0001521465-11-000004.txt : 20111027 0001521465-11-000004.hdr.sgml : 20111027 20111027161442 ACCESSION NUMBER: 0001521465-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111025 FILED AS OF DATE: 20111027 DATE AS OF CHANGE: 20111027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCHE ARTHUR D CENTRAL INDEX KEY: 0001260336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 111162061 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5169522288 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-10-25 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001260336 ROCHE ARTHUR D 89 ARKAY DR HAUPPAUGE NY 11788 1 0 0 0 STOCK OPTION (RIGHT TO BUY) 3.31 2011-10-25 4 A 0 3000 0 A 2021-10-25 COMMON STOCK 3000 24500 D Options become exercisable in two equal annual installments beginning on 10/25/2012. /S/ ARTHUR D. ROCHE 2011-10-27