Exhibit
No. 1
|
Total
Voting Rights dated 01 December 2020
|
Exhibit
No. 2
|
Director/PDMR
Shareholding dated 08 December 2020
|
Exhibit
No. 3
|
Director/PDMR
Shareholding dated 15 December 2020
|
Exhibit
No. 4
|
Director/PDMR
Shareholding dated 18 December 2020
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Karen Rowe
--------------------------------
|
|
Karen
Rowe
|
|
Assistant
Secretary
|
|
Investor Relations
|
Media Relations
|
Chris
Manners
|
Tom
Hoskin
|
+44 (0)20 7773 2136
|
+44 (0)
20 7116 4755
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Taalib
Shaah
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares acquired include
an allocation of Shares as matching shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.444
per share
|
346
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor
Relations
|
Media
Relations
|
Chris
Manners
|
Tom
Hoskin
|
+ 44
(0) 20 7773 2136
|
+44
(0)20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 7 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
206,662
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.421
per Share
|
97,131
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
145,103
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.421
per Share
|
75,453
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mark
Ashton-Rigby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 7 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
123,118
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s);
Number of Shares sold
|
£1.421
per Share
|
57,865
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global
Head of Banking and Co-President of BBPLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
237,490
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.421
per Share
|
128,410
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alistair
Currie
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Head of
Barclays Corporate Banking
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
63,757
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
£1.421
per Share
|
29,965
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Stephen
Dainton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Deputy
Global Head of Markets
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 30 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
239,640
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.421
per Share
|
112,630
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Matthew
Hammerstein
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
35,176
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.421
per Share
|
16,532
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Joseph
McGrath
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chairman
of Investment Banking
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
237,723
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.421
per Share
|
116,412
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
GrossNumber of Shares received
|
£1.421
per Share
|
79,147
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
£1.421
per Share
|
37,199
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
127,515
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
£1.421
per Share
|
59,932
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Taalib
Shaah
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 17 November 2020. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the period from 5th October
2020 to 31 December 2020. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
98,068
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
£1.421
per Share
|
46,091
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Stephen
Shapiro
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel and Company Secretary
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 27 August 2020. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the two month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
57,161
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
£1.421
per Share
|
26,865
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Consumer Banking & Payments
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
145,103
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
£1.421
per Share
|
68,198
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Head of
Markets and Co-President of BBPLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
223,636
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.421
per Share
|
109,514
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sasha
Wiggins
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Head of Public Policy and Corporate Responsibility
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
£1.421
per Share
|
35,176
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
£1.421
per Share
|
16,532
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Chris
Manners
|
Tom Hoskin
|
+44 (0)20
7773 2136
|
+44 (0)20 7116 4755
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mark
Ashton-Rigby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of Shares by Solium Capital UK Limited on behalf of the individual set out
above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.439
|
10,008
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2020-12-17
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Chris Manners
|
Tom Hoskin
|
+ 44 (0)20 7773 2136
|
+44 (0)20 7116 4755
|