6-K 1 barc200908036kbatch.htm BATCH FILING

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

July 2009

 

Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
 

1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
      
Form 20-F x     Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
     
Yes     No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 

This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
 
 

EXHIBIT INDEX
 

        


Exhibit No. 1
FRN Variable Rate Fix dated 2 July 2009
Exhibit No. 2
FRN Variable Rate Fix dated 2 July 2009
Exhibit No. 3
Total Voting Rights
dated 3 July 2009
Exhibit No. 4
Holding(s) in Company dated 6 July 2009
Exhibit No. 5
Holding(s) in Company dated 6 July 2009
Exhibit No. 6
Holding(s) in Company dated 7 July 2009
Exhibit No. 7
Publication of Information Memorandum dated 8 July 2009
Exhibit No. 8
Holding(s) in Company dated 8 July 2009
Exhibit No. 9
Holding(s) in Company dated 8 July 2009
Exhibit No. 10
Upper Tier 2 Exchange Offer Update
dated 8 July 2009
Exhibit No. 11
FRN Variable Rate Fix dated 9 July 2009
Exhibit No. 12
Circular to shareholders dated
10 July 2009
Exhibit No. 13
Additional Listing
dated 10 July 2009
Exhibit No. 14
FRN Variable Rate Fix dated 13 July 2009
Exhibit No. 15
Blocklisting Interim Review 14
July 2009
Exhibit No. 16
Blocklisting Interim Review 14
July 2009
Exhibit No. 17
Blocklisting Interim Review 14
July 2009
Exhibit No. 18
Blocklisting Interim Review 14
July 2009
Exhibit No. 19
Blocklisting Interim Review 14
July 2009
Exhibit No. 20
Blocklisting Interim Review 14
July 2009
Exhibit No. 21
Blocklisting Interim Review 14
July 2009
Exhibit No. 22
Blocklisting Interim Review 14
July 2009
Exhibit No. 23
FRN Variable Rate Fix dated
 16
July 2009
Exhibit No. 24
FRN Variable Rate Fix dated
 17
July 2009
Exhibit No. 25
FRN Variable Rate Fix dated
 17
July 2009
Exhibit No. 26
FRN Variable Rate Fix dated
 17
July 2009
Exhibit No. 27
FRN Variable Rate Fix dated
 17
July 2009
Exhibit No. 28
FRN Variable Rate Fix dated
 17
July 2009
Exhibit No. 29
Absa Group Limited announces Directorate Change
dated
 
20 July 2009
Exhibit No. 30
Results of Upper Tier 2 Exchange Offer
dated
 
21 July 2009
Exhibit No. 31 Full Early Redemption dated 23 July 2009
Exhibit No. 32
FRN Variable Rate Fix dated
 
29 July 2009
Exhibit No. 33
FRN Variable Rate Fix dated
 
30 July 2009
Exhibit No. 34
Total Voting Rights
dated
 
31 July 2009




 

 




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 

         
                                                     BARCLAYS PLC
                                                     (Registrant)

 

Date: August 3, 2009
 

       By:   /s/ Patrick Gonsalves
                                                         ----------------------
                                                         Patrick Gonsalves
                                                         Deputy Secretary

                                                     BARCLAYS BANK PLC
                                                     (Registrant)
 


 



 

Date: August 3, 2009

                      By:   /s/ Patrick Gonsalves
                                                         ----------------------
                                                         Patrick Gonsalves
                                                         Joint Secretary

 

 

 

 

 

 

Exhibit No. 1

As Agent Bank, please be advised of the following rate determined on: 02-Jul-2009
Issue ¦ BARCLAYS BANK PLC Series 161

Issue of GBP 1,250,000,000 Floating Rate Notes Due 2010 under the GBP 30,000,000,000 Debt Issuance Programme

 
ISIN Number ¦ XS0308497014
ISIN Reference ¦
Issue Nomin GBP ¦ 1,250,000,000.00
Period ¦ 02-Jul-2009 to 02-Oct-2009   Payment Date 02-Oct-2009
Number of Days ¦ 92
Rate ¦ 1.18150
Denomination GBP ¦ 1,000.00 ¦   ¦
 
Amount Payable per Denomination ¦ 2.98 ¦ ¦
 
Bank of New York
Rate Fix Desk Telephone ¦ 44 1202 689580
Corporate Trust Services Facsimile ¦ 44 1202 689601



Exhibit No. 2

 

As Agent Bank, please be advised of the following rate determined on: 02/07/09
Issue ¦ Barclays Bank Plc Series 172 - USD 2,000,000,000 FRN due 5 December 2011
 
ISIN Number ¦ XS0403958571
ISIN Reference ¦ 40395857
Issue Nomin USD ¦ 2,000,000,000
Period ¦ 06/07/09 to 05/08/09   Payment Date 05/08/09
Number of Days ¦ 30
Rate ¦ 1.35438
Denomination USD ¦ 50,000 ¦ 2,000,000,000   ¦
 
Amount Payable per Denomination ¦ 56.43 ¦ 2,257,300.00 ¦
 
Bank of New York
Rate Fix Desk Telephone ¦ 44 1202 689580
Corporate Trust Services Facsimile ¦ 44 1202 689601



Exhibit No. 3

 

3 July
 2009

Barclays PLC - Voting Rights and Capital

In conformity with the 
Disclosure and Transparency Rules
Barclays PLC's 
issued share 
capital consists
 of
 
11,027,630,910
 
ordi
nary shares with voting rights 
as at 
3 July
 
200
9
. There are no ordinary shares held in Treasury. 
 

The above figure (
11,027,630,910
) may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FSA's Disclosure and Transparency Rules. 



Exhibit No. 4






TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
i


1. Identity of the issuer or the underlying issuer

of existing shares to which voting rights are

attached:
 ii
BARCLAYS PLC
2 Reason for the notification 
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
No
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
No
An event changing the breakdown of voting rights
No
Other (please specify):
A change in the total voting rights notified by Barclays plc on 3 July, 2009
Yes
3. Full name of person(s) subject to the

notification obligation:
 iii
His Excellency Sheikh Hamad Bin Jassim Bin Jabor Al Thani

4. Full name of shareholder(s)
 

 (if different from 3.):
iv
Challenger Universal Limited
5. Date of the transaction and date on

which the threshold is crossed or

reached:
 
v
3 July 2009
6. Date on which issuer notified:
6 July 2009
7. Threshold(s) that is/are crossed or

reached: 
vi, vii
3%


  
8. Notified details:
A: Voting rights attached to shares
 
viii, ix
Class/type of

shares

if possible using

the ISIN CODE
Situation previous

to the triggering

transaction
Resulting situation after the triggering transaction
Number

of

Shares
Number

of

Voting

Rights
Number

of shares
Number of voting

rights
% of voting rights 
x
Direct
Direct 
xi
Indirect 
xii
Direct
Indirect
Ordinary shares of 25 pence each
117,979,379
117,979,379
313,704,737
313,704,737
N/A
2.84%
N/A

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial

instrument
Expiration

date 
xiii
Exercise/ 

Conversion Period 
xiv
Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.
% of voting

rights
N/A
N/A
N/A
N/A
N/A

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments 
xv, xvi

Resulting situation after the triggering transaction

Type of financial

instrument
Exercise price
Expiration date 
xvii
Exercise/

Conversion period 
xviii
Number of voting rights instrument refers to

% of voting rights 
xix, xx

N/A
N/A
N/A
N/A 
 
N/A
N/A
N/A




Total (A+B+C)
Number of voting rights
Percentage of voting rights
313,704,737
2.84%
  
9. Chain of controlled undertakings through which the voting rights and/or the
 
financial instruments are effectively held, if applicable: 
xxi

Challenger Universal Limited is ultimately beneficially owned by His Excellency Sheikh Hamad Bin Jassim Bin Jabor Al Thani and his family.

Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A


13. Additional information:
On 30 June 2009 the MCNs held by Challenger Universal Limited (
"CUL"
) in Barclays Bank PLC converted into ordinary shares in Barclays PLC, and such ordinary shares were issued by Barclays PLC and credited to CUL on 3 July 2009.  As a result: (a) the aggregate percentage of voting rights in Barclays PLC referenced by CUL's MCNs fell on 3 July 2009 from 2.33% to NIL; and (b) the aggregate percentage of voting rights in Barclays PLC referenced by CUL's ordinary shares in Barclays PLC, increased on 3 July 2009 from 1.41% to 2.84%.
14. Contact name:
Mr. Fakirahmed Gulam M Kaldane

Al Wajiba Palace
Dukhan Road
PO Box 4044
 

Doha
Qatar

15. Contact telephone number:
Tel: +974.481.7000



Exhibit No. 5







TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
i


1. Identity of the issuer or the underlying issuer

of existing shares to which voting rights are

attached:
 ii
BARCLAYS PLC
2 Reason for the notification 
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
No
An event changing the breakdown of voting rights
No
Other (please specify):
 
A change in the total voting rights notified by Barclays plc on 3 July 2009
Yes
3. Full name of person(s) subject to the

notification obligation:
 iii
Qatar
 Investment Authority
4. Full name of shareholder(s)
 

 (if different from 3.):
iv
Qatar
 Holding LLC
5. Date of the transaction and date on

which the threshold is crossed or

reached:
 
v
3 July 2009
6. Date on which issuer notified:
3 July 2009
7. Threshold(s) that is/are crossed or

reached: 
vi, vii
18%
  
8. Notified details:
A: Voting rights attached to shares
 
viii, ix
Class/type of

shares

if possible using

the ISIN CODE
Situation previous

to the triggering

transaction
Resulting situation after the triggering transaction
Number

of

Shares
Number

of

Voting

Rights
Number

of shares
Number of voting

rights
% of voting rights 
x
Direct
Direct 
xi
Indirect 
xii
Direct
Indirect
Ordinary shares of 25 pence each
487,755,622
487,755,622
813,964,552
813,964,552
N/A
7.38%
N/A

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial

instrument
Expiration

date 
xiii
Exercise/ 

Conversion Period 
xiv
Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.
% of voting

rights
N/A
N/A
N/A
N/A
N/A

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments 
xv, xvi

Resulting situation after the triggering transaction

Type of financial

instrument
Exercise price
Expiration date 
xvii
Exercise/

Conversion period 
xviii
Number of voting rights instrument refers to

% of voting rights 
xix, xx


Warrants


197.775p

31 October 2013
27 November 2008 - 31 October 2013


758,437,618
Nominal
Delta
6.88%
N/A


Total (A+B+C)
Number of voting rights
Percentage of voting rights
1,572,402,170
14.26%
  
9. Chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held, if applicable: 
xxi

Qatar Holding LLC is a wholly owned subsidiary of Qatar Investment Authority ("
QIA
")

Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A


13. Additional information:
On 30 June 2009 the MCNs held by Qatar Holding LLC (
"QHL"
) in Barclays Bank PLC converted into ordinary shares in Barclays PLC, and such ordinary shares were issued by Barclays PLC and credited to QHL on 3 July 2009.  As a result: (a) the aggregate percentage of voting rights in Barclays PLC referenced by QHL's MCNs fell on 3 July 2009 from 3.89% to NIL; and (b) the aggregate percentage of voting rights in Barclays PLC referenced by QHL's ordinary shares in Barclays PLC, increased on 3 July 2009 from 5.81% to 7.38%.

As required under the DTRs, this notification has been prepared using the total voting rights figure of 11,027,630,910 as set out in the public announcement made by Barclays PLC dated 3 July 2009.  Consequently the quoted percentages of voting rights detailed in this notice have been calculated without the further Barclays PLC ordinary shares to be issued when all the Warrants issued by Barclays PLC of the kind referred to in this notification are exercised.  This results in percentage figures which are artificially high. On a fully diluted basis assuming that all Warrants are exercised the resulting percentage interest would be 12.53%.
14. Contact name:
Mr. Ahmad Al-Sayed
Qatar
 Holding LLC
Qatar
 Financial Centre, 8
th
 Floor, 
Q-Tel
 
Tower
West
 
Bay
Doha
Qatar

15. Contact telephone number:
Tel: +974.499.5900



Exhibit No. 6

 

Financial Services Authority

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES


1. Identity of the issuer or the underlying issuer
 
of existing shares to which voting rights are
 
attached:
 

Barclays PLC
2. Reason for the notification 
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights


An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.



An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights
Yes

Other (please specify):



3. Full name of person(s) subject to the

notification obligation:
 
Legal & General Group Plc (Group)

Legal & General Investment Management Limited (LGIM)

Legal & General Group Plc (L&G)
4. Full name of shareholder(s)
 

 (if different from 3.):
Legal & General Assurance (Pensions Management) Limited (PMC)

5. Date of the transaction and date on

which the threshold is crossed or

reached:
 

03 July 2009
6. Date on which issuer notified:
06 July 2009
7. Threshold(s) that is/are crossed or

reached: 

Below 5% (Group)

Below 5% (LGIM)

From 5% - 4% (L&G)



8. Notified details:

A: Voting rights attached to shares
 
Class/type of
 
shares
if possible using
 
the ISIN CODE
Situation previous

to the triggering

transaction
Resulting situation after the triggering transaction
Number

of

Shares
Number

of

Voting

Rights

Number

of shares
Number of voting

rights
% of voting rights
Direct
Indirect
Direct
Indirect
ORD

GBP 0.25
476,346,938
(LGIM)

476,346,938
(LGIM)
Below 5%
(LGIM)
435,747,361
(L&G)
435,747,361
(L&G)

459,096,745
(L&G)
459,096,745
(L&G)

4.16


B: Qualifying Financial Instruments
Resulting situation after the triggering transaction

Type of financial

instrument

Expiration

date

Exercise/ 

Conversion Period
Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.

% of voting

rights






C: Financial Instruments with similar economic effect to Qualifying Financial Instruments 
Resulting situation after the triggering transaction

Type of financial

instrument


Exercise price

Expiration date 

Exercise/

Conversion period 

Number of voting rights instrument refers to


% of voting rights 







Nominal
Delta



Total (A+B+C)
Number of voting rights
Percentage of voting rights

Below 5%
(LGIM)

459,096,745
(L&G)

4.16
(L&G)
  
9. Chain of controlled undertakings through which the voting rights and/or the
 
financial instruments are effectively held, if applicable:


Legal & General Group Plc (Direct and Indirect) (Group) (
Below 5
% = Total Position) 

Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) (
Below 5
% = Total Position)

Legal & General Investment Management Limited (Indirect) (LGIM) (
Below 5
% = Total Position)

Legal & General Group Plc (Direct) (L&G) (
459,096,745 - 4.16
% = LGAS, LGPL & PMC)
Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) (
387,254,678 - 3.51
% = PMC)  
Legal & General Insurance Holdings Limited (Direct) (LGIH) 
Legal & General Assurance (Pensions Management) Limited (PMC) (
387,254,678 - 3.51
% = PMC)  
Legal & General Assurance Society Limited (LGAS & LGPL) 

Legal & General Pensions Limited (Direct)  (LGPL)

Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease
 
to hold:
N/A
12. Date on which proxy holder will cease to hold
 
voting rights:
N/A

13. Additional information:
Notification using the total voting rights figure of  11,027,630,910

14. Contact name:
Helen Lewis (LGIM)
15. Contact telephone number:
020 3124 3851



Exhibit No. 7

 

Publication of 
Information Memorandum

The following 
information memorandum
 
supplement 
is available for viewing:


Information Memorandum
 Supplement
 
dated 
7 July
 200
9
 
for the 
Barclays PLC and 
Barclays Bank PLC £
6
0,000,000,000 Debt Issuance Programme


To view the full document, please paste the following URL into the address bar of your browser.

http://www.rns-pdf.londonstockexchange.com/rns/3335V_1-2009-7-8.pdf


For further information, please contact

Barclays Treasury
1 Churchill Place
Canary
 
Wharf
London
  E14 5HP


DISCLAIMER - INTENDED ADDRESSEES

Please note that the information contained in the 
Information Memorandum
 may be addressed to and/or targeted at persons who are residents of particular countries (specified in the 
Information Memorandum
) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the 
Information Memorandum
 is not addressed. Prior to relying on the information contained in the
 
Information Memorandum
 
you must ascertain from the 
Information Memorandum
 whether or not you are part of the intended addressees of the information contained therein.

Any
 Notes 
issued or to be issued pursuant to the 
Information Memorandum
 
have not been and will not be registered under the United States Securities Act of 1933, as amended (the "Securities Act"), or any relevant securities laws of any state of the United States and are subject to U.S. tax law requirements. Subject to certain exceptions, 
such
 Notes may not be offered, sold or delivered in the 
United States
 or to or for the account or benefit of 
U.S.
 persons, as such terms are defined in Regulation S under the Securities Act.

Your right to access this service is conditional upon complying with the above requirement.


Exhibit No. 8







TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
i


1. Identity of the issuer or the underlying issuer

of existing shares to which voting rights are

attached:
 ii
Barclays PLC
2 Reason for the notification 
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):
Regulatory announcement by issuer of an increased total in its issued ordinary shares with voting rights
x
3. Full name of person(s) subject to the

notification obligation:
 iii
International Petroleum Investment Company ("IPIC")

Kadin Holdings Ltd. ("Kadin")

PCP
 
Gulf
 Invest 3 Limited ("PCP3")
4. Full name of shareholder(s)
 

 (if different from 3.):
iv
PCP
 
Gulf
 Invest 3 Limited ("PCP3")
5. Date of the transaction and date on

which the threshold is crossed or

reached:
 
v
3 July 2009
6. Date on which issuer notified:
7 July 2009
7. Threshold(s) that is/are crossed or

reached: 
vi, vii
9%, 8%, 7%


  

8. Notified details:
A: Voting rights attached to shares
 
viii, ix
Class/type of

shares

if possible using

the ISIN CODE
Situation previous

to the triggering

transaction
Resulting situation after the triggering transaction
Number

of

Shares
Number

of

Voting

Rights
Number

of shares
Number of voting

rights
% of voting rights 
x
Direct
Direct 
xi
Indirect 
xii
Direct
Indirect










B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial

instrument
Expiration

date 
xiii
Exercise/ 

Conversion Period 
xiv
Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.
% of voting

rights






C: Financial Instruments with similar economic effect to Qualifying Financial Instruments 
xv, xvi
Resulting situation after the triggering transaction
Type of financial

instrument
Exercise price
Expiration date 
xvii
Exercise/

Conversion period 
xviii
Number of voting rights instrument refers to

% of voting rights 
xix, xx

Warrants
197.775p
31 October 2013
27 November 2008 - 31 October 2013
758,437,618

Nominal
Delta
6.88%
Not required

Total (A+B+C)
Number of voting rights
Percentage of voting rights
758,437,618
6.88%


  

9. Chain of controlled undertakings through which the voting rights and/or the
 
financial instruments are effectively held, if applicable: 
xxi
The warrants are legally owned by PCP3. PCP3 is, in turn, wholly owned by Kadin, which is, in turn, wholly owned by IPIC.

Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease

to hold:

12. Date on which proxy holder will cease to hold

voting rights:



13. Additional 
information:
On 3 July 2009, Barclays PLC released a regulatory announcement that its total issued ordinary shares with 
voting rights was 11,027,630,910.

As a direct result, the aggregate percentage of voting rights in Barclays PLC referenced by the warrants held by IPIC, Kadin and PCP3 is required to be recalculated from 9.04% to 6.88%.

The previous percentage of 9.04% is as stated in the regulatory announcement of IPIC and Kadin that was filed on 8 June 2009, and which was based on a total issued Barclays PLC ordinary share capital of 8,391,578,567 as announced by Barclays PLC on 29 May 2009.
14. Contact name:
Fryderyk J. Holc
15. Contact telephone number:
+971.(2).417.6690



 

Exhibit No. 9








TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
i


1. Identity of the issuer or the underlying issuer

of existing shares to which voting rights are

attached:
 ii
Barclays PLC
2 Reason for the notification 
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):
Regulatory announcement by issuer of an increased total in its issued ordinary shares with voting rights
x
3. Full name of person(s) subject to the

notification obligation:
 iii
His Excellency Khadem Abdulla Khadem Butti Al Qubaisi ("HE Khadem Al Qubaisi")

KAQ Holdings Limited ("KAQ")
4. Full name of shareholder(s)
 

 (if different from 3.):
iv
KAQ Holdings Limited ("KAQ")
5. Date of the transaction and date on

which the threshold is crossed or

reached:
 
v
3 July 2009
6. Date on which issuer notified:
7 July 2009
7. Threshold(s) that is/are crossed or

reached: 
vi, vii
9%, 8%, 7%


  

8. Notified details:
A: Voting rights attached to shares
 
viii, ix
Class/type of

shares

if possible using

the ISIN CODE
Situation previous

to the triggering

transaction
Resulting situation after the triggering transaction
Number

of

Shares
Number

of

Voting

Rights
Number

of shares
Number of voting

rights
% of voting rights 
x
Direct
Direct 
xi
Indirect 
xii
Direct
Indirect










B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial

instrument
Expiration

date 
xiii
Exercise/ 

Conversion Period 
xiv
Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.
% of voting

rights






C: Financial Instruments with similar economic effect to Qualifying Financial Instruments 
xv, xvi
Resulting situation after the triggering transaction
Type of financial

instrument
Exercise price
Expiration date 
xvii
Exercise/

Conversion period 
xviii
Number of voting rights instrument refers to

% of voting rights 
xix, xx

Option
Subject to prior conditions
No expiration date
No exercise period
758,437,618

Nominal
Delta
6.88%
Not required

Total (A+B+C)
Number of voting rights
Percentage of voting rights
758,437,618
6.88%


  

9. Chain of controlled undertakings through which the voting rights and/or the
 
financial instruments are effectively held, if applicable: 
xxi
The option has been granted to KAQ, which is wholly owned by HE Khadem Al Qubaisi.

The option is to acquire, at any time, the entire share capital (and not a portion only) of Kadin Holdings Ltd. ("Kadin"). Kadin wholly owns PCP Gulf Invest 3 Limited, which, in turn, owns warrants exercisable into 758,437,618 ordinary shares in Barclays PLC at an exercise price of 197.775p. The expiration date of the warrants is 31 October 2013.

Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease

to hold:

12. Date on which proxy holder will cease to hold

voting rights:



13. Additional information:
On 3 July 2009, Barclays PLC released a regulatory announcement that its total issued ordinary shares with voting rights was 11,027,630,910.

As a direct result, the aggregate percentage of voting rights in Barclays PLC referenced by the option granted to KAQ and HE Khadem Al Qubaisi is required to be recalculated from 9.04% to 6.88%.

The previous percentage of 9.04% is as stated in the regulatory announcement of KAQ and HE Khadem Al Qubaisi that was filed on 8 June 2009, and which was based on a total issued Barclays PLC ordinary share capital of 8,391,578,567 as announced by Barclays PLC on 29 May 2009.
14. Contact name:
Fryderyk J. Holc
15. Contact telephone number:
+971.(2).417.6690



 

Exhibit No. 10

 


 

THIS NOTICE RELATES TO THE EXCHANGE OFFER MEMORANDUM DISSEMINATED TO YOU ON 
22 JUNE 2009
, IS ONLY FOR HOLDERS OF 
7.70 PER CENT. UNDATED SUBORDINATED NOTES ISSUED BY BARCLAYS
,
 AND IS NOT TO BE REDISTRIBUTED OR F
URTHER DISSEMINATED IN ANY WAY
NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN OR INTO THE REPUBLIC OF ITALY, JAPAN, CANADA, AUSTRALIA OR SOUTH AFRICA 
THIS ANNOUNCEMENT IS NOT AN OFFER OF SECURITIES FOR SALE 
IN OR INTO THE REPUBLIC OF ITALY, JAPAN, CANADA, AUSTRALIA OR SOUTH AFRICA 
8 July 2009
BARCLAYS USD FINANCING LIMITED, A SUBSIDIARY OF BARCLAYS BANK PLC, UPPER TIER 2 EXCHANGE OFFER UPDATE
On 
22 June 2009 Barclays USD Financing Limited ("
BUFL
"), a wholly-owned subsidiary of Barclays Bank PLC ("
Barclays
")
,
 invited holders of certain existing Upper Tier 2 securities issued by Barclays to offer 
for 
exchange any or all of such securities for new Lower Tier 2 securities to be issued by Barclays (the "
Exchange Offer
")
. BUFL
 hereby informs holders that, as at the Early Exchange Deadline 
for 
the
 
Exchange Offer (being 5:00 pm (New York City time) on Monday, 6 July 2009),
 in excess of
 75 per cent
 in nominal amount of the outstanding US$438,703,000 7.70 per cent. Undated Subordinated Notes issued by Barclays have been offered for exchange at an Exchange Ratio of 0.80.
 
The 
final 
Expiration Deadline
 for the Exchange Offer is 
11:59 pm (New York City time) on Monday, 20 July 2009.
 Submissions made after the Early Exchange Deadline and at or prior to the Expiration Deadline will be entitled to an Exchange Ratio of 0.75. 
The Exchange Offer 
remains
 on the terms and subject to the conditions set out in the Exchange Offer Memorandum, dated 22 June 2009. 
Capitalised terms used and not otherwise defined in this announcement have the meanings given in the Exchange Offer Memorandum.
The Exchange Offer is not being made in Italy, Japan, Canada, Australia or South Africa or to any person located or resident in Italy, Japan, Canada, Australia or South Africa and is also restricted in other jurisdictions, as more fully described below and in the Exchange Offer Memorandum.
Further Information
Holders of the Existing Notes have been provided with instructions regarding participating in the Exchange Offer by their clearing system. Holders of Existing Notes who have not received such information, but believe they are eligible to participate in the Exchange Offer, should contact Global Bondholder Services Corporation, the Information Agent for the Exchange Offer at +1 (866) 804-2200 (U.S. Toll-free) or +1 (212)
 430-3774
 (
Banks and Brokers
).
DISCLAIMER
This announcement must be read in conjunction with the Exchange Offer Memorandum. No offer or invitation to acquire or exchange any securities is being made pursuant to this announcement. This announcement and the Exchange Offer Memorandum contain important information, which must be read carefully before any decision is made with respect to the Exchange Offer. If any Noteholder is in any doubt as to the action it should take, it is recommended to seek its own legal, tax and financial advice, including as to any tax consequences, from its stockbroker, bank manager, solicitor, accountant or other independent financial adviser. Any individual or company whose Existing Notes are held on its behalf by a broker, dealer, bank, custodian, trust company or other nominee must contact such entity if it wishes to participate in the Exchange Offer. None of BUFL, Barclays, the 
Dealer Manager
, the Exchange Agent, or any person who controls, or is a director, officer, employee or agent of such persons, or any affiliate of such persons, makes any recommendation as to whether Noteholders should participate in the Exchange Offer.
This announcement does not contain or constitute an offer of, or the solicitation of an offer to buy or subscribe for, securities to any person in the United States, Italy, Australia, Canada, Japan or South Africa or in any jurisdiction in which such offer or solicitation is unlawful. Securities may not be offered or sold in the United States absent registration under the US Securities Act of 1933, as amended (the "Securities Act") or an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act. Subject to certain exceptions, the securities referred to herein may not be offered or sold in Italy, Australia, Canada, Japan or South Africa or to, or for the account or benefit of any national resident or citizen of Italy, Australia, Canada, Japan or South Africa. The offer and sale of the securities referred to herein has not been and will not be registered under the Securities Act or under the applicable securities laws of Italy, Australia, Canada, Japan or South Africa. There will be no public offer of the securities in the United States. 
OFFER RESTRICTIONS 
Neither this announcement nor the Exchange Offer Memorandum constitutes an offer to sell or buy or the solicitation of an offer to sell or buy the Existing Notes and/or New Notes, as applicable, and offers of Existing Notes for exchange pursuant to the Exchange Offer will not be accepted from Noteholders in any circumstances in which such offer or solicitation is unlawful. In those jurisdictions where the securities, blue sky or other laws require an Exchange Offer to be made by a licensed broker or dealer and the Dealer Manager or any of its affiliates is such a licensed broker or dealer in such jurisdictions, such Exchange Offer shall be deemed to be made by the Dealer Manager or its affiliate (as the case may be) on behalf of BUFL in such jurisdictions.
United States
The Exchange Offer will be made, and the New Notes will be offered and issued only to holders (i) that are "qualified institutional buyers", as that term is defined in Rule 144A under the Securities Act in a private transaction in reliance upon an exemption from the registration requirements of the Securities Act or (ii) that are persons other than "US persons", as that term 
is defined in Rule 902 under the Securities Act, in offshore transactions in reliance upon Regulation S under the Securities Act. 
The New Notes have not been and will not be registered under the Securities Act. As a result, Noteholders within the United States or who are US persons will be eligible to participate in the Exchange Offer only if they are "qualified institutional buyers" as defined in Rule 144A under the Securities Act. Offers and issuances of the New Notes to non-US persons outside the United States will be made in offshore transactions in reliance on Regulation S under the Securities Act.
Italy
The Exchange Offer is not being made, directly or indirectly, in the Republic of Italy ("
Italy
"). The Exchange Offer and the Exchange Offer Memorandum have not been submitted to the clearance procedures of the Commissione Nazionale per le Società e la Borsa ("
CONSOB
") pursuant to Italian laws and regulations. Accordingly, holders of Existing Notes are notified that, to the extent such holders are located or resident in Italy, the Exchange Offer is not available to them and they may not offer Existing Notes for exchange pursuant to the Exchange Offer nor may the New Notes be offered, sold or delivered in Italy and, as such, any Exchange Instruction received from or on behalf of such persons shall be ineffective and void, and neither the Exchange Offer Memorandum nor any other documents or materials relating to the Exchange Offer, the Existing Notes or the New Notes may be distributed or made available in Italy.
United Kingdom
The communication of this announcement, the Exchange Offer Memorandum and any other documents or materials relating to the Exchange Offer is not being made and such documents and/or materials have not been approved by an authorised person for the purposes of section 21 of the Financial Services and Markets Act 2000. Accordingly, such documents and/or materials are not being distributed to, and must not be passed on to, the general public in the United Kingdom. The communication of such documents and/or materials as a financial promotion is only being made to those persons in the United Kingdom falling within the definition of investment professionals (as defined in Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the "
Financial Promotion Order
")) or persons who are within Article 43 of the Financial Promotion Order or any other persons to whom it may otherwise lawfully be made under the Financial Promotion Order.
Belgium
Neither this announcement, the Exchange Offer Memorandum nor any other document or material relating to the Exchange Offer have been submitted to or will be submitted for approval or recognition to the Belgian Banking, Finance and Insurance Commission (Commission bancaire, financière et des assurances/Commissie voor het Bank-, Financie- en Assurantiewezen) and, accordingly, the Exchange Offer may not be made in Belgium by way of a public offering, as defined in Article 3 of the Belgian Law of 1 April 2007 on public takeover bids or as defined in Article 3 of the Belgian Law of 16 June 2006 on the public offer of placement instruments and the admission to trading of placement instruments on regulated markets (together, the "
Belgian Public Offer Law
"), each as amended or replaced from time to time. Accordingly, the Exchange Offer may not be advertised and the Exchange Offer will not be extended, and neither the Exchange Offer Memorandum nor any other documents or materials relating to the Exchange Offer (including any memorandum, information circular, brochure or any similar documents) has been or shall be distributed or made available, directly or indirectly, to any person in Belgium other than "qualified investors" in the sense of Article 10 of the Belgian Public Offer Law (as amended from time to time), acting on their own account. Insofar as Belgium is concerned, this Exchange Offer Memorandum has been issued only for the personal use of the above qualified investors and exclusively for the purpose of the Exchange Offer. Accordingly, the information contained in the Exchange Offer Memorandum may not be used for any other purpose or disclosed to any other person in Belgium.
France
The Exchange Offer is not being made, directly or indirectly, to the public in the Republic of France ("
France
"). Neither the Exchange Offer Memorandum nor any other document or material relating to the Exchange Offer has been or shall be distributed to the public in France and only (i) providers of investment services relating to portfolio management for the account of third parties and/or (ii) qualified investors (Investisseurs Qualifiés) other than individuals, in each case acting on their own account and all as defined in, and in accordance with, Articles L.411-2 and D.411-1 of the French Code Monétaire et Financier are eligible to participate in the Exchange Offer. The Exchange Offer Memorandum has not been and will not be submitted for clearance to nor approved by the Autorité des Marchés Financiers.
European Economic Area
The Exchange Offer is not being made, directly or indirectly, to the public in any Member State of the European Economic Area. Neither this Exchange Offer Memorandum nor any document or material relating to the Exchange Offer has been or shall be distributed to the public in any Member State of the European Economic Area and only "qualified investors" (within the meaning of Article 1(e) of the Prospectus Directive) located or resident in any Member States of the European Economic Area which has implemented the Prospectus Directive (other than Italy) are eligible to participate in the Exchange Offer.
General
The Exchange Offer is not open to Noteholders located or resident in any of the Restricted Jurisdictions.
The Exchange Offer Memorandum does not constitute an offer to sell or buy or the solicitation of an offer to sell or buy the Existing Notes and/or New Notes, as applicable, in any jurisdiction where it is unlawful to do so and offers of Existing Notes for exchange pursuant to the Exchange Offer will not be accepted from Noteholders in any circumstances in which such offer or solicitation is unlawful. In those jurisdictions where the securities, blue sky or other laws require the Exchange Offer to be made by a licensed broker or dealer and the Dealer Manager or any of its affiliates is such a licensed broker or dealer in such jurisdictions, such Exchange Offer shall be deemed to be made by the Dealer Manager or its affiliate (as the case may be) on behalf of BUFL in such jurisdictions.
In addition to the representations referred to above in respect of the United States, each holder of Existing Notes participating in the Exchange Offer will also be deemed to give certain representations in respect of the other jurisdictions referred to above and generally as set out in "Procedures for Participating in the Exchange Offer" in the Exchange Offer Memorandum. Any offer of Existing Notes for exchange pursuant to the Exchange Offer from a Noteholder that is unable to make these representations will not be accepted. Each of BUFL, the Dealer Manager and the Exchange Agent reserves the right, in its absolute discretion, to investigate, in relation to any offer of Existing Notes for exchange pursuant to the Exchange Offer, whether any such representation given by a Noteholder is correct and, if such investigation is undertaken and as a result BUFL determines (for any reason) that such representation is not correct, such offer shall not be accepted.
 

Exhibit No. 11

 

As Agent Bank, please be advised of the following rate determined on: 09/07/09
Issue ¦ Barclays Bank Plc Series 180 - USD 250,000,000 FRN due 13 Jan 2012
 
ISIN Number ¦ XS0408595352
ISIN Reference ¦ 40859535
Issue Nomin USD ¦ 250,000,000
Period ¦ 13/07/09 to 13/10/09   Payment Date 13/10/09
Number of Days ¦ 92
Rate ¦ 1.04
Denomination USD ¦ 100,000 ¦   ¦
 
Amount Payable per Denomination ¦ 265.78 ¦ ¦
 
Bank of New York
Rate Fix Desk Telephone ¦ 44 1202 689580
Corporate Trust Services Facsimile ¦ 44 1202 689601



Exhibit No. 12

 

10 July 2009
Barclays PLC
Circular to Shareholders and Notice of General Meeting
In compliance with Listing Rule 9.6.1, Barclays PLC (the "Company") has today submitted to the UK Listing Authority two copies of each of the documents listed below:

1.
Circular to Shareholders relating to the proposed disposal of the Barclays Global Investors business, including a Notice of General Meeting
2.
Your Questions Answered Leaflet
3.
Proxy form for the General Meeting

Copies of the above documents are available for inspection at the UK Listing Authority's Document Viewing Facility, which is situated at: 

The Financial Services Authority
25 The North Colonnade
Canary
 
Wharf
London
E14 5HS

The above documents will be posted to shareholders shortly and will be available on our website, 
www.barclays.com/investorrelations

A copy of the circular can also be inspected at the Company's registered office at 
1 Churchill Place
Canary
 
Wharf
London
E14 5HP
 or at the offices of Clifford Chance LLP, 
10 Upper Bank Street
Canary
 
Wharf
London
E14 5JJ
.



Exhibit No. 13

 

Application has been made to The UK Listing Authority and 
T
he London Stock Exchange for a block
 
listing of 
15,00
0
,00
0
 Ordinary shares of 
25
p
 each under the 
Barclays Group Share Incentive Plan
, to trade on
 T
he London Stock Exchange and to be admitted to 
T
he Official List . The shares shall rank 
equally
 with the existing issued shares of the Company.
 


 

Exhibit No. 14

As Agent Bank, please be advised of the following rate determined on: 13/07/09
Issue ¦ Barclays Bank PLC - Series 178 - GBP 2,000,000,000 FRN due 13 Jan 2012
 
ISIN Number ¦ XS0408286994
ISIN Reference ¦ 40828699
Issue Nomin GBP ¦ 2,000,000,000
Period ¦ 13/07/09 to 13/10/09   Payment Date 13/10/09
Number of Days ¦ 92
Rate ¦ 1.27125
Denomination GBP ¦ 100,000 ¦ 2,000,000,000   ¦
 
Amount Payable per Denomination ¦ 320.42 ¦ 6,408,493.15 ¦
 
Bank of New York
Rate Fix Desk Telephone ¦ 44 1202 689580
Corporate Trust Services Facsimile ¦ 44 1202 689601




Exhibit No. 15


BLOCK LISTING SIX MONTHLY RETURN

Date:
 
14
 July 2009

Name of 
applicant
:
BARCLAYS PLC
Name of scheme:
Barclays Bank PLC £4,050,000,000 9.75 per cent. Mandatorily Convertible Notes due 30 September 2009 convertible into fully paid ordinary shares of Barclays PLC, Issue Price 100 per cent.
Period of return:
From:
01.01.09
To:
30.06.09
Balance of unallotted securities under scheme(s) from previous return:
2,642,259,714
 ordinary shares of £0.25 each
Plus:  
The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less:  
Number of 
securities
 issued/allotted under scheme(s) during period (see LR3.5.7G):
1,330,051,659
Equals:  
Balance under scheme(s) not yet issued/allotted at end of period:
1,312,208,055



Name of contact:
Natalie Weedon
Telephone number of contact:
0207 116 
29
09



 

Exhibit No. 16

 


BLOCK LISTING SIX MONTHLY RETURN

Date:
 
14
 July 2009

Name of 
applicant
:
BARCLAYS PLC
Name of scheme:
Barclays Group Share Incentive Plan
Period of return:
From:
01.01.09
To:
30.06.09
Balance of unallotted securities under scheme(s) from previous return:
13,649,340
 ordinary shares of £0.25 each
Plus:  
The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less:  
Number of 
securities
 issued/allotted under scheme(s) during period (see LR3.5.7G):
13,53
6
,
433
Equals:  
Balance under scheme(s) not yet issued/allotted at end of period:
11
2
,
907



Name of contact:
Natalie Weedon
Telephone number of contact:
0207 116 
29
09



 

Exhibit No. 17

 


BLOCK LISTING SIX MONTHLY RETURN


Date:
 
14
 July 2009

Name of 
applicant
:
BARCLAYS PLC
Name of scheme:
Woolwich
 
Executive
 Share Option 
Plan (ESOP)
Period of return:
From:
01.01.09
To:
30.06.09
Balance of unallotted securities under scheme(s) from previous return:
298,300
 
ordinary shares of £0.25 each
Plus:  
The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less:  
Number of 
securities
 issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals:  
Balance under scheme(s) not yet issued/allotted at end of period:
298,300

Name of contact:
Natalie Weedon
Telephone number of contact:
0207 116 
29
09


 


Exhibit No. 18

 



BLOCK LISTING SIX MONTHLY RETURN

Date:
 
14
 July 2009

Name of 
applicant
:
BARCLAYS PLC
Name of scheme:
Renewed 1981 & 1991 SAYE Share Option Scheme
Period of return:
From:
01.01.09
To:
30.06.09
Balance of unallotted securities under scheme(s) from previous return:
19,590,146
 ordinary shares of £0.25 each
Plus:  
The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less:  
Number of 
securities
 issued/allotted under scheme(s) during period (see LR3.5.7G):
2,254
Equals:  
Balance under scheme(s) not yet issued/allotted at end of period:
19,587,892

Name of contact:
Natalie Weedon
Telephone number of contact:
0207 116 
29
09



Exhibit No. 19

 

BLOCK LISTING SIX MONTHLY RETURN

Date:
 
14
 July 2009

Name of 
applicant
:
BARCLAYS PLC
Name of scheme:
Warrants to subscribe for ordinary shares
Period of return:
From:
01.01.09
To:
30.06.09
Balance of unallotted securities under scheme(s) from previous return:
1,516,875,236
 ordinary shares of £0.25 each
Plus:  
The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less:  
Number of 
securities
 issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals:  
Balance under scheme(s) not yet issued/allotted at end of period:
1,516,875,236



Name of contact:
Natalie Weedon
Telephone number of contact:
0207 116 
29
09




Exhibit No. 20



BLOCK LISTING SIX MONTHLY RETURN

Date:
 
14
 July 2009

Name of 
applicant
:
BARCLAYS PLC
Name of scheme:
Woolwich SAYE Share Option Scheme
Period of return:
From:
01.01.09
To:
30.06.09
Balance of unallotted securities under scheme(s) from previous return:
808,581 
ordinary shares of £0.25 each
Plus:  
The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
0
Less:  
Number of 
securities
 issued/allotted under scheme(s) during period (see LR3.5.7G):
0
Equals:  
Balance under scheme(s) not yet issued/allotted at end of period:
808,581



Name of contact:
Natalie Weedon
Telephone number of contact:
0207 116 
29
09



 

Exhibit No. 21


BLOCK LISTING SIX MONTHLY RETURN

Date:
 
14
 July 2009

Name of 
applicant
:
BARCLAYS PLC
Name of scheme:
Renewed 1986
 
Executive
 Share Option Scheme
Period of return: