-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WeK5kEYL7Kd7XC89r4I6+gw/btO0v5PlND7bit+WdUR0UtTVy7Y6xxnCq4EnVbf8 0dBboBeFxiLSSGlF6TmUQA== 0001019056-02-000514.txt : 20020710 0001019056-02-000514.hdr.sgml : 20020710 20020710102440 ACCESSION NUMBER: 0001019056-02-000514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020710 COMPANY DATA: COMPANY CONFORMED NAME: WINOKUR HERBERT S JR CENTRAL INDEX KEY: 0001046322 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-FACILITIES SUPPORT MANAGEMENT SERVICES [8744] DIRECTOR STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 30 E ELM ST CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: 7032640330 MAIL ADDRESS: STREET 1: 30 E ELM ST CITY: GREENWICH STATE: CT ZIP: 06930 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DYNCORP CENTRAL INDEX KEY: 0000030770 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 362408747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03879 FILM NUMBER: 02699347 BUSINESS ADDRESS: STREET 1: 11710 PLAZA AMERICA DRIVE CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 7032615000 MAIL ADDRESS: STREET 1: 11710 PLAZA AMERICA DRIVE CITY: RESTON STATE: VA ZIP: 20190 FORMER COMPANY: FORMER CONFORMED NAME: CALIFORNIA EASTERN AVIATION INC DATE OF NAME CHANGE: 19710923 FORMER COMPANY: FORMER CONFORMED NAME: DYNALECTRON CORP DATE OF NAME CHANGE: 19870722 4 1 winokur4.txt FORM 4
- ------ FORM 4 - ------ [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Winokur, Herbert S., Jr. DynCorp - -------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS or Social 4. Statement for Month/Year [X] Director [ ] 10% Owner Security Number [ ] Officer [ ] Other of Reporting (give title (specify below) Person below) (Voluntary) 30 East Elm Street June 2002 - --------------------------------------- ------------------------------------------------------------------------ (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing Original (Month/Year) (check applicable line) [X] Form Filed by One Reporting Person [ ] Form Filed by More than One Greenwich, Connecticut 06830 Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership Form: 7. Nature of (Instr.3) action action Code or Disposed of (D) Securities Direct (D) or Indirect Date (Instr. 8) (Instr. 3,4 and 5) Beneficially Indirect (I) Beneficial Owned at End of (Instr. 4) Ownership (Month/ Month (Instr. 4) Day/Year) (Instr. 3 and 4) ------------------------------------------------ Code V Amount (A) or (D) Price - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par 18,139 D value $0.10 per share - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par 409,773 I (1) value $0.10 per share - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
- -------------------- * If the form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) - -------------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction 5. Number of Derivative or Exercise Date Code Derivative Security Price of (Month/Day/ (Instr. 8) Securities (Instr. 3) Derivative Year) Acquired (A) Security or Disposed of (D) (Instr. 3, 4, and 5) -------------------------------------- Code V (A) (D) - -------------------------------------------------------------------------------------- Options to purchase Common Stock - -------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------- 6. Date 7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of Exercisable of Underlying Derivative Derivative Form of Indirect and Expiration Securities Security Securities Derivative Beneficial Date (Instr. 3 and 4) Beneficially Security: Ownership (Month/Day/Year) (Instr. 5) Owned at Direct (D) or (Instr. 4) End of Indirect (I) Month (Instr. 4) (Instr. 4) ------------------------------------------ Amount Date Expir- or Exer- ation Number cisable Date Title of Shares - ---------------------------------------------------------------------------------------------------------- (2) 6/29/2011 Common 5,000 N/A 5,000 D Stock, par value $0.10 per share - ---------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Of such shares, 61,466 are directly owned by Capricorn Holdings, Inc ("Capricorn Holdings") and 348,307 were deposited by Capricorn Holdings in the Capricorn Holdings Charitable Remainder Unitrust (the "Trust") upon establishment of the Trust on June 25, 2002. Mr. Winokur owns all of the capital stock of Capricorn Holdings and is the sole trustee of the Trust and, in such respective capacities, possesses sole voting and dispositive power over the shares held by Capricorn Holdings and the shares held by the Trust. Capricorn Holdings is the sole current beneficiary of the Trust and, as sole stockholder of Capricorn Holdings, Mr. Winokur may be deemed to have a pecuniary interest in the shares owned directly by Capricorn Holdings and an indirect pecuniary interest in the shares owned directly by the Trust. (2) Of such amount, options to purchase 2,500 shares of Common Stock have vested and are currently exercisable. The remaining options will vest on June 29, 2002, the second anniversary of the grant to Mr. Winokur. /s/ HERBERT S. WINOKUR, JR. July 10, 2002 --------------------------- ------------- **Herbert S. Winokur, Jr. Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----