-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VDGyChTIYdKKojvgmbGM9inMWaK9S4y2scp8rMjiTKM4N8DSR1hOTTgrxlLNYiB+ kwgrAlJ+ies+BCv2s2PHSA== 0001167420-04-000103.txt : 20040429 0001167420-04-000103.hdr.sgml : 20040429 20040429110327 ACCESSION NUMBER: 0001167420-04-000103 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20040229 FILED AS OF DATE: 20040429 EFFECTIVENESS DATE: 20040429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY HIGH YIELD SECURITIES INC CENTRAL INDEX KEY: 0000311847 IRS NUMBER: 132988937 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02932 FILM NUMBER: 04763024 BUSINESS ADDRESS: STREET 1: C/O MORGAN STANLEY TRUST STREET 2: HARBORSIDE FINANCIAL CENTER, PLAZA TWO CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: (212) 869-6397 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY TRUST STREET 2: HARBORSIDE FINANCIAL CENTER, PLAZA TWO CITY: JERSEY CITY STATE: NJ ZIP: 07311 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER HIGH YIELD SECURITIES INC DATE OF NAME CHANGE: 19980622 FORMER COMPANY: FORMER CONFORMED NAME: WITTER DEAN HIGH YIELD SECURITIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERCAPITAL HIGH YIELD SECURITIES INC DATE OF NAME CHANGE: 19830308 NSAR-A 1 answer.fil PAGE 1 000 A000000 02/29/2004 000 C000000 0000311847 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MORGAN STANLEY HIGH YIELD SECURITIES INC. 001 B000000 811-02932 001 C000000 2127625260 002 A000000 1221 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10020 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 MORGAN STANLEY INVESTMENT ADVISORS INC. 008 B000001 A 008 C000001 801-42061 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10020 011 A000001 MORGAN STANLEY DISTRIBUTORS INC. 011 B000001 8-45262 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10020 012 A000001 MORGAN STANLEY TRUST 012 B000001 84-5710 012 C010001 JERSEY CITY 012 C020001 NJ 012 C030001 07311 013 A000001 DELOITTE & TOUCHE LLP 013 B010001 NEW YORK 013 B020001 NY PAGE 2 013 B030001 10281 014 A000001 ARAB MALAYSIA SECURITIES 014 B000001 8-00000 014 A000002 CHINA INTERNATIONAL CAPITAL CORPORATION LTD. 014 B000002 8-00000 014 A000003 HC SECURITIES 014 B000003 8-00000 014 A000004 JM MS FIXED INCOME SECURITIES PRIVATE LIMITED 014 B000004 8-00000 014 A000005 JM MORGAN STANLEY PRIVATE LIMITED 014 B000005 8-00000 014 A000006 JM MORGAN STANLEY SECURITIES PRIVATE LIMITED 014 B000006 8-00000 014 A000007 JM MORGAN STANLEY RETAIL SERVICES PRIVATE LTD 014 B000007 8-00000 014 A000008 MORGAN STANLEY & CO. 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THOMAS SMITH TITLE VICE PRESIDENT EX-99.77E LEGAL 2 high77e.txt ITEM 77E: LEGAL PROCEEDINGS The Investment Manager, certain affiliates of the Investment Manager, certain officers of such affiliates and certain investment companies advised by the Investment Manager or its affiliates, including the Fund, are named as defendants in a number of similar class action complaints which were recently consolidated. This consolidated action also names as defendants certain individual Trustees and Directors of the Morgan Stanley funds. The consolidated amended complaint generally alleges that defendants, including the Fund, violated their statutory disclosure obligations and fiduciary duties by failing properly to disclose (i) that the Investment Manager and certain affiliates of the Investment Manager allegedly offered economic incentives to brokers and others to recommend the funds advised by the Investment Manager or its affiliates to investors rather than funds managed by other companies, and (ii) that the funds advised by the Investment Manager or its affiliates, including the Fund, allegedly paid excessive commissions to brokers in return for their efforts to recommend these funds to investors. The complaint seeks, among other things, unspecified compensatory damages, rescissionary damages, fees and costs. The defendants intend to move to dismiss the action and otherwise vigorously to defend it. While the Fund believes that it has meritorious defenses, the ultimate outcome of this matter is not presently determinable at this early stage of the litigation, and no provision has been made in the Fund's financial statements for the effect, if any, of this matter. EX-99.77O RULE 10F-3 3 highyield77o.txt Morgan Stanley High Yield Securities Inc. Item 77(O) 10F-3 Transactions September 30, 2003 - February 29, 2004 Security Purcha Size Offeri Total Amount % of % of Purchased se/ of ng Amount of Offeri Fund Brokers Trade Offeri Price of Shares ng s Date ng of Offering Purcha Purcha Tota Shares sed sed l By By Asse Fund Fund ts Goldman Kraton Sachs & Polymers Co, UBS Capital 12/11/ 2,000, $100.0 $200,000 560,00 0.03% 0.08 Investment Corporatio 03 000 0 ,000 0 % Bank, n Credit Suisse First Boston and Morgan Stanley Credit Elizabeth 01/08/ 2,250, $100.0 $225,000 4,900 0.22% 0.07 Suisse Arden, 04 000 0 ,000 5 First Inc. Boston, Morgan Stanley and CIBC World Markets Primus 01/13/ 2,000, $100.0 $200,000 17,200 0.72% 0.24 Lehman Tele- 04 000 0 ,000 % Brothers, communicat Morgan ions Stanley Holding, and Inc. Jefferies & Company Inc -----END PRIVACY-ENHANCED MESSAGE-----