US SC RU20INTR 6 0.1

FMF FT Mrnngstr Mngd Fut Strat MSDIDFTL 5 0.1

SYV SPDR MFS Systematic Value n/a 5 0.1

SYG SPDR MFS Systematic Growth n/a 5 0.1

SYE SPDR MFS Systematic Core n/a 5 0.0

RRF WisdomTree Glb Real Return W0DI 4 0.0

GVT Columbia Select LCVal RIY 4 0.1

FTGC FT Glb Tactical Commod Str n/a 3 0.1

CHNA PowerShares China A-Share n/a 2 0.0

FTHI First Trust High Income n/a 2 0.0

FTLB First Trust Low Beta n/a 2 0.0

RPX Columbia LC Growth RLG 2 0.1

HDGI AdvsrShrs Athena Intl Bear n/a 1 0.3

Fundamental

PRF PowerShares FR US 1000 FR10XTR $2,905 $12.9 ü

EPI WisdomTree India Earnings WTEMINTR 1,009 70.1 ü

PRFZ PowerShares FR US 1500 FR15US 895 3.9

PXF PowerShares FR DM ex US FRX1XTR 736 2.9

EZM WisdomTree MC Earnings WTMEITR 447 2.6

EES WisdomTree SC Earnings WTSEITR 401 3.0

PXH PwrShrs FTSE RAFI EM TFREMU 354 1.9

RWJ RevenueShares SC REVWST 252 1.4

RWL RevenueShares Large Cap REVWLT 217 1.3 ü

RWK RevenueShares Mid Cap REVWMT 173 0.7

PDN PwrShr FR DM x US SmMid TFRDXUSU 112 0.6

PXLG PowerShares Fundam Lrg Gro RAFILGTR 101 0.2

PXMG PowerShares Fundam MC Gro RAFIMGTR 91 0.1

EPS WisdomTree Earnings 500 WTEPSTR 90 0.3

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Fundamental (continued)

EXT WisdomTree Total Earnings WTEI $64 $0.2

PXSV PowerShares Fundam SC Val RAFISVTR 61 0.2

FNDX Schwab Fund US Large Comp RUFUSLU 56 0.8

PAF PwrShrs FR Asia Pac x JP TRDAPXJU 49 0.4

FNDB Schwab Fund US Broad Mkt RUFUSUSD 46 0.8

FNDF Schwab Fund Intl Lrg Comp RUFDXULU 45 0.8

FNDA Schwab Fund US Small Comp RUFUSSU 42 0.7

PXMV PowerShares Fundam MC Val RAFIMVTR 40 0.1

PXLC PowerShares Fundam LC RAFILCTR 38 0.2

PXMC PowerShares Fundam MC RAFIMCTR 30 0.1

PXSG PowerShares Fundam SC Gro RAFISGTR 30 0.1

EZY WisdomTree LC Value WTEILVTR 26 0.1

RTR RevenueShares ADR REVWADRT 23 0.1

FNDC Schwab Fund Intl Sml Comp RUFDXUSU 19 0.3

FNDE Schwab Fund EM Large Comp RUFGELU 18 0.4

PXSC PowerShares Fundam SC RAFISCTR 16 0.1

PXLV PowerShares Fundam Lrg Val RAFILVTR 14 0.1

Life Cycle and Allocation

AOR iShares Growth Allocation SPTGGUT $255 $1.4

AOA iShares Aggress Alloc SPTGAUT 223 1.1

AOM iShares Moderate Alloc SPTGMUT 215 1.3

AOK iShares Conserv Alloc SPTGCUT 141 0.8

TZG iShares Target 2020 SPTGT20T 45 0.4

TZV iShares Target 2040 SPTGT40T 39 0.4

TZI iShares Target 2025 SPTGT25T 37 0.4

TZE iShares Target 2015 SPTGT15T 34 0.6

TDN db X-trckrs 2030 Targ Date TDAXTH 34 0.2

TZL iShares Target 2030 SPTGT30T 34 0.4

TDV db X-trckrs 2040 Targ Date TDAXFO 33 0.1

TDH db X-trckrs 2020 Targ Date TDAXTW 27 0.0

TZO iShares Target 2035 SPTGT35T 26 0.3

TGR iShares Target Retir SPTGRIT 12 0.4

TDX db X-trckrs In-Target Date TDAXIT 11 0.0

TDD db X-trckrs 2010 Targ Date TDAXTN 10 0.0

TZD iShares Target 2010 SPTGT10T 9 0.2

TZY iShares Targ Date 2050 SPTGT50T 9 0.2

TZW iShares Targ Date 2045 SPTGT45T 5 0.2

Long/Short

CSM ProShares LC Core Plus CS13030 $242 $1.7

HYLS First Trust Tactical HY n/a 102 0.8

RALS ProShares RAFI Long/Short RAFILS 55 1.0

FINF ProShrs Sh 30Y TIPS/TSY Spr DJCSIN30 4 0.0

RINF ProShrs 30Y TIPS/TSY Spr DJCSIN30 4 0.0

BTAL QuantShr US MktNeu AntBeta DJTMNAB 3 0.2

SINF PrShrs UltPr Sh 10Y TIPS/TSY DJCSIN10 2 0.0

UINF ProShrs UltPro 10Y TIPS/TSY DJCSIN10 2 0.0

CHEP QuantShr US MktNeu Value DJTMNSV 1 0.3

MOM QuantShr US MktNeu Moment DJTMNMO 1 0.2

SIZ QuantShr US MktNeu Size DJTMNSS 1 0.0

Quantitative

Domestic subsection

SPLV PwrShrs S&P 500 Low Vol SP5LVIT $3,713 $36.0 ü

PKW PowerShares Buyback DRBTR 2,677 25.6 ü

USMV iShares MSCI USA Min Vol M00IMV$T 2,513 25.6 ü

PDP PwrShrs Momentum Portf DWTL 1,217 6.5 ü

CVY Guggenheim Multi-Asset ZAXYH 1,169 5.1 ü

FEX First Trust LC AlphaDEX DEFILCCI 765 4.2

Exchange Traded Funds (ETFs) Specialty

14 | US ETF & ETN Guide January 2014

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Quantitative (continued)

Domestic (continued)

PWV PowerShares Dyn LC Val ILWTR $764 $6.0

FTA First Trust LCVal AlphaDEX DEFILVOI 680 3.2

FNX First Trust MC AlphaDEX DEFIMCCI 674 3.4

DWAS PwrShrs DWA SC Momen Portf DWATLSC 663 6.9 ü

QAI IQ Hedge Multi-Strategy IQHGMST 659 3.6

TILT FlxShr Mstar US MktFctTilt MUFTT 544 1.6

MDIV FT NASDAQ MultiAsset Diver NQMAUS 535 3.0 ü

SPHB PwrShrs S&P 500 High Beta SP5HBIT 526 3.3 ü

FYX First Trust SC AlphaDEX DEFISCCI 508 3.1

GURU Global X Guru Index GURU 475 5.0 ü

SPHQ PowerShares SP500 High Qual SPXQRUT 323 1.1

QUAL iShares MSCI USA Qlty Fact M2USQU 285 1.9

PWB PowerShares Dyn LC Gro ILHTR 269 0.6

RYJ Guggenheim RJ SB-1 Equity RJSBITR 251 1.6

FTC First Trust LCGro AlphaDEX DEFILGOI 242 1.3 ü

BFOR Barron’s 400 B400T 212 2.0 ü

NFO Guggenheim Insider Sent SBRINTR 205 1.0

MTUM iShares MSCI USA Momentum M2US000$ 202 0.8

PWC PowerShares Dyn Market DYITR 175 0.4

DEF Guggenheim Defensive SBRDETR 130 1.1

VLUE iShares MSCI USA Value Wgt M2USVWGT 128 0.1

FAB First Trust MultiCap Value DEFIMCVI 124 0.7

PHDG PS S&P Downside Hdgd SPVQDTR 122 1.3

SIZE iShares MSCI USA Risk Wgt M2USRWGT 121 0.0

CZA Guggenheim MC Core ZAXMC 114 0.5

IYLD iShes Mstar MultiAsset Inc MAHIT 99 0.7

FYT Frst Trst SC Val AlphaDEX DEFISCVI 84 0.6

FTCS First Trust Capital Strng NQCAPSTT 72 0.4

FVL First Trust Value Line 100 VLFVL 57 0.1

FAD First Trust MultiCap Gro DEFIMCGI 52 0.3

XSLV PowerShares S&P SC Low Vol SP6LVI 40 0.4

FNY Frst Trst MC Gro AlphaDEX DEFIMDGI 40 0.3

MCRO IQ Hedge Macro Tracker IQHGMAT 34 0.2

FYC Frst Trst SC Gro AlphaDEX DEFISCGI 32 0.3

ERW VlctyShrs Eql Risk Wgt LC ERWSPX 29 0.1

FNK Frst Trst MC Val AlphaDEX DEFIMDVI 28 0.2

PWO PowerShares Dyn OTC DYOTR 25 0.0

KNOW Direxion AC Insider Senti SBRQAM 24 0.0

PIQ PwrShrs Dyn MagniQuant DYHTR 23 0.2

VSPY Direxion S&P 500 RC Vol SP5M15T 22 0.1

FWDB Madrona Global Bond n/a 22 0.2

FWDD Madrona Domestic n/a 22 0.2

QMN IQ Hedge Mkt Neutral Track IQHGMNB 22 0.2

XMLV PowerShares S&P MC Low Vol SP4LVI 21 0.2

SPXH VlctyShrs Volatil Hdg LC SPXHID 20 0.2

MATH Meidell Tactical Advantage n/a 16 0.3

FMK Frst Trst Mega Cap AlphaDEX DEFIMGCI 13 0.1

MMTM SPDR SP1500 Momentum Tilt SPCPMTUP 12 0.1

LGLV SPDR Russell 1000 Low Vol RU1LVOL 10 0.2

VLU SPDR S&P 1500 Value Tilt SPCLVTUP 8 0.0

RWV RevShrs Navellier A-100 REVWLOUT 8 0.0

SMLV SPDR Russell 2000 Low Vol RU2LVOL 7 0.3

DBIZ AdvsrShrs PringTrnr BusCyc n/a 5 0.3

FVI First Trust VL Eqty Alloc VLFVI 5 0.1

MRGR ProShares Merger SPLSALP 4 0.0

GSRA ALPS/GS Risk-Adj Ret US LC GSRARUS 3 0.0

TRSK VlctyShrs Tail Risk Hdg LC TRSKID 1 0.1

International subsection 3

EEMV iShares MSCI EM Min Vol M00IEF$O $2,274 $30.0 ü

ACWV iShares MSCI ACWI Min Vol M00IWD$O 1,112 3.3 ü

EFAV iShares MSCI EAFE Min Vol M00IEA$O 935 5.1 ü

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Quantitative (continued)

International (continued)

PIZ PwrShrs DM Tech Lead DWATRDM $651 $4.9 ü

VIDI Vident International Eqty VIDIX 551 8.9

FEP Frst Trst Europe AlphaDEX DEFIEUCI 489 4.7 ü

TLTD FlxShr Mstar DMxUS FacTilt MDXUSFT 417 2.4

FEM Frst Trst EM AplhaDEX DEFIEMCI 332 5.0

PIE PwrShrs EM Technical Lead DWATREM 329 3.8 ü

EELV PowerShares S&P EM Low Vol SPEMLVUT 219 1.7 ü

TLTE FlxShr Mstar EM FactorTilt MEMMFT 217 1.6

IDLV PwrSars SP Intl DM Low Vol SPIDLVUP 155 1.7

FDT Frst Trst DM exUS AlphaDEX DEFIDMCI 146 1.2

FJP Frst Trst Japan AlphaDEX DEFIJPCI 110 0.9

GYLD Arrow DJ Global Yield DJGYLDT 93 1.4

FCAN First Trust CA AlphaDEX DEFICACT 85 0.9

HILO EGShares Low Vol EM Div IHILOT 84 0.7

GRES IQ Global Resources IQGREST 81 0.4

FPA Frst Trst AP xJP AlphaDEX DEFIAPCI 62 1.1

FEMS First Trust EM SC AlphaDEX DEFIESCT 52 0.6

FGM First Trust DE AlphaDEX DEFIGMCT 51 0.5

FYLD Cambria Frgn Sharehld Yld FYLD 42 1.8

FSZ First Trust CH AlphaDEX DEFISWCT 31 0.2

FKU First Trust UK AlphaDEX DEFIUKCT 30 0.2

HGI Guggenheim Internat Multi ZAXIH 30 0.2

IDHQ PwrShrs SP Intl Dev HiQual SPIDHQRT 22 0.1

ACCU Accuvest Global Opportuns n/a 21 0.4

FWDI Madrona International n/a 19 0.2

PERM Global X Permanent PERM 15 0.1

EMCG WisdomTree EM Consumer Gro WTEMCG 12 0.4

FLN Frst Trst LatAm AlphaDEX DEFILACI 8 0.2

GQRE FlxShrs Glb Qlty Real Est n/a 7 0.2

IDHB PwrShrs SP Intl Dev HghBta SPIDHBIN 6 0.2

FBZ Frst Trst Brazil AlphaDEX DEFIBZCI 6 0.1

FKO Frst Trst S Korea AlphaDEX DEFISKCI 5 0.1

YDIV FT NASDAQ Intl Multi-Asset NQMAXUS 5 0.1

FCA Frst Trst China AlphaDEX DEFICHCI 4 0.1

EEHB PwrShrs S&P EM High Beta SPEMHBIT 4 0.4

FHK First Trust HK AlphaDEX DEFIHKCT 4 0.1

FDTS Frst Trst DM x US SC AlphaD DEFIDSCT 4 0.1

GSMA ALPS/GS MomemBuild MultAst GSMOBUMA 3 0.1

GSAX ALPS/GS MomemBuild AsiaXJ GSMOBUAX 2 0.0

GSGO ALPS/GS Momem Build Gro GSMOBUGM 2 0.1

FTW First Trust TW AlphaDEX DEFITWCT 2 0.1

FAUS First Trust AU AlphaDEX DEFIAUCT 2 0.1

Other

PFF iShares US Preferred SPTREFTR $8,437 $70.4 ü

AMLP Alerian MLP AMZI 7,455 50.2 ü

PGX PowerShares Preferred P0P4 1,992 13.9 ü

PGF PwrShrs Finan Preferred WHPSF 1,408 8.5 ü

CSD Guggenheim Spin-Off CLRSOTR 759 8.5 ü

MOAT Market Vectors Wide Moat MWMFTR 556 3.7

PSP PwrShr Listed Private Eqty GLPEXUTR 517 3.6 ü

PCEF PowerShares CEF Income CEFXTR 493 3.1 ü

EMLP Frst Trst NA Energy Infra n/a 438 2.3

FPX First Trust US IPO IPXO 374 4.3

DSI iShares MSCI KLD 400 Social TKLD400U 311 1.1

VIXY ProShares VIX ShTrm Fut SPVXSPID 259 26.5 ü

YMLP Yorkville High Income MLP YMLP 255 1.5

KLD iShares MSCI USA ESG Sel TFSSIU 245 0.6

PSK SPDR Wells Fargo Preferred WAGG 222 2.7

PBP PwrShrs S&P 500 BuyWrite BXM 211 1.3

EQL ALPS Equal Sector Weight BASMLESW 130 0.8

PFXF Mrkt Vctrs Pref ex Fins WHPSL 125 0.7

TTFS TrimTabs Float Shrink n/a 108 1.2

Exchange Traded Funds (ETFs) Specialty

15

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Exchange Traded Funds (ETFs) Specialty

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Other (continued)

SPFF Global X SuperIncome Pref SPPEYN $72 $0.6

MLPA Global X MLP SOLMLPA 68 0.5

EAPS Pax MSCI EAFE ESG TFAPESU 59 0.3

FPE First Trust Pref Sec & Inc n/a 55 0.8

VIXM ProShares VIX MdTrm Fut SPVXMPID 50 2.8 ü

HVPW US Eqy High Vol Put Write PUTWRT 38 0.5

YMLI Yorkville High Inc Infr MLP YMLI 36 0.3

HDG ProShares Hedge Replicate MLEIFCTX 35 0.2

IPFF iShares Intl Pref Stck SPPRIUN 31 1.0 ü

BIZD Market Vectors BDC Income MVBIZDTG 28 0.2

HSPX Horizons SP500 CoveredCall SPXCC 27 0.4

IPO Renaissance IPO IPOUSA 25 1.2

MNA IQ Merger Arbitrage IQMNAT 25 0.2

VEGA AdvShrs STAR Glb BuyWrite n/a 25 0.1

MLPX Global X MLP&Energy Infra SOLMLPX 24 0.3 ü

XMPT Market Vectors CEF Muni CEFMX 23 0.4

YYY Yield Shares High Income YLDA 22 0.3

CPI IQ Real Return IQHGCPIT 22 0.5

MLPJ Global X Junior MLP SOLMLPJ 15 0.1

FLAG Forensic Accounting FLAG 9 0.1

CNPF Global X Canada Pref SOLPRECA 7 0.1

NASH Nashville Area NASHVILL 7 0.2

VIXH FT CBOE SP5 VIX Tail Hedge VXTH 6 0.0

PEX ProSh Glbl Listed Priv Eqy LPXDITU 4 0.0

HFIN Hrzns S&P FinlSelSect Cov IXMCC 4 0.4

ENFR Alerian Energy Infrastruct AMEI 4 0.1

KFYP KrnShrs CSI CH 5-Yr Plan H11161 3 0.0

QYLD Recon Cap NASDAQ-100 CC BXN 3 0.1

ETNs

17

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Commodities section

General

DJP iPath DJ UBS Commodity DJUBSTR $1,729 $17.4 ü

RJI Elements Rogers Commod ROGRTR 817 6.3 ü

GSC GS Connect S&P GSCI Enh SPGSESTR 236 0.8

UCI ETRACS CMCI Total Return CMCITR 160 0.9

BCM iPath Pure Beta Broad Comm BCC1C1PT 127 1.3

GSP iPath GSCI Total Return SPGSCITR 110 1.5

DJCI ETRACS DJ-UBS Commodity DJUBSTR 62 0.2

LSC Elements S&PComdtyTrends SPTICTR 28 0.0

CSCB CS Commodity Benchmark CSIXTR 25 0.0

CSCR CS Commodity Rotation CSCUBKTR 23 0.1

RGRC RBS Rogers Enhanced Comm RGRCID 18 0.1

DPU PwrShrs DB Commod Lg DBCDIX 2 0.0

SBV iPath Pure Beta SP GSCI-Wgt BCC2C1PT 1 0.1

Specific

OIL iPath Goldman Sachs Oil SPGSCLTR $259 $11.5 ü

RJA Elements Rogers Agricult ROGRAGTR 225 1.7 ü

JO iPath DJ UBS Coffee DJUBKCTR 131 2.9 ü

JJC iPath DJ UBS Copper DJUBHGTR 92 1.5 ü

JJG iPath DJ UBS Grains DJUBGRTR 78 1.2 ü

JJA iPath DJ UBS Agriculture DJUBAGTR 71 0.4

RJN Elements Rogers Energy ROGRENTR 46 0.3 ü

COW iPath DJ UBS Livestock DJUBLITR 43 0.5 ü

NIB iPath DJ UBS Cocoa DJUBCCTR 42 0.9 ü

GAZ iPath DJ UBS Natural Gas DJUBNGTR 36 0.2 ü

PTM ETRACS UBS Long Platinum CTPLTR 32 0.1 ü

SGG iPath DJ UBS Sugar DJUBSBTR 29 0.9 ü

RJZ Elements Rogers Metals ROGRIMTR 25 0.1

BAL iPath DJ UBS Cotton DJUBCTTR 24 0.7 ü

FUD ETRACS CMCI Food CMFOTR 22 0.2

PGM iPath DJ UBS Platinum DJUBPLTR 16 0.1

UBG ETRACS CMCI Gold CTGCTR 13 0.4

JJM iPath DJ UBS Industrial DJUBINTR 12 0.1

UAG ETRACS CMCI Agriculture CMAGTR 12 0.2

USV ETRACS CMCI Silver CTSITR 11 0.5

JJP iPath DJ UBS Precious Met DJUBPRTR 11 0.1

GASZ ETRACS NatGas Fut Contango GYY 11 0.2

OILZ ETRACS Oil Fut Contango OGZ 10 0.0

RGRA RBS Rogers Enhanced Agri RGRAID 9 0.1

CAFE iPath Pure Beta Coffee BCC2KCPT 9 0.2

CHOC iPath Pure Beta Cocoa BCC2CCPT 7 0.1

OLO PowerShares DB Oil Long DBODIX 7 0.1

DCNG iPath Seasonal Nat Gas BCC2NGST 7 0.0

UBN ETRACS CMCI Energy CMENTR 7 0.2

JJE iPath DJ UBS Energy DJUBENTR 7 0.1

GRU Elements MLCX Grains MLCXGRTR 7 0.1 ü

RGRI RBS Rogers Enhanced IndMet RGRIID 6 0.1

JJT iPath DJ UBS Tin DJUBSNTR 6 0.1

JJS iPath DJ UBS Softs DJUBSOTR 6 0.0

JJN IPath DJ UBS Nickel DJUBNITR 5 0.1

UBM ETRACS CMCI Ind Metals CMIMTR 5 0.0

UBC ETRACS CMCI Livestock CMLVTR 5 0.1

FOIL iPath Pure Beta Aluminum BCC2LAPT 4 0.0

RGRE RBS Rogers Enhanced Energy RGREID 4 0.0

HEVY iPath Pure Beta Indl Met BCC1IMPT 4 0.0

NINI iPath Pure Beta Nickel BCC2LNPT 3 0.1

DIRT iPath Pure Beta Agricult BCC1AGPT 3 0.0

OLEM iPath Pure Beta Crude Oil BCC2CLPT 3 0.1

RGRP RBS Rogers Enhance PrecMet RGRPID 3 0.0

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Commodities (continued)

Specific (continued)

AGF PowerShares DB Agr Long DBADIX $3 $0.1

WEET iPath Pure Beta Grains BCC1GRPT 3 0.0

LSTK iPath Pure Beta Livestock BCC1LSPT 3 0.0

ONG iPath Pure Beta Energy BCC1ENPT 2 0.0

JJU iPath DJ UBS Aluminum DJUBALTR 2 0.1

SGAR iPath Pure Beta Sugar BCC2SBPT 2 0.0

CTNN iPath Pure Beta Cotton BCC2CTPT 2 0.0

BLNG iPath Pure Beta Prec Metal BCC1PMPT 2 0.0

GRN iPath Global Carbon BXIIGCUT 2 0.0

LD iPath DJ UBS Lead DJUBPBTR 1 0.0

BDG PwrShrs DB Base Met Lg DBBMIX 1 0.0

CUPM iPath Pure Beta Copper BCC2LPPT 1 0.1

LEDD iPath Pure Beta Lead BCC2LLPT 1 0.0

FUE Elements MLCX Biofuels MLCXBXTR 1 0.0

GRWN iPath Pure Beta Softs BCC1SFPT 1 0.0

Currencies section

CNY Market Vectors Renminbi SPCBCNY $40 $0.2

AYT iPath GEMS Asia 8 BXIIGMA8 10 0.1

ICI iPath Optimized Curr Carry BXIICIIP 8 0.1

ERO iPath EUR/USD n/a 3 0.0

GBB iPath GBP/USD n/a 3 0.0

JYN iPath JPY/USD n/a 2 0.0

INR Market Vectors-Rupee/USD SPCBINR 2 0.0

PGD iPath Asian&Gulf Curr Reval BXIIGEMP 1 0.0

JEM iPath GEMS Index BXIIGEM1 1 0.0

Leveraged/Inverse

FIGY FI Enhanced Global HY M2WDHDVD $1,379 $0.9

FBG FI Enhanced Big Cap Growth RU10GRTR 1,065 4.1

FEEU FI Enhanced Europe 50 SX5PGV 1,060 1.4

MLPL ETRACS UBS 2x Lng MLP AMZI 209 3.1

BDCL ETRACS 2x Lng WF Bus Dev WFBDCPX 159 1.8

DGP PwrShrs DB Gold Dbl Lg DGLDIX 156 7.2

MORL ETRACS 2x Mortgage REIT MVMORT 134 3.7

USLV VelocityShares 3x Silver SPGSSIP 132 16.3

FIEU CS FI Enhanced Europe 50 SX5PGV 109 1.1

UGAZ VelocityShares 3x Nat Gas SPGSNGP 109 29.7

DTYS iPath US Treas 10-YR Bear BXIITETY 103 2.4

DGAZ VelocityShrs 3x Inv NatGas SPGSNGP 100 14.1

DTO PowerShares DB Oil Dbl Sh DBODIXX 89 9.2

DZZ PwrShrs DB Gold Dbl Sh DGLDIX 88 4.1

DGZ PowerShares DB Gold Short DGLDIX 60 3.0

DLBS iPath US Treas Lng Bd Bear BXIITEUS 59 0.7

SBND PwrShr DB 3x Shrt 25+ Treas DBBNDS 58 0.5

JGBD PwrShrs DB 3x Inv JP GovBd DBBNJGBS 50 0.8

FIEG FI Enhanced Global HY M2WDHDVD 49 1.0

JGBS PwrShrs DB Inv JP Govt Bd DBBNJGBS 40 0.6

DRR Market Vectors Dbl Sh Euro DSHRTEUR 38 0.2

DGLD VelocityShares 3x Inv Gold SPGSGCP 35 5.4

FIBG CS FI Enhanced Big Cap Gro RU10GRTR 30 0.6

UGLD VelocityShares 3x Gold SPGSGCP 29 3.2

BXUC Barc SPX + Long C Leverage SPXT 28 0.0

CEFL ETRACS Mon 2xLev ClsdEndFd YLDA 27 1.4

DVHL ETRACS Mon 2x Dvsfd Hi Inc NYDVHI 26 0.4

LBND PwrShrs DB 3x Lng 25+ Trea DBBNDL 22 0.1

DSLV VelocityShares 3x Inv Silv SPGSSIP 21 6.9

SDYL ETRACS Mnthly 2x S&P Div SPHYDA 18 0.1

DAG PowerShares DB Agr Dbl Lg DBADIX 17 0.2

Exchange Traded Notes (ETNs) ETNs

18 | US ETF & ETN Guide January 2014

1. All average volume calculations in this guide were calculated over the period between July 15, 2013 to January 15, 2014.

* Opt. denotes US listed options trading available on the underlying security.

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Leveraged/Inverse (continued)

DVYL ETRACS Mnthly 2x DJ SelDiv DJDVP $16 $0.2

DTUS iPath US Treas 2-YR Bear BXIITETU 16 0.1

ITLT PwrShr DB 3x Ital Treas Bd DBBNBTPL 14 0.1

RWXL ETRACS 2x DJ Intl Real Est DWXRS 13 0.2

ROLA iPath LX Russell 1000 RU10INTR 12 0.0

RTLA iPath LX Russell 2000 RU20INTR 12 0.0

BUNT PwrShr DB 3x German Bd Fut DBBNBUNL 12 0.1

OFF ETRACS Fshr-Grtmn Risk Off FGRISK 11 0.1

CSMB CS Merger Arb Liquid 2x CSLABMN 8 0.0

SZO PowerShares DB Oil Short DBODIXX 8 0.2

SFLA iPath LX S&P 500 TR SPTR 6 0.0

DFVS iPath US Treas 5-YR Bear BXIITEFV 6 0.2

UWTI VelocityShares 3x Crude SPGSCLP 5 0.3

DYY PwrShrs DB Commod Dbl Lg DBCDIX 5 0.0

MLPS ETRACS UBS 1xM Shrt MLP AMZIX 5 0.0

JGBT PwrShr DB 3x Japan Gov Bd DBBNJGBL 5 0.0

EMSA iPath SE MSCI EM NDUEEGF 5 0.0

DWTI VelocityShrs 3x Inv Crude SPGSCLP 4 0.7

AGA PowerShares DB Agr Dbl Sh DBADIX 4 0.0

BOM PwrShrs DB BaseMet DblSh DBBMIX 4 0.0

MFLA iPath LE MSCI EAFE NDDUEAFE 4 0.0

DDP PwrShrs DB Commod Sh DBCDIXX 4 0.0

BXUB Barc SPX + Long B Leverage SPXT 4 0.0

UUPT PowerShares DB 3x Lng USD USDUPX 4 0.3

EMLB iPath LE MSCI EM NDUEEGF 3 0.0

BDD PwrShr DB Base Met Db Lg DBBMIX 3 0.0

DEE PwrShrs DB Commod Dbl Sh DBCDIXX 2 0.1

BOS PwrShrs DB Base Met Sh DBBMIX 2 0.0

ADZ PowerShares DB Agr Short DBADIX 2 0.0

UDNT PowerShares DB 3x Shrt USD USDDNX 2 0.2

BXDB Barc SPX + Short B Leverag SPXT 2 0.0

URR Market Vectors Dble Lg Euro DLONGEUR 1 0.1

Volatility

VXX iPATH SP500 VIX ST Future SPVXSTR $839 $797.0 ü

VQT Barclays ETN+ S&P Veqtor SPVQDTR 657 4.4

XIV VelocityShares Inv VIX ShTrm SPVXSP 427 296.3

TVIX VelocityShares 2x VIX ShTrm SPVXSP 121 40.3

XVZ iPath S&P 500 Dynamic VIX SPDVIXTR 88 1.9

VXZ iPATH SP500 VIX MT Future SPVXMTR 86 10.3 ü

ZIV VelocityShares Inv VIX MdTrm SPVXMP 84 2.7

GLDI Gold Shares Covered Call QGLDI 22 0.2 ü

SLVO CS Silver Shr Covered Call QSLVO 15 0.3

XVIX ETRACS Long-Short VIX SPVXTSER 13 0.2

BWV iPath CBOE SP500BuyWrite BXM 11 0.1

VIIX VelocityShares VIX ShTrm SPVXSP 9 12.0 ü

XXV iPath Inv SP500 VIX ShrtTrm SPVXSP 4 0.0

CVOL C-Tracks ETN Volatility CVOLT 2 0.3

VIIZ VelocityShares VIX MdTrm SPVXMP 2 0.4

IVOP iPath Inv SP5 VIX ShrtTerm SPVXSP 2 0.0

TVIZ VelocityShares 2x VIX MdTrm SPVXMP 2 0.3

Other section

AMJ JPMorgan Alerian MLP AMZ $5,746 $29.9 ü

MLPI UBS ETRACS Alerian MLP Infr AMZI 1,582 8.2

MLPN Credit Suisse MLP Eq Wgt MLPX 666 4.4 ü

INP iPath MSCI India NDEUSIA 356 4.5 ü

TRND RBS US LC Trendpilot TPLCUT 282 2.0

AMU ETRACS Alerian MLP Index AMZ 210 2.0

ATMP Barclays ETN+ Select MLP BXIIATMP 182 1.0

Sym Name

Bberg

Index

Assets

($MM)

Avg Vol

($MM) Opt.*

Other (continued)

TRNM RBS US MC Trendpilot TPMCUT $105 $0.8

TBAR RBS Gold Trendpilot TPGLDUT 62 0.4

BDCS ETRACS Wells Fargo Bus Dev WFBDC 55 0.4

IMLP iPath S&P MLP SPMLP 54 0.2

CSMA Credit Suisse Merger Arb CSLABMN 52 0.0

MLPY MS Cushing MLP High Income MLPY 48 0.2

TNDQ RBS NASDAQ 100 Trendpilot TPNDQUT 38 0.4

MLPG UBS ETRACS Nat Gas MLP ANGI 32 0.1

WMW Elements Mrngstr Wide Moat MWMFTR 28 0.2

MLPC C-Tracks M/H MLP Fundam n/a 26 0.2

DVHI ETRACS Divers High Income NYDVHI 25 0.2

DOD Elements Dogs of the Dow MUTR 23 0.2

STPP iPath US Treas Steepener BXIIUSTP 23 0.3

TCHI RBS China Trendpilot TPCHINUT 21 0.1

SPGH ETRACS SP5 Gold Hedge SPGL5UT 18 0.1

CAPE Barclays ETN+ Shiller CAPE BXIICCST 17 0.1

BARL MS SP500 Crude Oil Lnkd SPOILH 15 0.0

MLPW E-TRACS Wells Fargo MLP WML 13 0.0

CSLS CS Long/Short Liquid CSLABLN 13 0.1

ONN ETRACS Fshr-Grtmn Risk On FGRISK 11 0.2

ITLY PwrShr DB Ital Treas Bd Fu DBBNBTPL 9 0.1

GCE Claymore CEF GS Connect CLMRCEF 9 0.2

BUNL PwrShr DB German Bd Fut DBBNBUNL 8 0.1

DRGS RBS Global Big Pharma DGETR 7 0.0

TWTI RBS Oil Trendpilot TPOILUT 6 0.0

JGBL PwrShr DB Japan Govt Bd Fu DBBNJGBL 5 0.1

ALTL RBS US L/C Alternator ALTLCUT 5 0.2

FLAT iPath US Treas Flattener BXIIUSTP 5 0.1

DEFL PowerShrs DB US Deflation DBLNSINF 4 0.0

DTUL iPath US Treas 2-YR Bull BXIITETU 4 0.3

INFL PowerShrs DB US Inflation DBLNLINF 4 0.0

DTYL iPath US Treas 10-YR Bull BXIITETY 3 0.2

CSMN CS MktNeu Global Equity HSGMN 3 0.1

DLBL iPath US Treas Lng Bd Bull BXIITEUS 2 0.1

EEH Elements LC Sector Momnt SPBNPSP 1 0.0

DFVL iPath US Treas 5-YR Bull BXIITEFV 1 0.0

Exchange Traded Notes (ETNs) ETNs

Selected Risk Considerations

An investment in the iPath ETNs described herein (the “ETNs”) involves

risks. Selected risks are summarized here, but we urge you to read the more

detailed explanation of risks described under “Risk Factors” in the applicable

prospectus supplement and pricing supplement.

You May Lose Some or All of Your Principal: The ETNs are exposed to any

change in the level of the underlying index between the inception date and

the applicable valuation date. Additionally, if the level of the underlying

index is insufficient to offset the negative effect of the investor fee and

other applicable costs, you will lose some or all of your investment at

maturity or upon redemption, even if the value of such index has increased or

decreased, as the case may be. Because the ETNs are subject to an investor

fee and any other applicable costs, the return on the ETNs will always be

lower than the total return on a direct investment in the index components.

The ETNs are riskier than ordinary unsecured debt securities and have no

principal protection.

Credit of Barclays Bank PLC: The ETNs are unsecured debt obligations

of the issuer, Barclays Bank PLC, and are not, either directly or indirectly,

an obligation of or guaranteed by any third party. Any payment to be made

on the ETNs, including any payment at maturity or upon redemption,

depends on the ability of Barclays Bank PLC to satisfy its obligations as

they come due. As a result, the actual and perceived creditworthiness of

Barclays Bank PLC will affect the market value, if any, of the ETNs prior to

maturity or redemption. In addition, in the event Barclays Bank PLC were to

default on its obligations, you may not receive any amounts owed to you

under the terms of the ETNs.

A Trading Market for the ETNs May Not Develop: Although the ETNs are

listed on NYSE Arca, a trading market for the ETNs may not develop and the

liquidity of the ETNs may be limited, as we are not required to maintain any

listing of the ETNs.

No Interest Payments from the ETNs: You may not receive any interest

payments on the ETNs.

Restrictions on the Minimum Number of ETNs and Date Restrictions for

Redemptions: You must redeem at least 25,000 or 50,000 (depending on

the series) ETNs of the same series at one time in order to exercise your right

to redeem your ETNs on any redemption date. You may only redeem your

ETNs on a redemption date if we receive a notice of redemption from you by

certain dates and times as set forth in the pricing supplement.

Uncertain Tax Treatment: Significant aspects of the tax treatment of the

ETNs are uncertain. You should consult your own tax advisor about your own

tax situation.

Options involve risk and are not suitable for all investors. Prior to

entering into an options transaction, you should have received, read and

understand the options risk disclosure document entitled “Characteristics

and Risks of Standardized Options” available via the following link:

http://www.theocc.com/about/publications/character-risks.jsp or by

contacting your Barclays sales representative.

Barclays Bank PLC has filed a registration statement (including a

prospectus) with the SEC for the offering to which this communication

relates. Before you invest, you should read the prospectus and other

documents Barclays Bank PLC has filed with the SEC for more complete

information about the issuer and this offering. You may get these

documents for free by visiting www.iPathETN.com or EDGAR on the SEC

website at www.sec.gov. Alternatively, Barclays Bank PLC will arrange for

Barclays Capital Inc. to send you the prospectus if you request it by calling

toll-free 1-877-764-7284, or you may request a copy from any other dealer

participating in the offering.

BlackRock Investments, LLC. assists in the promotion of the iPath ETNs.

The ETNs may be sold throughout the day on the exchange through any

brokerage account. Commissions may apply and there are tax consequences

in the event of sale, redemption or maturity of ETNs.

Barclays Capital Inc. and its affiliates and BlackRock Investments, LLC., and its

affiliates do not provide tax advice and nothing contained herein should be

construed to be tax advice. Please be advised that any discussion of U.S. tax

matters contained herein (including any attachments) (i) is not intended or

written to be used, and cannot be used, by you for the purpose of avoiding

U.S. tax-related penalties; and (ii) was written to support the promotion or

marketing of the transactions or other matters addressed herein. Accordingly,

you should seek advice based on your particular circumstances from an

independent tax advisor.

©2014 Barclays Bank PLC. All rights reserved. iPath, iPath ETNs, and the iPath

logo are registered trademarks of Barclays Bank PLC. All other trademarks,

servicemarks, or registered trademarks are the property, and used with the

permission, of their respective owners.

2299-22AN-11/10

Not FDIC Insured l No Bank Guarantee l May Lose Value

P0356 | CSNY487864 v6 | January 2014

2014 oPTIONS eXPIRATION ¢ALENDAR

mAY

s m t fi t F s

1 2 3

4 5 6 7 8 9 10

11 12 13 14 15 16 17

18 19 20 21 22 23 24

25 26 27 28 29 30 31

JUNE

s m t fi t F s

1 2 3 4 5 6 7

8 9 10 11 12 13 14

15 16 17 18 19 20 21

22 23 24 25 26 27 28

29 30

JANUARY

s m t fi t F s

1 2 3 4

5 6 7 8 9 10 11

12 13 14 15 16 17 18

19 20 21 22 23 24 25

26 27 28 29 30 31

FEBRUARY

s m t fi t F s

1

2 3 4 5 6 7 8

9 10 11 12 13 14 15

16 17 18 19 20 21 22

23 24 25 26 27 28

aPRIL

s m t fi t F s

1 2 3 4 5

6 7 8 9 10 11 12

13 14 15 16 17 18 19

20 21 22 23 24 25 26

27 28 29 30

mARCH

s m t fi t F s

1

2 3 4 5 6 7 8

9 10 11 12 13 14 15

16 17 18 19 20 21 22

23 24 25 26 27 28 29

30 31

sEPTEMBER

s m t fi t F s

1 2 3 4 5 6

7 8 9 10 11 12 13

14 15 16 17 18 19 20

21 22 23 24 25 26 27

28 29 30

dECEMBER

s m t fi t F s

1 2 3 4 5 6

7 8 9 10 11 12 13

14 15 16 17 18 19 20

21 22 23 24 25 26 27

28 29 30 31

nOVEMBER

s m t fi t F s

1

2 3 4 5 6 7 8

9 10 11 12 13 14 15

16 17 18 19 20 21 22

23 24 25 26 27 28 29

30

JULY

s m t fi t F s

1 2 3 4 5

6 7 8 9 10 11 12

13 14 15 16 17 18 19

20 21 22 23 24 25 26

27 28 29 30 31

aUGUST

s m t fi t F s

1 2

3 4 5 6 7 8 9

10 11 12 13 14 15 16

17 18 19 20 21 22 23

24 25 26 27 28 29 30

31

oCTOBER

s m t fi t F s

1 2 3 4

5 6 7 8 9 10 11

12 13 14 15 16 17 18

19 20 21 22 23 24 25

26 27 28 29 30 31

bANK HOLIDAY

eQUITY, INDEX, AND CASH-SETTLED

CURRENCY OPTIONS EXPIRATION DATE1 a.m. SETTLED INDEX OPTIONS CEASE TRADING

eXPIRING EQUITY AND P.m. SETTLED INDEX

OPTIONS CEASE TRADING. eXPIRING CASH-SETTLED

CURRENCY OPTIONS CEASE TRADING AT 12:00 P.M. et

eXCHANGE HOLIDAY

(ADDITIONAL HOLIDAYS MAY BE ANNOUNCED)

ffifl EXPIRATION DATE

QUARTERLY EXPIRATION DATE

2017 eQUITY leaPs® ADDED

2018 eQUITY leaPs® ADDED

ffifl EXPIRATION DATE AND a.m.

SETTLED INDEX OPTIONS CEASE TRADING

1eQUITY leaPs® EXPIRE IN JANUARY. iNDEX leaPs® EXPIRE IN dECEMBER, JANUARY, AND JUNE. note: fiHILE THESE DATES ARE ACCURATE AS OF 12?10?13, THEY ARE SUBJECT TO CHANGE. tHROUGH JANUARY 2015,

WEEKLY EXPIRATIONS OCCUR EVERY FRIDAY WITH THE EXCEPTION OF sTANDARD eXPIRATION FRIDAYS AND IN THE CASE OF JULY 4, 2014, WHERE IT OCCURS ON tHURSDAY, JULY 3RD. aFTER JANUARY 2015, ALL EXPIRATIONS

WILL OCCUR ON FRIDAYS UNLESS THERE IS AN EXCHANGE HOLIDAY, WHEN IT WILL OCCUR ON tHURSDAY. iN 2014, EXCHANGE HOLIDAYS ON FRIDAY OCCUR ON aPRIL 18TH AND JULY 4TH. iN 2015, EXCHANGE HOLIDAYS

OCCUR ON aPRIL 3RD, JULY 3RD, AND dECEMBER 25TH.

Approval for distribution

Americas EMEA p p p Asia