0001171843-18-005035.txt : 20180703
0001171843-18-005035.hdr.sgml : 20180703
20180703180022
ACCESSION NUMBER: 0001171843-18-005035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180701
FILED AS OF DATE: 20180703
DATE AS OF CHANGE: 20180703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAI RAJAT
CENTRAL INDEX KEY: 0001234734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32360
FILM NUMBER: 18938783
MAIL ADDRESS:
STREET 1: 485 HALF DAY ROAD SUITE 300
CITY: BUFFALO GROVE
STATE: IL
ZIP: 60089-6548
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AKORN INC
CENTRAL INDEX KEY: 0000003116
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 720717400
STATE OF INCORPORATION: LA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1925 W. FIELD COURT, SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-279-6100
MAIL ADDRESS:
STREET 1: 1925 W. FIELD COURT, SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
ownership.xml
X0306
4
2018-07-01
0
0000003116
AKORN INC
AKRX
0001234734
RAI RAJAT
1925 WEST FIELD COURT SUITE 300
LAKE FOREST
IL
60045
0
1
0
0
Chief Executive Officer
Common Stock
2018-07-01
4
F
0
1986
16.59
D
437752
D
Common Stock
1070985
I
By Trust
Common Stock
929015
I
By Trust
The sale price of $16.59 per share represents the closing price of Akorn common stock on Friday, June 29, 2018, the last trading day preceding the July 1, 2018 vesting date of 6,780 Restricted Stock Units (RSUs), from which 1,986 shares were withheld to satisfy the taxes due.
Following the reported transaction, the amount of shares directly beneficially owned consists of 296,013 unvested RSUs and 141,739 shares owned outright.
The shares are held in a grantor-retained annuity trust (GRAT) for which the Reporting Person is the sole trustee and annuitant.
/s/ Joseph Bonaccorsi, Attorney-in-Fact
2018-07-03