0001764407-19-000001.txt : 20190114
0001764407-19-000001.hdr.sgml : 20190114
20190114133621
ACCESSION NUMBER: 0001764407-19-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181218
FILED AS OF DATE: 20190114
DATE AS OF CHANGE: 20190114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Entine Steven M.
CENTRAL INDEX KEY: 0001764407
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35011
FILM NUMBER: 19524642
MAIL ADDRESS:
STREET 1: 6747 DIVERSITY ROAD
CITY: MIDDLETON
STATE: WI
ZIP: 53562
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNASIL CORP OF AMERICA
CENTRAL INDEX KEY: 0000030831
STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220]
IRS NUMBER: 221734088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 313 WASHINGTON STREET
STREET 2: SUITE 403
CITY: NEWTON
STATE: MA
ZIP: 02458
BUSINESS PHONE: 6176686855
MAIL ADDRESS:
STREET 1: 313 WASHINGTON STREET
STREET 2: SUITE 403
CITY: NEWTON
STATE: MA
ZIP: 02458
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-12-18
0
0000030831
DYNASIL CORP OF AMERICA
DYSL
0001764407
Entine Steven M.
6747 DIVERSITY ROAD
MIDDLETON
WI
53562
0
0
1
1
See Note 3 Below
Common Stock
2018-12-18
4
S
0
1450000
1
D
1396325
I
See Footnote 2
On December 18, 2018 the Gerald Entine 1988 Family Trust sold 1,450,000 shares of common stock to Peter Sulick. Steven Entine and Ruth nelson are the Co-Trustees of the Gerald Entine 1988 Family Trust. All other shares of Dynasil Common Stock reported on this Form 4 are owned of record by the Gerald Entine 1988 Family Trust, a trust established by Gerald Entine.
On December 18, 2018 the Gerald Entine 1988 Family Trust sold 1,450,000 shares of common stock to Peter Sulick. Steven Entine and Ruth nelson are the Co-Trustees of the Gerald Entine 1988 Family Trust. All other shares of Dynasil Common Stock reported on this Form 4 are owned of record by the Gerald Entine 1988 Family Trust, a trust established by Gerald Entine.
Reporting Owner Information -- Filed on behalf of CIK 0001291132, Steven Entine, Ruth Nelson and the Gerald Entine 1988 Family Trust (the "Trust"). Steven Entine, Ruth Nelson and the Trust are collectively a "Reporting Person". Dr. Entine passed away on May 22, 2018. Steven Entine and Ruth Nelson are now Co-Trustees of the Gerald Entine 1988 Family Trust, and as such may be deemed to beneficially own the shares of Dynasil Common Stock.
Steven Entine, Co-Trustee
2018-12-25
Ruth Nelson, Co-Trustee
2018-12-25