6-K 1 d815452d6k.htm 6-K 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

For the month of May, 2024

Commission File Number: 001-09246

 

 

Barclays PLC

(Name of Registrant)

 

 

1 Churchill Place

London E14 5HP

England

(Address of Principal Executive Offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒   Form 40-F ☐

THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE IN THE REGISTRATION STATEMENT ON FORM F-3 (NO. 333-277578) OF BARCLAYS PLC AND TO BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.

 

 

 

The Report comprises the following:

 

Exhibit No.

       

Description

1.1

   —    Underwriting Agreement—Standard Provisions, dated as of March  3, 2021, incorporated by reference to Exhibit 1.1 of the registrant’s Report of Foreign Private Issuer on Form 6-K (File No.  001-09246), filed with the Securities and Exchange Commission on August 11, 2021.

1.2

   —    Pricing Agreement between Barclays PLC and Barclays Bank PLC, dated as of May 8, 2024 for the 8.500% Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities.

3.1

   —    Articles of Association of Barclays PLC, incorporated by reference to Exhibit 3.1 of the registrant’s Report of Foreign Private Issuer on Form 6-K (File No. 001-09246), filed with the Securities and Exchange Commission on May 10, 2024.

4.1

   —    Contingent Capital Securities Indenture, dated as of August  14, 2018, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee, and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar, incorporated by reference to Exhibit 4.1 of the registrant’s Report of Foreign Issuer on Form 6-K (File No. 001-09246), filed with the Securities and Exchange Commission on August 14, 2018.

4.2

   —    Fourth Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of August  12, 2020, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar, incorporated by reference to Exhibit 4.2 of the registrant’s Report of Foreign Issuer on Form 6-K (File No. 001-09246), filed with the Securities and Exchange Commission on August 12, 2020.

4.3

   —    Fifth Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of March  1, 2021, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar, incorporated by reference to Exhibit 4.9 of the registrant’s Registration Statement on Form F-3 (File No. 333-253693), filed with the Securities and Exchange Commission on March 1, 2021.

4.4

   —    Eighth Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of March  6, 2023, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar, incorporated by reference to Exhibit 4.4 of the registrant’s Report of Foreign Issuer on Form 6-K (File No. 001-09246), filed with the Securities and Exchange Commission on March 6, 2023.

4.5

   —    Ninth Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of November  22, 2023, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar, incorporated by reference to Exhibit 4.5 of the registrant’s Report of Foreign Issuer on Form 6-K (File No. 001-09246), filed with the Securities and Exchange Commission on November 22, 2023.

4.6

   —    Tenth Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of May  15, 2024, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar.

4.7

   —    Eleventh Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of May  15, 2024, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   

BARCLAYS PLC

   

(Registrant)

Date: May 15, 2024

    

By:

  

/s/ Garth Wright

     

Name: Garth Wright

     

Title:  Assistant Secretary