-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHthiQbFOOmPGZ+0sKE+IVkZvUOxDTdWgevBNXpTyUCB2Spv/0kRv4wh8iDaR3Gt +v4NwL7+wxkhEO5m6IZk9A== 0001209191-05-059128.txt : 20051122 0001209191-05-059128.hdr.sgml : 20051122 20051122163409 ACCESSION NUMBER: 0001209191-05-059128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051121 FILED AS OF DATE: 20051122 DATE AS OF CHANGE: 20051122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lund Thomas A CENTRAL INDEX KEY: 0001317462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50231 FILM NUMBER: 051221640 BUSINESS ADDRESS: BUSINESS PHONE: (202) 752-4360 MAIL ADDRESS: STREET 1: 3900 WISCONSIN AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE CENTRAL INDEX KEY: 0000310522 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 520883107 BUSINESS ADDRESS: STREET 1: 3900 WISCONSIN AVE N.W. CITY: WASHINGTON STATE: DC ZIP: 20016 BUSINESS PHONE: 2027527000 MAIL ADDRESS: STREET 1: 3900 WISCONSIN AVE N.W. CITY: WASHINGTON STATE: DC ZIP: 20016 FORMER COMPANY: FORMER CONFORMED NAME: FEDERAL NATIONAL MORTGAGE ASSOCIATION DATE OF NAME CHANGE: 19950110 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-11-21 0 0000310522 FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE FNM 0001317462 Lund Thomas A 3900 WISCONSIN AVENUE, NW WASHINGTON DC 20016 0 1 0 0 EVP-Single Family Mortgage Common Stock 2005-11-21 4 F 0 240 48.535 D 28080 D Common Stock 639.41 I By ESOP Under Fannie Mae's Performance Share Program, as a member of Fannie Mae's senior management, the reporting person has previously received awards that entitle the reporting person to receive shares of Fannie Mae common stock in an amount based upon and subject to Fannie Mae's meeting corporate performance objectives over three-year periods. These objectives are based on both financial and non-financial goals, equally weighted. The financial goals under the performance share program are currently tied to growth in core business earnings per share. Generally, Fannie Mae's Compensation Committee determines in January of the year following completion of the cycle the number of shares of common stock each awardee is entitled to receive, and the shares are paid out in two annual installments that January. (Footnote 1 is continued in 2 below.) For the three-year performance cycle completed in 2003, the reporting person was determined in January 2004 to be entitled to receive 6,930 shares, of which the reporting person was paid 3,465 shares in accordance with the program and the remaining shares were expected to be paid in January 2005. As previously announced, Fannie Mae will restate its previously issued financial statements and re-evaluate previously issued non-GAAP financial information, including core business earnings. The Compensation Committee and the Board of Directors of Fannie Mae have determined to consider the impact of Fannie Mae's restatement and re-evaluation on unpaid performance shares for the performance cycle completed in 2003 when reliable financial data for the relevant period are available. As a result, 3,465 shares expected to be issued to the reporting person in January 2005 have not yet been issued. These shares are included in the reporting person's total holdings above. /s/ Thomas A. Lund 2005-11-22 -----END PRIVACY-ENHANCED MESSAGE-----