-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TwY/iUe0NnvacbCfd0brWOADD2r3eZDbgyl75DDuJdT/onFxSu7zFAtK0i2yAHx+ CthwR2RhuamEP0sDFzOieQ== 0000311847-00-000001.txt : 20000501 0000311847-00-000001.hdr.sgml : 20000501 ACCESSION NUMBER: 0000311847-00-000001 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20000229 FILED AS OF DATE: 20000428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER HIGH YIELD SECURITIES INC CENTRAL INDEX KEY: 0000311847 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 132988937 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-02932 FILM NUMBER: 611857 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CTR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2123922550 MAIL ADDRESS: STREET 1: TWO WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: WITTER DEAN HIGH YIELD SECURITIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERCAPITAL HIGH YIELD SECURITIES INC DATE OF NAME CHANGE: 19830308 NSAR-A 1 N-SAR (6.1) PAGE 1 000 A000000 02/29/2000 000 C000000 0000311847 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MSDW HIGH YIELD SECURITIES INC. 001 B000000 811-2932 001 C000000 2123921600 002 A000000 2 WORLD TRADE CENTER 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10048 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 MORGAN STANLEY DEAN WITTER ADVISORS INC. 008 B000001 A 008 C000001 801-42061 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10048 011 A000001 MORGAN STANLEY DEAN WITTER DISTRIBUTORS INC. 011 B000001 8-45262 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10048 012 A000001 MORGAN STANLEY DEAN WITTER TRUST FSB 012 B000001 84-1785 012 C010001 JERSEY CITY 012 C020001 NJ 012 C030001 07311 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 NEW YORK 013 B020001 NY PAGE 2 013 B030001 10036 014 A000001 DEAN WITTER REYNOLDS INC. 014 B000001 8-14172 014 A000002 MORGAN STANLEY & CO. INCORPORATED 014 B000002 8-15869 015 A000001 THE BANK OF NEW YORK 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10286 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 131 019 C000000 MSDW-FUNDS 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000001 13-5674085 022 C000001 942656 022 D000001 8221 022 A000002 GOLDMAN, SACHS & CO. 022 B000002 13-5108880 022 C000002 832116 022 D000002 3060 022 A000003 BANK OF NEW YORK (THE) 022 B000003 13-5160382 022 C000003 285147 022 D000003 0 022 A000004 BANC OF AMERICA SECURITES LLC. 022 B000004 56-2058405 022 C000004 264769 022 D000004 7759 022 A000005 LEHMAN BROTHERS INC. 022 B000005 13-2518466 022 C000005 57405 022 D000005 66008 022 A000006 MORGAN (J.P.) SECURITIES 022 B000006 13-3224016 022 C000006 56992 022 D000006 6963 022 A000007 BEAR, STEARNS & CO. INC. PAGE 3 022 B000007 13-3299429 022 C000007 10324 022 D000007 36399 022 A000008 DEUTSCHE BANK SECURITIES CORP. 022 B000008 13-2730828 022 C000008 30588 022 D000008 16063 022 A000009 SALOMON SMITH BARNEY 022 B000009 13-1912900 022 C000009 29913 022 D000009 0 022 A000010 CIBC OPPENHEIMER CORP. 022 B000010 13-5492430 022 C000010 1380 022 D000010 23913 023 C000000 2579080 023 D000000 242360 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010000 54232 028 A020000 10021 028 A030000 0 028 A040000 73293 028 B010000 50534 028 B020000 9997 028 B030000 0 028 B040000 79668 028 C010000 53858 028 C020000 9878 028 C030000 0 028 C040000 91598 028 D010000 67705 028 D020000 16104 028 D030000 0 PAGE 4 028 D040000 117310 028 E010000 65373 028 E020000 9547 028 E030000 0 028 E040000 78444 028 F010000 57631 028 F020000 9475 028 F030000 0 028 F040000 75315 028 G010000 349333 028 G020000 65022 028 G030000 0 028 G040000 515628 028 H000000 320111 029 000000 Y 030 A000000 90 030 B000000 4.25 030 C000000 0.00 031 A000000 0 031 B000000 87 032 000000 0 033 000000 177 034 000000 Y 035 000000 2695 036 A000000 N 036 B000000 0 037 000000 N 038 000000 0 039 000000 N 040 000000 Y 041 000000 Y 042 A000000 0 042 B000000 0 042 C000000 100 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 7233 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.000 048 A010000 500000 048 A020000 0.500 048 B010000 250000 048 B020000 0.425 048 C010000 250000 048 C020000 0.375 PAGE 5 048 D010000 1000000 048 D020000 0.350 048 E010000 1000000 048 E020000 0.325 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 3000000 048 K020000 0.300 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 Y 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 Y 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 1000 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 PAGE 6 062 G000000 0.0 062 H000000 0.0 062 I000000 0.4 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 94.5 062 Q000000 2.4 062 R000000 2.7 063 A000000 0 063 B000000 7.3 064 A000000 N 064 B000000 Y 065 000000 N 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 N 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 N 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 N 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 N 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 N 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y PAGE 7 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 209271 071 B000000 374724 071 C000000 2235886 071 D000000 9 072 A000000 6 072 B000000 161729 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 4460 072 G000000 0 072 H000000 0 072 I000000 914 072 J000000 48 072 K000000 0 072 L000000 48 072 M000000 9 072 N000000 67 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 22 072 S000000 14 072 T000000 7233 072 U000000 0 072 V000000 0 072 W000000 15 072 X000000 12830 072 Y000000 0 072 Z000000 148899 072AA000000 29467 072BB000000 22040 072CC010000 0 072CC020000 89570 072DD010000 128663 072DD020000 29886 072EE000000 0 073 A010000 0.0000 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 47 074 B000000 0 074 C000000 9100 PAGE 8 074 D000000 2120792 074 E000000 4060 074 F000000 5191 074 G000000 0 074 H000000 0 074 I000000 53771 074 J000000 0 074 K000000 0 074 L000000 59604 074 M000000 173 074 N000000 2252738 074 O000000 0 074 P000000 1906 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 5187 074 S000000 0 074 T000000 2245645 074 U010000 346250 074 U020000 77884 074 V010000 0.00 074 V020000 0.00 074 W000000 0.0000 074 X000000 111592 074 Y000000 0 075 A000000 0 075 B000000 2298128 076 000000 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C000000 0 PAGE 9 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE BARRY FINK TITLE VICE PRESIDENT EX-99 2
EXHIBIT 77(O) MORGAN STANLEY DEAN WITTER HIGH YIELD SECURITIES INC. 10f-3 transactions for the period July 1999- March 31, 2000 TOTAL ISSUED/ DATE PRICE SHARES % of PRINCIPAL PURCHASED SECURITY PURCHASED SHARE PURCHASED Assets AMOUNT BY FUND BROKER(S) Metromedia Fiber Networks, Inc.10 Senior Notes due 2009 11/12/99 $92.201 5,000,000 0.218% $1,010,900,000.00 0.495% Salomon Smith Barney Psinet Inc. 101/2% Senior Notes due 2006 11/24/99 $100.00 7,000,000 0.308% $ 600,000,000.00 1.167% Donaldson, Lufkin & Jenrette Verio Inc. 10 5/8% Senior Notes due 2009 11/16/99 $99.249 5,000,000 0.219% $ 400,000,000.00 1.250% Salomon Smith Barney
EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 MSDW HIGH YIELD SECURITIES INC. - CLASS A 6-MOS AUG-31-2000 FEB-29-2000 2,769,694,170 2,192,913,510 59,604,013 0 220,060 2,252,737,583 0 0 (7,092,814) (7,092,814) 0 3,435,751,627 13,608,773 12,457,364 441,493 0 (613,767,691) 0 (576,780,660) 72,185,293 0 161,729,353 0 (12,830,475) 148,898,878 7,426,686 (89,570,077) 66,755,487 0 (5,176,657) 0 0 10,426,968 (9,768,740) 493,181 (193,064,896) 10,091,362 (621,194,377) 0 0 (4,459,953) 0 (12,830,475) 71,902,954 5.51 0.36 (0.19) 0 (0.38) 0 5.30 0.64
EX-27 4 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 MSDW HIGH YIELD SECURITIES INC. - CLASS B 6-MOS AUG-31-2000 FEB-29-2000 2,769,694,170 2,192,913,510 59,604,013 0 220,060 2,252,737,583 0 0 (7,092,814) (7,092,814) 0 3,435,751,627 332,640,982 350,377,934 441,493 0 (613,767,691) 0 (576,780,660) 1,760,447,345 0 161,729,353 0 (12,830,475) 148,898,878 7,426,686 (89,570,077) 66,755,487 0 (123,486,442) 0 0 44,018,288 (70,406,848) 8,651,608 (193,064,896) 10,091,362 (621,194,377) 0 0 (4,459,953) 0 (12,830,475) 1,804,808,581 5.50 0.34 (0.19) 0 (0.36) 0 5.29 1.24
EX-27 5 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 MSDW HIGH YIELD SECURITIES INC. - CLASS C 6-MOS AUG-31-2000 FEB-29-2000 2,769,694,170 2,192,913,510 59,604,013 0 220,060 2,252,737,583 0 0 (7,092,814) (7,092,814) 0 3,435,751,627 19,456,211 19,820,677 441,493 0 (613,767,691) 0 (576,780,660) 109,142,441 0 161,729,353 0 (12,830,475) 148,898,878 7,426,686 (89,570,077) 66,755,487 0 (7,183,975) 0 0 5,802,783 (6,881,079) 713,830 (193,064,896) 10,091,362 (621,194,377) 0 0 (4,459,953) 0 (12,830,475) 105,843,417 5.51 0.34 (0.19) 0 (0.36) 0 5.30 1.34
EX-27 6
6 MSDW HIGH YIELD SECURITIES INC. - CLASS D 6-MOS AUG-31-2000 FEB-29-2000 2,769,694,170 2,192,913,510 59,604,013 0 220,060 2,252,737,583 0 0 (7,092,814) (7,092,814) 0 3,435,751,627 58,427,516 60,544,350 441,493 0 (613,767,691) 0 (576,780,660) 309,920,724 0 161,729,353 0 (12,830,475) 148,898,878 7,426,686 (89,570,077) 66,755,487 0 (22,701,673) 0 0 5,516,218 (10,093,232) 2,460,180 (193,064,896) 10,091,362 (621,194,377) 0 0 (4,459,953) 0 (12,830,475) 315,573,476 5.51 0.36 (0.19) 0 (0.38) 0 5.30 0.49
-----END PRIVACY-ENHANCED MESSAGE-----