0001144204-19-025748.txt : 20190513 0001144204-19-025748.hdr.sgml : 20190513 20190513213808 ACCESSION NUMBER: 0001144204-19-025748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190509 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollard Randall E. CENTRAL INDEX KEY: 0001650213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32360 FILM NUMBER: 19820240 MAIL ADDRESS: STREET 1: 6229 PINE TREE CT. CITY: LONG GROVE STATE: IL ZIP: 60047 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AKORN INC CENTRAL INDEX KEY: 0000003116 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 720717400 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-279-6100 MAIL ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 tv521516_4.xml OWNERSHIP DOCUMENT X0306 4 2019-05-09 0 0000003116 AKORN INC AKRX 0001650213 Pollard Randall E. C/O AKORN, INC. 1925 W. FIELD COURT, SUITE 300 LAKE FOREST IL 60045 0 1 0 0 SVP, Finance & CAO Common Stock 2019-05-09 4 A 0 37444 0 A 103654 D Stock Options (Right to Buy) 4.47 2019-05-09 4 A 0 71545 0 A 2029-05-09 Common Stock 71545 71545 D The securities acquired are Restricted Stock Units (RSUs) scheduled to vest in four equal installments on May 9, 2020, May 9, 2021, May 9, 2022, and May 9, 2023. Following the reported transaction, the amount of shares beneficially owned includes 92,982 unvested RSUs and 10,672 shares owned outright. The Stock Options vest in four equal installments on May 9, 2020, May 9, 2021, May 9, 2022, and May 9, 2023. /s/ Joseph Bonaccorsi, Attorney-in-Fact 2019-05-13