-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdpY4ktDAm+a2gEsRUMODFp46YZtTxqV+iDSHG7/+Z1Z6caFG6Qoz/DlYWkA+wIE ildMrsObDO6thxpSqSwHrw== 0000950168-02-002425.txt : 20020814 0000950168-02-002425.hdr.sgml : 20020814 20020814151520 ACCESSION NUMBER: 0000950168-02-002425 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-04928 FILM NUMBER: 02735554 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 8-K 1 d8k.txt DUKE ENERGY CORPORATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report: August 14, 2002 (Date of earliest event reported) DUKE ENERGY CORPORATION (Exact Name of Registrant as Specified in Charter) NORTH CAROLINA 1-4928 52-0205520 (State or Other Jurisdiction (Commission File No.) (IRS Employer of Incorporation) Identification No.) 526 South Church Street Charlotte, North Carolina 28202-1904 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 704-594-6200 Item 9. Regulation FD Disclosure On August 14, 2002, Duke Energy Corporation's principal executive officer and principal financial officer signed certification statements in accordance with Securities and Exchange Commission Order No. 4-460. Copies of the certifications are attached as Exhibits 99.1 and 99.2 to this report. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DUKE ENERGY CORPORATION /s/ Robert T. Lucas III By:____________________________ Robert T. Lucas III Associate General Counsel and Assistant Secretary Date: August 14, 2002 Exhibit Index Exhibit Number Exhibit Description - ------ ------------------- 99.1 Statement Under Oath of Principal Executive Officer dated August 14, 2002. 99.2 Statement Under Oath of Principal Financial Officer dated August 14, 2002. EX-99.1 3 dex991.txt CERTIFICATION Exhibit 99.1 Statement Under Oath of Principal Executive Officer of Duke Energy Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings I, Richard B. Priory, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Duke Energy Corporation, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Duke Energy Corporation's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of Duke Energy Corporation for the year ended December 31, 2001; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Duke Energy Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Richard B. Priory Subscribed and sworn to __________________________________ before me this 14th day of Richard B. Priory August, 2002. August 14, 2002 /s/ Phoebe P. Elliott -------------------- Notary Public My Commission Expires: June 26, 2006 EX-99.2 4 dex992.txt CERTIFICATION Exhibit 99.2 Statement Under Oath of Principal Financial Officer of Duke Energy Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings I, Robert P. Brace, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Duke Energy Corporation, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Duke Energy Corporation's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of Duke Energy Corporation for the year ended December 31, 2001; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Duke Energy Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Robert P. Brace Subscribed and sworn to __________________________________ before me this 14th day of Robert P. Brace August, 2002. August 14, 2002 /s/ Phoebe P. Elliott -------------------------- Notary Public My Commission Expires: June 26, 2006 -----END PRIVACY-ENHANCED MESSAGE-----