0001260323-14-000001.txt : 20140401 0001260323-14-000001.hdr.sgml : 20140401 20140401143404 ACCESSION NUMBER: 0001260323-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140328 FILED AS OF DATE: 20140401 DATE AS OF CHANGE: 20140401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 131 HEARTLAND BLVD. CITY: EDGEWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 6319522288 MAIL ADDRESS: STREET 1: 131 HEARTLAND BLVD. CITY: EDGEWOOD STATE: NY ZIP: 11717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DARBY KENNETH M CENTRAL INDEX KEY: 0001260323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 14733565 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-28 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001260323 DARBY KENNETH M 131 HEARTLAND BLVD. EDGEWOOD NY 11717 1 1 0 0 CHAIRMAN & CEO STOCK OPTION (RIGHT TO BUY) 4.79 2014-03-28 4 J 0 20000 0 D COMMON STOCK 20000 40000 D STOCK OPTION (RIGHT TO BUY) 5 2014-03-28 4 J 0 25000 0 D COMMON STOCK 25000 15000 D STOCK OPTION (RIGHT TO BUY) 4.06 2014-03-28 4 J 0 15000 0 D COMMON STOCK 15000 0 D Options were cancelled pursuant to Employment Agreement dated 3/28/2014. Options became exercisable in five equal annual installments beginning on 5/22/2009. Options became exercisable in five equal annual installments beginning on 11/5/2009. Options became exercisable in five equal annual installments beginning on 10/15/2011. /S/ KENNETH M. DARBY 2014-04-01