0001260323-14-000001.txt : 20140401
0001260323-14-000001.hdr.sgml : 20140401
20140401143404
ACCESSION NUMBER: 0001260323-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140328
FILED AS OF DATE: 20140401
DATE AS OF CHANGE: 20140401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/
CENTRAL INDEX KEY: 0000310056
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 112160665
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 131 HEARTLAND BLVD.
CITY: EDGEWOOD
STATE: NY
ZIP: 11717
BUSINESS PHONE: 6319522288
MAIL ADDRESS:
STREET 1: 131 HEARTLAND BLVD.
CITY: EDGEWOOD
STATE: NY
ZIP: 11717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DARBY KENNETH M
CENTRAL INDEX KEY: 0001260323
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07939
FILM NUMBER: 14733565
MAIL ADDRESS:
STREET 1: 89 ARKAY DR
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-03-28
0
0000310056
VICON INDUSTRIES INC /NY/
VII
0001260323
DARBY KENNETH M
131 HEARTLAND BLVD.
EDGEWOOD
NY
11717
1
1
0
0
CHAIRMAN & CEO
STOCK OPTION (RIGHT TO BUY)
4.79
2014-03-28
4
J
0
20000
0
D
COMMON STOCK
20000
40000
D
STOCK OPTION (RIGHT TO BUY)
5
2014-03-28
4
J
0
25000
0
D
COMMON STOCK
25000
15000
D
STOCK OPTION (RIGHT TO BUY)
4.06
2014-03-28
4
J
0
15000
0
D
COMMON STOCK
15000
0
D
Options were cancelled pursuant to Employment Agreement dated 3/28/2014.
Options became exercisable in five equal annual installments beginning on 5/22/2009.
Options became exercisable in five equal annual installments beginning on 11/5/2009.
Options became exercisable in five equal annual installments beginning on 10/15/2011.
/S/ KENNETH M. DARBY
2014-04-01