EX-12.1 3 bplcfy2019index121.htm EX-12.1
 
 
 
 
 
Exhibit 12.1
 
CERTIFICATIONS FILED PURSUANT
 
TO 17 CFR
 
240. 13(A)
 
- 14(A)
 
I, James E Staley, certify that:
 
1. I have reviewed
 
this annual report on
 
Form 20
 
-F
 
of Barclays PLC;
 
2. Based on my knowledge,
 
this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make
the statements made, in light of the circumstances under
 
which such statements
 
were made, not misleading with respect to the period
 
covered
 
by
this report;
 
3. Based on my knowledge,
 
the financial
 
statements, and other financial information
 
included in this report, fairly present in all material respects the
financial condition, results of operations and cash flows
 
of the company as of, and for,
 
the periods presented in this report;
 
4. The company’s other certifying officer
 
and I are responsible for establishing and maintaining disclosure controls
 
and procedures
 
(as defined in
Exchange Act Rules 13a
 
-15(e)
 
and 15d-15(e)) and internal control over
 
financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-
15(f)) for the company
 
and have:
 
(a) Designed such disclosure controls and procedures,
 
or caused such disclosure controls and procedures to be designed
 
under our supervision, to
ensure that material information relating to
 
the company,
 
including its consolidated subsidiaries, is made known to us by others within those
entities, particularly during
 
the period in which this report is being prepared;
 
(b) Designed such internal control over
 
financial reporting, or caused such internal control
 
over financial reporting to be designed under our
supervision, to provide
 
reasonable assurance regarding
 
the reliability
 
of financial reporting
 
and the preparation
 
of financial statements
 
for external
purposes in accordance
 
with generally accepted accounting principles;
 
(c) Evaluated the effectiveness of
 
the company’s disclosure controls and procedures
 
and presented in this report our conclusions about the
effectiveness of the disclosure controls and procedures,
 
as of the
 
end of the period
 
covered
 
by this report based on such evaluation; and
 
(d) Disclosed in this report
 
any change in the company’s internal control
 
over financial reporting
 
that occurred during the period
 
covered by the
annual report
 
that has materially affected, or is reasonably likely to materially affect, the company’s
 
internal control over
 
financial reporting; and
 
5. The company’s other
 
certifying officer and I have disclosed, based on
 
our most recen
 
t
 
evaluation of internal control over
 
financial reporting, to
the company’s auditors and the audit committee of
 
the company’s boards
 
of directors (or persons
 
performing the equivalent functions):
 
(a) All significant deficiencies and material weaknesses in the design or
 
operation of internal control
 
over financial reporting
 
which are reasonably
likely to adversely affect
 
the company’s ability to record,
 
process, summarize and report
 
financial information; and
 
(b) Any
 
fraud, whether or
 
not material, that
 
involves management or
 
other employees who
 
have a significant role in the company’s internal control
over financial reporting.
 
 
Date: February
 
13, 2020
 
 
/s/ James E Staley
James E Staley
Title: Group
 
Chief Executive
Barclays PLC
 
 
 
 
 
I, Tushar Morzaria, certify that:
 
1. I have reviewed
 
this annual report on
 
Form 20
 
-F
 
of Barclays PLC;
 
2. Based on my knowledge,
 
this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make
the statements made, in light of the circumstances under
 
which such statements
 
were made, not misleading with respect to the period
 
covered
 
by
this report;
 
3. Based on my knowledge,
 
the financial
 
statements, and other financial information
 
included in this report, fairly present in all material respects the
financial condition, results of operations and cash flows of the company
 
as of, and for, the periods pr
 
esented in this report;
 
4. The company’s other certifying officer
 
and I are responsible for establishing and maintaining disclosure controls
 
and procedures
 
(as defined in
Exchange Act Rules 13a
 
-15(e)
 
and 15d-15(e)) and internal control over
 
financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-
15(f)) for the company
 
and have:
 
(a) Designed such disclosure controls and procedures,
 
or caused such disclosure controls and procedures to be designed under
 
our supervision, to
ensure that material information relating to
 
the company,
 
including its consolidated subsidiaries, is made known to us by others within those
entities, particularly during
 
the period in which this report is being prepared;
 
(b) Designed such internal control over
 
financial reporting, or caused such internal control over
 
financial reporting to be designed under our
supervision, to provide
 
reasonable assurance regarding
 
the reliability
 
of financial reporting
 
and the preparation
 
of financial statements
 
for external
purposes in accordance
 
with generally accepted accounting principles;
 
(c) Evaluated the effectiveness of
 
the company’s disclosure controls and procedures
 
and presented in this report our conclusions about the
effectiveness of the disclosure controls and procedures,
 
as of the
 
end of the period
 
covered
 
by this report based on such evaluation; and
 
(d) Disclosed in this report
 
any change in the company’s internal control
 
over financial reporting
 
that occurred during the period covered by the
annual report
 
that has materially affected, or is reasonably likely to materially affect, the company’s
 
internal control over
 
financial reporting; and
 
5. The company’s other
 
certifying officer and I have disclosed, based on
 
our most recent evaluation of internal control over
 
financial reporting, to
the company’s auditors and the audit committee of
 
the company’s boards
 
of directors (or persons
 
performing the equivalent functions):
 
(a) All significant deficiencies and material weaknesses in the design or
 
operation of internal control
 
over financial reporting
 
which are reasonably
likely to adversely affect
 
the company’s ability to record,
 
process, summarize and report
 
financial information; and
 
(b) Any
 
fraud, whether or
 
not material, that
 
involves management or
 
other employees who
 
have a significant role in the company’s internal control
over financial reporting.
 
 
Date: February
 
13, 2020
 
 
/s/ Tushar Morzaria
Tushar Morzaria
Title: Group
 
Finance Director
Barclays PLC