6-K 1 batch-september.htm BATCH FILING batch-september
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
October 01, 2020
 
Barclays PLC
(Name of Registrant)
 
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Office)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
Form 20-F x Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 
This Report on Form 6-K is filed by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
 
 
EXHIBIT INDEX
 
 
 
FOR BATCHES:
 
Exhibit No. 1
Total Voting Rights dated 01 September 2020
Exhibit No. 2
Director/PDMR Shareholding dated 04 September 2020
Exhibit No. 3
Director/PDMR Shareholding dated 29 September 2020
 
 
 

 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
BARCLAYS PLC
 
(Registrant)
 
 
 
Date: October 01, 2020
 
 
 
By: /s/ Garth Wright
--------------------------------
 
Garth Wright
 
Assistant Secretary
 
 
 
 
Exhibit No. 1
 
1 September 2020
 
Barclays PLC - Total Voting Rights
 
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 31 August 2020, Barclays PLC's issued share capital consists of 17,350,846,612 Ordinary shares with voting rights.
 
There are no Ordinary shares held in Treasury.
 
The above figure (17,350,846,612) may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.  
 
 
- Ends -
 
 
For further information, please contact:
 
Investor Relations
Media Relations
Chris Manners
Tom Hoskin
+44 (0)20 7773 2136
+44 (0) 20 7116 4755
 
 
 
 
 
 
 
 
Exhibit No. 2
 
  4 September 2020
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark Ashton-Rigby
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Operating Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Grant of options over Shares under the Barclays Group SAYE Share Option Scheme
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
 
£0.84
12,857
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
3 September 2020
f)
 
Place of the transaction
 
Outside a trading venue
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Sasha Wiggins
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Head of Public Policy and Corporate Responsibility
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Grant of options over Shares under the Barclays Group SAYE Share Option Scheme
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
 
£0.84
21,428
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
3 September 2020
f)
 
Place of the transaction
 
Outside a trading venue
 
 
For further information please contact:
 
 
Investor Relations
Media Relations
Chris Manners
Tom Hoskin
+ 44 (0) 20 7773 2136
 
+44 (0)20 7116 4755
 
 
 
Exhibit No. 3
 
29 September 2020
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 
 
Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jes Staley
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered 103,309 Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of his fixed remuneration for the three month period to 30 September 2020.  The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).  The number of Shares delivered was derived after the settlement of tax and social security, adjusted to reflect the Group Chief Executive's voluntary contribution  to the Barclays' Community Aid Package of one-third of his Fixed Pay for a period of six months, such contributions being made by way of reduction to the Shares element of his Fixed Pay.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
103,309
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£0.948 per Share
 
56,034
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tushar Morzaria
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Finance Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered 72,536 Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of his fixed remuneration for the three month period to 30 September 2020.  The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).  The number of Shares delivered was derived after the settlement of tax and social security, adjusted to reflect the Group Finance Director's voluntary contribution  to the Barclays' Community Aid Package of one-third of his Fixed Pay for a period of six months, such contributions being made by way of reduction to the Shares element of his Fixed Pay.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
72,536
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£0.948 per Share
 
37,718
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark Ashton-Rigby
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Operating Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 14 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
184,638
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s); Number of Shares sold
£0.948 per Share
 
86,779
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Paul Compton
2
 
Reason for the notification
 
a)
 
Position/status
 
President of Barclays Bank PLC
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
290,145
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£0.948 per Share
 
156,881
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Alistair Currie
2
 
Reason for the notification
 
a)
 
Position/status
 
Head of Barclays Corporate Banking
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
95,616
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s) : Number of Shares sold
£0.948 per Share
44,939
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Stephen Dainton
2
 
Reason for the notification
 
a)
 
Position/status
 
Global Head of Markets
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
359,384
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£0.948 per Share
168,910
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Matthew Hammerstein
2
 
Reason for the notification
 
a)
 
Position/status
 
CEO, Barclays Bank UK PLC
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
52,753
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£0.948 per Share
24,793
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Joseph McGrath
2
 
Reason for the notification
 
a)
 
Position/status
 
Global Head of Banking
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
372,772
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£0.948 per Share
182,546
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Laura Padovani
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Compliance Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): GrossNumber of Shares received
£0.948 per Share
 
118,695
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s) : Number of Shares sold
£0.948 per Share
 
55,786
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tristram Roberts
2
 
Reason for the notification
 
a)
 
Position/status
 
Group HR Director 
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
191,232
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s) : Number of Shares sold
£0.948 per Share
 
89,879
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Stephen Shapiro
2
 
Reason for the notification
 
a)
 
Position/status
 
Group General Counsel and Company Secretary
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 27 August 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the two month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
57,149
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
e)
 
Date of the transaction
 
 
2020-09-28
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s) : Number of Shares sold
£0.948 per Share
 
26,860
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
e)
 
Date of the transaction
 
 
2020-09-28
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Ashok Vaswani
2
 
Reason for the notification
 
a)
 
Position/status
 
CEO, Consumer Banking & Payments
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
217,609
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
e)
 
Date of the transaction
 
 
2020-09-28
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s) : Number of Shares sold
£0.948 per Share
 
102,276
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
e)
 
Date of the transaction
 
 
2020-09-28
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
C.S. Venkatakrishnan
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Risk Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
185,944
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
 
2020-09-28
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£0.948 per Share
 
91,056
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
 
2020-09-28
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Sasha Wiggins
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Head of Public Policy and Corporate Responsibility
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 June 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2020. The Shares are subject to a holding period, with restrictions, such that they are released in equal tranches over five years (20% each year).
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£0.948 per Share
 
52,753
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s) : Number of Shares sold
£0.948 per Share
 
24,793
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2020-09-28
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
For further information please contact:
 
Investor Relations
Media Relations
Chris Manners
Tom Hoskin
+ 44 (0) 20 7773 2136
 
+44 (0)20 7116 4755