-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JMySpSOq2N1WAnMAtFSDWjwZDL4V3GmPohJiV4+8ZFQRgPQyqSTKdJmqEoyFDTsv WPKttbj0TUYtla2HuTMNVA== 0001181431-10-005876.txt : 20100202 0001181431-10-005876.hdr.sgml : 20100202 20100202134836 ACCESSION NUMBER: 0001181431-10-005876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100131 FILED AS OF DATE: 20100202 DATE AS OF CHANGE: 20100202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARCLAYS BANK PLC /ENG/ CENTRAL INDEX KEY: 0000312070 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 10566184 BUSINESS ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: E14 5HP CITY: LONDON ENGLAND STATE: X0 ZIP: E14 5HP BUSINESS PHONE: 2124124000 MAIL ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: E14 5HP CITY: LONDON ENGLAND STATE: X0 ZIP: E14 5HP FORMER NAME: FORMER CONFORMED NAME: BARCLAYS BANK INTERNATIONAL LTD DATE OF NAME CHANGE: 19850313 4 1 rrd264190.xml FORM 4 X0303 4 2010-01-31 0 0001364742 BlackRock Inc. BLK 0000312070 BARCLAYS BANK PLC /ENG/ 1 CHURCHILL PLACE LONDON ENGLAND E14 5HP 1 0 0 0 Series D Participating Preferred Stock 2010-01-31 4 M 0 7647254 0 D Common Stock 7647254 0 I By Subsidiary Series B Convertible Participating Preferred Stock 2010-01-31 4 M 0 7647254 A Common Stock 7647254 34535255 I By Subsidiary BlackRock, Inc. (the "Issuer") has informed Barclays Bank PLC that on January 31, 2010, all of the shares of Series D Participating Preferred Stock, par value $0.01 per share, of the Issuer then held by Barclays BR Holdings S.a r.l., a societe a responsabilite limitee organized under the laws of Luxembourg, a wholly owned subsidiary of Barclays Bank PLC, automatically converted pursuant to their terms, on a one-for-one basis, into shares of Series B Convertible Participating Preferred Stock, par value $0.01 per share ("Series B Preferred Stock"), of the Issuer. Shares of Series B Preferred Stock are convertible, on a one-for-one basis, into shares of Common Stock, par value $0.01 per share ("Common Stock"), of the Issuer upon any transfer to any person that is not an affiliate of Barclays Bank PLC. As shares of Series B Preferred Stock are not convertible into shares of Common Stock while owned by Barclays Bank PLC and its affiliates, Barclays Bank PLC disclaims beneficial ownership of the shares of Common Stock underlying the shares of Series B Preferred Stock. The Series B Preferred Stock is a perpetual security. /s/ Lawrence Dickinson, Authorized Signatory 2010-02-02 -----END PRIVACY-ENHANCED MESSAGE-----