0001181431-11-050162.txt : 20110921
0001181431-11-050162.hdr.sgml : 20110921
20110921215517
ACCESSION NUMBER: 0001181431-11-050162
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110920
FILED AS OF DATE: 20110921
DATE AS OF CHANGE: 20110921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARCLAYS BANK PLC /ENG/
CENTRAL INDEX KEY: 0000312070
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 111102197
BUSINESS ADDRESS:
STREET 1: 1 CHURCHILL PLACE
STREET 2: E14 5HP
CITY: LONDON ENGLAND
STATE: X0
ZIP: E14 5HP
BUSINESS PHONE: 2124124000
MAIL ADDRESS:
STREET 1: 1 CHURCHILL PLACE
STREET 2: E14 5HP
CITY: LONDON ENGLAND
STATE: X0
ZIP: E14 5HP
FORMER NAME:
FORMER CONFORMED NAME: BARCLAYS BANK INTERNATIONAL LTD
DATE OF NAME CHANGE: 19850313
4
1
rrd322462.xml
FORM 4
X0304
4
2011-09-20
0
0001364742
BlackRock Inc.
BLK
0000312070
BARCLAYS BANK PLC /ENG/
1 CHURCHILL PLACE
LONDON
X0
E14 5HP
UNITED KINGDOM
1
0
0
0
Common Stock,par value $0.01 per share(the Common Stock)
2011-09-20
4
J
0
100
157.90
A
3031651
I
By Subsidiary
Common Stock
2011-09-21
4
J
0
35
154.27
A
3031651
I
By Subsidiary
Pursuant to the Stockholder Agreement, dated as of December 1, 2009, as amended from time to time, among Barclays Bank PLC, a public company organized under the laws of England and Wales (the "Reporting Person"), Barclays BR Holdings S.a r.l., a societe a responsabilite limitee organized under the laws of Luxembourg ("BR Holdings"), Lapis (Gers Investments) LP, a Delaware limited partnership ("Lapis"), and BlackRock, Inc. (the "Issuer"), the Reporting Person has the right to designate, and has designated, two members to the board of directors of the Issuer. The Reporting Person and its subsidiaries disclaims its possible status as director of the Issuer by deputization.
This transaction reflects a transaction executed by a wholly-owned subsidiary of the Reporting Person in the ordinary course of market making in ETFs.
The Reporting Person disclaims any pecuniary interest in these securities. However, in connection with the transactions reported on this form, the Reporting Person has agreed to voluntarily remit appropriate profits, if any, to the Issuer. The Reporting Person disclaims that the transactions reported on this Form are subject to reporting under Section 16(a) or disgorgement under Section 16(b), and this report shall not be deemed an admission that those sections apply to these transactions.
This Form 4 is being filed by the Reporting Person, which owns shares of the Common Stock and shares of the Series B Convertible Participating Preferred Stock, par value $0.01 per share, indirectly through its wholly-owned subsidiaries BR Holdings and Lapis.
/s/ Richard Konefal
2011-09-21