0001764407-19-000001.txt : 20190114 0001764407-19-000001.hdr.sgml : 20190114 20190114133621 ACCESSION NUMBER: 0001764407-19-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181218 FILED AS OF DATE: 20190114 DATE AS OF CHANGE: 20190114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Entine Steven M. CENTRAL INDEX KEY: 0001764407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35011 FILM NUMBER: 19524642 MAIL ADDRESS: STREET 1: 6747 DIVERSITY ROAD CITY: MIDDLETON STATE: WI ZIP: 53562 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNASIL CORP OF AMERICA CENTRAL INDEX KEY: 0000030831 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 221734088 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 313 WASHINGTON STREET STREET 2: SUITE 403 CITY: NEWTON STATE: MA ZIP: 02458 BUSINESS PHONE: 6176686855 MAIL ADDRESS: STREET 1: 313 WASHINGTON STREET STREET 2: SUITE 403 CITY: NEWTON STATE: MA ZIP: 02458 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-12-18 0 0000030831 DYNASIL CORP OF AMERICA DYSL 0001764407 Entine Steven M. 6747 DIVERSITY ROAD MIDDLETON WI 53562 0 0 1 1 See Note 3 Below Common Stock 2018-12-18 4 S 0 1450000 1 D 1396325 I See Footnote 2 On December 18, 2018 the Gerald Entine 1988 Family Trust sold 1,450,000 shares of common stock to Peter Sulick. Steven Entine and Ruth nelson are the Co-Trustees of the Gerald Entine 1988 Family Trust. All other shares of Dynasil Common Stock reported on this Form 4 are owned of record by the Gerald Entine 1988 Family Trust, a trust established by Gerald Entine. On December 18, 2018 the Gerald Entine 1988 Family Trust sold 1,450,000 shares of common stock to Peter Sulick. Steven Entine and Ruth nelson are the Co-Trustees of the Gerald Entine 1988 Family Trust. All other shares of Dynasil Common Stock reported on this Form 4 are owned of record by the Gerald Entine 1988 Family Trust, a trust established by Gerald Entine. Reporting Owner Information -- Filed on behalf of CIK 0001291132, Steven Entine, Ruth Nelson and the Gerald Entine 1988 Family Trust (the "Trust"). Steven Entine, Ruth Nelson and the Trust are collectively a "Reporting Person". Dr. Entine passed away on May 22, 2018. Steven Entine and Ruth Nelson are now Co-Trustees of the Gerald Entine 1988 Family Trust, and as such may be deemed to beneficially own the shares of Dynasil Common Stock. Steven Entine, Co-Trustee 2018-12-25 Ruth Nelson, Co-Trustee 2018-12-25