0000948520-18-000007.txt : 20180326
0000948520-18-000007.hdr.sgml : 20180326
20180326160247
ACCESSION NUMBER: 0000948520-18-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180323
FILED AS OF DATE: 20180326
DATE AS OF CHANGE: 20180326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zucker Anita G
CENTRAL INDEX KEY: 0001434993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07939
FILM NUMBER: 18712782
MAIL ADDRESS:
STREET 1: 4838 JENKINS AVE
CITY: N CHARLESTON
STATE: SC
ZIP: 29405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/
CENTRAL INDEX KEY: 0000310056
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 112160665
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 135 FELL COURT
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
BUSINESS PHONE: 6319522288
MAIL ADDRESS:
STREET 1: 135 FELL COURT
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-03-23
1
0000310056
VICON INDUSTRIES INC /NY/
VIII
0001434993
Zucker Anita G
4838 JENKINS AVE
N CHARLESTON
SC
29405
0
0
1
0
Common Stock
2018-03-23
4
S
0
7284824
D
0
I
See footnote
Warrants
0.4
2018-03-23
4
S
0
1500000
D
2017-04-20
2020-04-20
Common Stock
1500000
0
I
By trust's subsidiary
The 7,284,824 shares of VII common stock together with warrants to purchase 1,500,000 shares of VII common stock for $0.40 per share were transferred to CETX in consideration for 1,012,625 shares of CETX common stock. In determining the number shares of CETX common stock received, the parties multiplied $0.40 by the number of VII shares transferred (7,284,824) and divided the product by the five-day weighted average price of the CETX common stock for the five business days immediately preceding March 23, 2018. The price (value) received for the VII common stock disposed of has not been calculated but was less than $0.40 per share. The price (value) received for the warrants to acquire VII common stock has not been separately calculated but it will reduce the value per share received for the VII common stock sold.
The shares were owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust.
The warrants were owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust.
s/ Anita G. Zucker
2018-03-26