-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SkBkiiwvFsB0RJ7T6Lm0jmsPgKzaFnqGE6qmXAw7e1ghaRx3IIfPLEXw37aNBgMv ukqOhFlc/BZRDx0QVLmHFw== 0001209191-07-004383.txt : 20070119 0001209191-07-004383.hdr.sgml : 20070119 20070119162212 ACCESSION NUMBER: 0001209191-07-004383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070118 FILED AS OF DATE: 20070119 DATE AS OF CHANGE: 20070119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE CENTRAL INDEX KEY: 0000310522 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 520883107 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3900 WISCONSIN AVE N.W. CITY: WASHINGTON STATE: DC ZIP: 20016 BUSINESS PHONE: 202-752-7000 MAIL ADDRESS: STREET 1: 3900 WISCONSIN AVE N.W. CITY: WASHINGTON STATE: DC ZIP: 20016 FORMER COMPANY: FORMER CONFORMED NAME: FEDERAL NATIONAL MORTGAGE ASSOCIATION DATE OF NAME CHANGE: 19950110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Senhauser William B CENTRAL INDEX KEY: 0001347875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50231 FILM NUMBER: 07541045 BUSINESS ADDRESS: BUSINESS PHONE: (202) 752-7000 MAIL ADDRESS: STREET 1: 3900 WISCONSIN AVE NW CITY: WASHINGTON STATE: DC ZIP: 20016 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-18 0 0000310522 FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE FNM 0001347875 Senhauser William B 3900 WISCONSIN AVE NW WASHINGTON DC 20016 0 1 0 0 SVP, Chief Compliance Officer Common Stock 2007-01-18 4 F 0 235 57.14 D 11355 D Common Stock 311.103 I By ESOP Common Stock 21968 I By Spouse Common Stock 618.368 I By Spouse ESOP These shares were withheld by Fannie Mae for payment of tax liability upon the vesting of 578 shares. End of period holdings reflect ESOP allocations and acquisitions pursuant to a dividend reinvestment feature of the ESOP through December 29, 2006. Under Fannie Mae's Performance Share Program, as a member of Fannie Mae's senior management, the reporting person's spouse has previously received awards that entitle her to receive shares of Fannie Mae common stock in an amount based upon and subject to Fannie Mae's meeting corporate performance objectives over three-year periods. Generally, Fannie Mae's Compensation Committee determines in January of the year following completion of the cycle the number of shares of common stock each awardee is entitled to receive, and the shares are paid out in two annual installments that January. (Footnote 3 is continued in 4 below.) For the three-year performance cycle completed in 2003, the reporting person's spouse was determined in January 2004 to be entitled to receive 5,730 shares, of which she received 2,865 shares in accordance with the program and the balance was scheduled to be received in January 2005. As previously announced, Fannie Mae's Board of Directors and Compensation Committee have determined to defer payment of unpaid performance shares for the performance cycle completed in 2003 until reliable financial data for the relevant period are available. As a result, 2,865 shares scheduled to be issued to the reporting person's spouse in January 2005 have not yet been issued. These shares are included in the total holdings above. /s/ William B. Senhauser 2007-01-19 -----END PRIVACY-ENHANCED MESSAGE-----