-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rm8h+iWTuWIuxiVs9vSiCYL6AKZdqYbyrIDd9BJPnh/I2LkZ1GTObj2Jq5gkpQsc hKN9OY1yC26+jXp97OhS1w== 0001209191-06-012197.txt : 20060222 0001209191-06-012197.hdr.sgml : 20060222 20060222060238 ACCESSION NUMBER: 0001209191-06-012197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060221 FILED AS OF DATE: 20060222 DATE AS OF CHANGE: 20060222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHUFF RONALD F CENTRAL INDEX KEY: 0001209309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13179 FILM NUMBER: 06634665 BUSINESS ADDRESS: STREET 1: 222 W LAS COLINAS BLVD STREET 2: #1500 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9724436543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOWSERVE CORP CENTRAL INDEX KEY: 0000030625 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 310267900 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 W LAS COLINAS BLVD STREET 2: SUITE 1500 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9724436500 MAIL ADDRESS: STREET 1: 222 W LAS COLINAS BLVD STREET 2: SUITE 1500 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: DURCO INTERNATIONAL INC DATE OF NAME CHANGE: 19970508 FORMER COMPANY: FORMER CONFORMED NAME: DURIRON CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: THE DURIRON CO INC DATE OF NAME CHANGE: 19900509 4 1 bod33050_bod3rfs.xml MAIN DOCUMENT DESCRIPTION X0202 4 2006-02-21 0000030625 FLOWSERVE CORP FLS 0001209309 SHUFF RONALD F 5215 N. O'CONNOR BLVD. SUITE 2300 IRVING TX 75039 0 1 0 0 VP, Secretary and Gen. Counsel Common Stock ($1.25 par value per share) 4179 I See footnote Common Stock ($1.25 par value per share) 30123 I See footnote Common Stock ($1.25 par value per share) 2683 I 401(k) Common Stock ($1.25 par value per share) 2006-02-21 5 G 0 E 2684 0 D 44088 D Stock option (right-to-buy) 19.15 2013-07-17 Common Stock 9000 9000 D Stock option (right-to-buy) 24.84 2012-07-17 Common Stock 9000 9000 D Stock option (right-to-buy) 27.12 2011-07-18 Common Stock 9000 9000 D Stock option (right-to-buy) 17.81 2010-08-22 Common Stock 7800 7800 D Stock option (right-to-buy) 17.00 2009-09-03 Common Stock 5600 5600 D Stock option (right-to-buy) 18.50 2008-11-02 Common Stock 8340 8340 D Stock option (right-to-buy) 30.00 2007-10-23 Common Stock 9000 9000 D Stock option (right-to-buy) 22.90 2014-07-15 Common Stock 8500 8500 D Stock option (right-to-buy) 24.90 2015-02-16 Common Stock 8500 8500 D Stock option (right-to-buy) 30.95 2015-07-13 Common Stock 6500 6500 D Stock option (right-to-buy) 26.50 Common Stock 7000 7000 D Stock option (right-to-buy) 27.56 Common Stock 7000 7000 D Stock option (right-to-buy) 48.17 2016-02-15 Common Stock 13000 13000 D Shares in which the undersigned has a beneficial interest under the Issuer's Dividend Reinvestment Plan. Shares in which the undersigned has a beneficial interest in the Issuer's Deferred Compensation Plan held in issuer's Rabbi Trust. The options vest and become exercisable in three (3) equal annual installments on July 17, 2004, July 17, 2005 and July 17, 2006, respectively. The options are fully vested and exercisable. The option shares vest and become exercisable in three (3) equal annual installments on July 15, 2005, July 15, 2006 and July 15, 2007, respectively. The option shares vest and become exercisable in three (3) equal annual installments on February 16, 2006, February 16, 2007 and February 16, 2008, respectively. The option shares vest and become exercisable in three (3) equal annual installments on July 14, 2006, July 14, 2007 and July 14, 2008, respectively. For purposes of Section 16(a), upon shareholder approval of the required stock compensation plan amendments, extension of the term of the option will result in a deemed cancellation of the old option and the grant of a replacement option. However, for purposes of section 409A of the Internal Revenue Code of 1986, such extension will not be deemed to involve a cancellation or new grant. The option was originally granted on October 23, 1996 and is fully vested and exercisable. As a result of certain tax considerations discussed in the Issuer's Form 8-K dated December 14, 2005, the option extensions as disclosed in the original Form 4 report have been partially rescinded so that they continue only until the later of (i) 30 days after the options first become lawfully exercisable after the expiration of the securities trading limitations currently applicable to the Issuer's stock option programs or (ii) in the case of options which expire in 2006 under their terms in effect as originally granted, the later of December 31, 2006 or two and one-half months after the date of their respective original expiration dates. For purposes of Section 16(a), upon shareholder approval of the required stock compensation plan amendments, extension of the term of the option will result in a deemed cancellation of the old option and the grant of a replacement option. However, for purposes of section 409A of the Internal Revenue Code of 1986, such extension will not be deemed to involve a cancellation or new grant. The option was originally granted on October 19, 1995 and is fully vested and exercisable. The option shares vest and become exercisable in three (3) equal annual installments commencing on February 16, 2007 and the remaining thirds vest on February 16, 2008 and February 16, 2009, respectively. The transactions reported in this form are subject to Issurer's shareholders approving certain stock compensation plan amendments which will be submitted to shareholders at Issuer's next annual shareholder meeting (tentatively scheduled for March 2006) and, accordingly, such transactions are being reported earlier than required. /s/ Ronald R. Shuff 2006-02-22 -----END PRIVACY-ENHANCED MESSAGE-----