0001171843-18-005035.txt : 20180703 0001171843-18-005035.hdr.sgml : 20180703 20180703180022 ACCESSION NUMBER: 0001171843-18-005035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180701 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAI RAJAT CENTRAL INDEX KEY: 0001234734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32360 FILM NUMBER: 18938783 MAIL ADDRESS: STREET 1: 485 HALF DAY ROAD SUITE 300 CITY: BUFFALO GROVE STATE: IL ZIP: 60089-6548 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AKORN INC CENTRAL INDEX KEY: 0000003116 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 720717400 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-279-6100 MAIL ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 ownership.xml X0306 4 2018-07-01 0 0000003116 AKORN INC AKRX 0001234734 RAI RAJAT 1925 WEST FIELD COURT SUITE 300 LAKE FOREST IL 60045 0 1 0 0 Chief Executive Officer Common Stock 2018-07-01 4 F 0 1986 16.59 D 437752 D Common Stock 1070985 I By Trust Common Stock 929015 I By Trust The sale price of $16.59 per share represents the closing price of Akorn common stock on Friday, June 29, 2018, the last trading day preceding the July 1, 2018 vesting date of 6,780 Restricted Stock Units (RSUs), from which 1,986 shares were withheld to satisfy the taxes due. Following the reported transaction, the amount of shares directly beneficially owned consists of 296,013 unvested RSUs and 141,739 shares owned outright. The shares are held in a grantor-retained annuity trust (GRAT) for which the Reporting Person is the sole trustee and annuitant. /s/ Joseph Bonaccorsi, Attorney-in-Fact 2018-07-03