N-PX 1 lp1026.htm FORM N-PX lp1026.htm - Generated by SEC Publisher for SEC Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

annual report of proxy voting record of

registered management investment company

 

Investment Company Act file number:

811- 0523

 

 

The Dreyfus Fund Incorporated

 

(Exact name of registrant as specified in charter)

 

c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166

(Address of principal executive offices) (Zip code)

 

John Pak, Esq.

200 Park Avenue

New York, New York 10166

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (212) 922-6000

 

Date of fiscal year end: 12/31

 

Date of reporting period: July 1, 2012-June 30, 2013

 

 

 


 

 

Item 1.  Proxy Voting Record

 

 

 

 

 


 
 

 

 

 

======================== The Dreyfus Fund Incorporated =========================

 

 

AFFILIATED MANAGERS GROUP, INC.                                                

 

Ticker:       AMG            Security ID:  008252108                           

Meeting Date: JUN 11, 2013   Meeting Type: Annual                              

Record Date:  APR 19, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Samuel T. Byrne          For       Against      Management

1b    Elect Director Dwight D. Churchill      For       For          Management

1c    Elect Director Sean M. Healey           For       For          Management

1d    Elect Director Harold J. Meyerman       For       Against      Management

1e    Elect Director William J. Nutt          For       For          Management

1f    Elect Director Tracy P. Palandjian      For       For          Management

1g    Elect Director Rita M. Rodriguez        For       For          Management

1h    Elect Director Patrick T. Ryan          For       Against      Management

1i    Elect Director Jide J. Zeitlin          For       Against      Management

2     Approve Restricted Stock Plan           For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Ratify Auditors                         For       For          Management

 

 

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AMAZON.COM, INC.                                                               

 

Ticker:       AMZN           Security ID:  023135106                           

Meeting Date: MAY 23, 2013   Meeting Type: Annual                              

Record Date:  APR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jeffrey P. Bezos         For       For          Management

 


 

 

1b    Elect Director Tom A. Alberg            For       For          Management

1c    Elect Director John Seely Brown         For       For          Management

1d    Elect Director William B. Gordon        For       Against      Management

1e    Elect Director Jamie S. Gorelick        For       For          Management

1f    Elect Director Alain Monie              For       For          Management

1g    Elect Director Jonathan J. Rubinstein   For       Against      Management

1h    Elect Director Thomas O. Ryder          For       For          Management

1i    Elect Director Patricia Q. Stonesifer   For       Against      Management

2     Ratify Auditors                         For       For          Management

3     Report on Political Contributions       Against   Against      Shareholder

 

 

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AMERICAN EXPRESS COMPANY                                                        

 

Ticker:       AXP            Security ID:  025816109                           

Meeting Date: APR 29, 2013   Meeting Type: Annual                              

Record Date:  MAR 01, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charlene Barshefsky      For       For          Management

1.2   Elect Director Ursula M. Burns          For       For          Management

1.3   Elect Director Kenneth I. Chenault      For       For          Management

1.4   Elect Director Peter Chernin            For       For          Management

1.5   Elect Director Anne Lauvergeon          For       For          Management

1.6   Elect Director Theodore J. Leonsis      For       For          Management

1.7   Elect Director Richard C. Levin         For       For          Management

1.8   Elect Director Richard A. McGinn        For       For          Management

1.9   Elect Director Samuel J. Palmisano      For       For          Management

1.10  Elect Director Steven S Reinemund       For       For          Management

 


 

 

1.11  Elect Director Daniel L. Vasella        For       For          Management

1.12  Elect Director Robert D. Walter         For       For          Management

1.13  Elect Director Ronald A. Williams       For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chairman      Against   Against      Shareholder

 

 

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AMERICAN INTERNATIONAL GROUP, INC.                                             

 

Ticker:       AIG            Security ID:  026874784                           

Meeting Date: MAY 15, 2013   Meeting Type: Annual                               

Record Date:  MAR 20, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Robert H. Benmosche      For       For          Management

1b    Elect Director W. Don Cornwell          For       For          Management

1c    Elect Director John H. Fitzpatrick      For       For          Management

1d    Elect Director William G. Jurgensen     For       For          Management

1e    Elect Director Christopher S. Lynch     For       For          Management

1f    Elect Director Arthur C. Martinez       For       For          Management

1g    Elect Director George L. Miles, Jr.     For       For          Management

1h    Elect Director Henry S. Miller          For       For          Management

1i    Elect Director Robert S. Miller         For       For          Management

1j    Elect Director Suzanne Nora Johnson     For       For          Management

1k    Elect Director Ronald A. Rittenmeyer    For       For          Management

1l    Elect Director Douglas M. Steenland     For       For          Management

1m    Elect Director Theresa M. Stone         For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

 


 

 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Ratify Auditors                         For       For          Management

6     Limit Total Number of Boards on Which   Against   Against      Shareholder

      Company Directors May Serve                                              

 

 

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ANADARKO PETROLEUM CORPORATION                                                 

 

Ticker:       APC            Security ID:  032511107                           

Meeting Date: MAY 14, 2013   Meeting Type: Annual                              

Record Date:  MAR 19, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kevin P. Chilton         For       For          Management

1b    Elect Director Luke R. Corbett          For       For          Management

1c    Elect Director H. Paulett Eberhart      For       For          Management

1d    Elect Director Peter J. Fluor           For       For          Management

1e    Elect Director Richard L. George        For       For          Management

1f    Elect Director Preston M. Geren, III    For       For          Management

1g    Elect Director Charles W. Goodyear      For       For          Management

1h    Elect Director John R. Gordon           For       For          Management

1i    Elect Director Eric D. Mullins          For       For          Management

1j    Elect Director Paula Rosput Reynolds    For       For          Management

1k    Elect Director R. A. Walker             For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Report on Political Contributions       Against   Against      Shareholder

 

 

 


 

 

--------------------------------------------------------------------------------

 

APPLE INC.                                                                     

 

Ticker:       AAPL           Security ID:  037833100                           

Meeting Date: FEB 27, 2013   Meeting Type: Annual                              

Record Date:  JAN 02, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William Campbell         For       For          Management

1.2   Elect Director Timothy Cook             For       For          Management

1.3   Elect Director Millard Drexler          For       For          Management

1.4   Elect Director Al Gore                  For       For          Management

1.5   Elect Director Robert Iger              For       For          Management

1.6   Elect Director Andrea Jung              For       For          Management

1.7   Elect Director Arthur Levinson          For       For          Management

1.8   Elect Director Ronald Sugar             For       For          Management

2     Amend Articles of Incorporation         For       For          Management

3     Ratify Auditors                         For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Stock Retention/Holding Period          Against   Against      Shareholder

6     Establish Board Committee on Human      Against   Against      Shareholder

      Rights                                                                     

 

 

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AVON PRODUCTS, INC.                                                            

 

Ticker:       AVP            Security ID:  054303102                           

Meeting Date: MAY 02, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Douglas R. Conant        For       For          Management

 


 

 

1.2   Elect Director W. Don Cornwell          For       For          Management

1.3   Elect Director V. Ann Hailey            For       For          Management

1.4   Elect Director Fred Hassan              For       Withhold     Management

1.5   Elect Director Maria Elena Lagomasino   For       Withhold     Management

1.6   Elect Director Sheri S. McCoy           For       For          Management

1.7   Elect Director Ann S. Moore             For       Withhold     Management

1.8   Elect Director Charles H. Noski         For       For          Management

1.9   Elect Director Gary M. Rodkin           For       Withhold     Management

1.10  Elect Director Paula Stern              For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Approve Omnibus Stock Plan              For       For          Management

4     Approve Executive Incentive Bonus Plan  For       For          Management

5     Ratify Auditors                         For       For          Management

6     Report on Safer Substitutes for         Against   Against      Shareholder

      Product Ingredients                                                      

 

 

--------------------------------------------------------------------------------

 

BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                           

Meeting Date: MAY 08, 2013   Meeting Type: Annual                              

Record Date:  MAR 13, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Sharon L. Allen          For       For          Management

1.2   Elect Director Susan S. Bies            For       For          Management

1.3   Elect Director Jack O. Bovender, Jr.    For       For          Management

1.4   Elect Director Frank P. Bramble, Sr.    For       For          Management

1.5   Elect Director Arnold W. Donald         For       For          Management

 


 

 

1.6   Elect Director Charles K. Gifford       For       For          Management

1.7   Elect Director Charles O. Holliday, Jr. For       For          Management

1.8   Elect Director Linda P. Hudson          For       For          Management

1.9   Elect Director Monica C. Lozano         For       For          Management

1.10  Elect Director Thomas J. May            For       For          Management

1.11  Elect Director Brian T. Moynihan        For       For          Management

1.12  Elect Director Lionel L. Nowell, III    For       For          Management

1.13  Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Report on Political Contributions       Against   Against      Shareholder

5     Adopt Proxy Access Right                Against   Against      Shareholder

6     Amend Bylaw to Limit Multiple Board     Against   Against      Shareholder

      Service                                                                  

7     Report on Feasibility of Prohibiting    Against   Against      Shareholder

      Political Contributions                                                  

8     Review Fair Housing and Fair Lending    Against   Against      Shareholder

      Compliance                                                                

 

 

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BROADCOM CORPORATION                                                           

 

Ticker:       BRCM           Security ID:  111320107                            

Meeting Date: MAY 14, 2013   Meeting Type: Annual                              

Record Date:  MAR 18, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert J. Finocchio, Jr. For       For          Management

1.2   Elect Director Nancy H. Handel          For       For          Management

1.3   Elect Director Eddy W. Hartenstein      For       Withhold     Management

 


 

 

1.4   Elect Director Maria M. Klawe           For       For          Management

1.5   Elect Director John E. Major            For       Withhold     Management

1.6   Elect Director Scott A. McGregor        For       For          Management

1.7   Elect Director William T. Morrow        For       Withhold     Management

1.8   Elect Director Henry Samueli            For       For          Management

1.9   Elect Director Robert E. Switz          For       For          Management

2     Ratify Auditors                         For       For          Management

 

 

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CAPITAL ONE FINANCIAL CORPORATION                                              

 

Ticker:       COF            Security ID:  14040H105                           

Meeting Date: MAY 02, 2013   Meeting Type: Annual                              

Record Date:  MAR 07, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard D. Fairbank      For       For          Management

1b    Elect Director W. Ronald Dietz          For       For          Management

1c    Elect Director Lewis Hay, III           For       For          Management

1d    Elect Director Benjamin P. Jenkins, III For       For          Management

1e    Elect Director Peter E. Raskind         For       For          Management

1f    Elect Director Mayo A. Shattuck, III    For       For          Management

1g    Elect Director Bradford H. Warner       For       For          Management

1h    Elect Director Catherine G. West        For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4a    Reduce Supermajority Vote Requirement   For       For          Management

4b    Reduce Supermajority Vote Requirement   For       For          Management

4c    Reduce Supermajority Vote Requirement   For       For          Management

 


 

 

 

 

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CARNIVAL CORPORATION                                                            

 

Ticker:       CCL            Security ID:  143658300                           

Meeting Date: APR 17, 2013   Meeting Type: Annual                              

Record Date:  FEB 19, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Reelect Micky Arison As A Director Of   For       For          Management

      Carnival Corporation and As A Director                                    

      Of Carnival Plc.                                                         

2     Reelect Jonathon Band As A Director Of  For       For          Management

      Carnival Corporation and As A Director                                    

      Of Carnival Plc.                                                         

3     Reelect Arnold W. Donald As A Director  For       Against      Management

      Of Carnival Corporation and As A                                         

      Director Of Carnival Plc.                                                

4     Reelect Pier Luigi Foschi As A          For       For          Management

      Director Of Carnival Corporation and                                     

      As A Director Of Carnival Plc.                                           

5     Reelect Howard S. Frank As A Director   For       For          Management

      Of Carnival Corporation and As A                                         

      Director Of Carnival Plc.                                                

6     Reelect Richard J. Glasier As A         For       Against      Management

      Director Of Carnival Corporation and                                     

      As A Director Of Carnival Plc.                                            

7     Reelect Debra Kelly-Ennis As A          For       For          Management

      Director Of Carnival Corporation and                                     

      As A Director Of Carnival Plc.                                            

8     Reelect John Parker As A Director Of    For       For          Management

      Carnival Corporation and As A Director                                   

      Of Carnival Plc.                                                          

9     Reelect Stuart Subotnick As A Director  For       For          Management

      Of Carnival Corporation and As A                                         

      Director Of Carnival Plc.                                                

10    Reelect Laura Weil As A Director Of     For       Against      Management

      Carnival Corporation and As A Director                                   

      Of Carnival Plc.                                                         

 


 

 

11    Reelect Randall J. Weisenburger As A    For       For          Management

      Director Of Carnival Corporation and                                     

      As A Director Of Carnival Plc.                                           

12    Reappoint The UK Firm Of                For       For          Management

      PricewaterhouseCoopers LLP As                                            

      Independent Auditors For Carnival Plc                                    

      And Ratify The U.S. Firm Of                                               

      PricewaterhouseCoopers LLP As The                                        

      Independent Auditor For Carnival                                         

      Corporation                                                               

13    Authorize The Audit Committee Of        For       For          Management

      Carnival Plc To Fix Remuneration Of                                      

      The Independent Auditors Of Carnival                                      

      Plc                                                                      

14    Receive The UK Accounts And Reports Of  For       For          Management

      The Directors And Auditors Of Carnival                                    

      Plc For The Year Ended November 30,                                      

      2011                                                                     

15    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

16    Approve Remuneration of Executive       For       For          Management

      Directors                                                                

17    Authorize Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

18    Authorize Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

19    Authorize Shares for Market Purchase    For       For          Management

 

 

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CBRE GROUP, INC.                                                                

 

Ticker:       CBG            Security ID:  12504L109                           

Meeting Date: MAY 09, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Richard C. Blum          For       For          Management

1.2   Elect Director Brandon B. Boze          For       For          Management

 


 

 

1.3   Elect Director Curtis F. Feeny          For       For          Management

1.4   Elect Director Bradford M. Freeman      For       Withhold     Management

1.5   Elect Director Michael Kantor           For       For          Management

1.6   Elect Director Frederic V. Malek        For       Withhold     Management

1.7   Elect Director Jane J. Su               For       Withhold     Management

1.8   Elect Director Robert E. Sulentic       For       For          Management

1.9   Elect Director Laura D. Tyson           For       For          Management

1.10  Elect Director Gary L. Wilson           For       For          Management

1.11  Elect Director Ray Wirta                For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

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CHEVRON CORPORATION                                                            

 

Ticker:       CVX            Security ID:  166764100                           

Meeting Date: MAY 29, 2013   Meeting Type: Annual                              

Record Date:  APR 03, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Linnet F. Deily          For       For          Management

1b    Elect Director Robert E. Denham         For       For          Management

1c    Elect Director Alice P. Gast            For       For          Management

1d    Elect Director Enrique Hernandez, Jr.   For       For          Management

1e    Elect Director George L. Kirkland       For       For          Management

1f    Elect Director Charles W. Moorman, IV   For       For          Management

1g    Elect Director Kevin W. Sharer          For       For          Management

1h    Elect Director John G. Stumpf           For       For          Management

1i    Elect Director Ronald D. Sugar          For       For          Management

 


 

 

1j    Elect Director Carl Ware                For       For          Management

1k    Elect Director John S. Watson           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Report on Management of Hydraulic       Against   Against      Shareholder

      Fracturing Risks and Opportunities                                        

6     Report on Offshore Oil Wells and Spill  Against   Against      Shareholder

      Mitigation Measures                                                      

7     Report on Financial Risks of Climate    Against   Against      Shareholder

      Change                                                                   

8     Report on Lobbying Payments and Policy  Against   Against      Shareholder

9     Prohibit Political Contributions        Against   Against      Shareholder

10    Provide for Cumulative Voting           Against   Against      Shareholder

11    Amend Articles/Bylaws/Charter -- Call   Against   Against      Shareholder

      Special Meetings                                                         

12    Require Director Nominee with           Against   Against      Shareholder

      Environmental Expertise                                                  

13    Adopt Guidelines for Country Selection  Against   Against      Shareholder

 

 

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CIGNA CORPORATION                                                              

 

Ticker:       CI             Security ID:  125509109                           

Meeting Date: APR 24, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David M. Cordani         For       For          Management

1.2   Elect Director Isaiah Harris, Jr.       For       For          Management

1.3   Elect Director Jane E. Henney           For       For          Management

 


 

 

1.4   Elect Director Donna F. Zarcone         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Amend Omnibus Stock Plan                For       For          Management

5     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

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CITRIX SYSTEMS, INC.                                                           

 

Ticker:       CTXS           Security ID:  177376100                           

Meeting Date: MAY 23, 2013   Meeting Type: Annual                              

Record Date:  APR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mark B. Templeton        For       Against      Management

1b    Elect Director Stephen M. Dow           For       Against      Management

1c    Elect Director Godfrey R. Sullivan      For       Against      Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Declassify the Board of Directors       For       For          Management

4     Ratify Auditors                         For       For          Management

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

 

 

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COCA-COLA ENTERPRISES, INC.                                                    

 

Ticker:       CCE            Security ID:  19122T109                           

Meeting Date: APR 23, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jan Bennink              For       For          Management

 


 

 

1.2   Elect Director John F. Brock            For       For          Management

1.3   Elect Director Calvin Darden            For       For          Management

1.4   Elect Director L. Phillip Humann        For       Withhold     Management

1.5   Elect Director Orrin H. Ingram, II      For       Withhold     Management

1.6   Elect Director Thomas H. Johnson        For       Withhold     Management

1.7   Elect Director Suzanne B. Labarge       For       For          Management

1.8   Elect Director Veronique Morali         For       Withhold     Management

1.9   Elect Director Andrea L. Saia           For       For          Management

1.10  Elect Director Garry Watts              For       For          Management

1.11  Elect Director Curtis R. Welling        For       For          Management

1.12  Elect Director Phoebe A. Wood           For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

COVIDIEN PLC                                                                   

 

Ticker:       COV            Security ID:  G2554F113                           

Meeting Date: MAR 20, 2013   Meeting Type: Annual                               

Record Date:  JAN 10, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jose E. Almeida          For       For          Management

1b    Elect Director Joy A. Amundson          For       For          Management

1c    Elect Director Craig Arnold             For       For          Management

1d    Elect Director Robert H. Brust          For       For          Management

1e    Elect Director John M. Connors, Jr.     For       For          Management

1f    Elect Director Christopher J. Coughlin  For       For          Management

1g    Elect Director Randall J. Hogan, III    For       For          Management

 


 

 

1h    Elect Director Martin D. Madaus         For       For          Management

1i    Elect Director Dennis H. Reilley        For       For          Management

1j    Elect Director Joseph A. Zaccagnino     For       For          Management

2     Approve Auditors and Authorize Board    For       For          Management

      to Fix Their  Remuneration                                               

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Amend Omnibus Stock Plan                For       Against      Management

5     Authorize Open-Market Purchases of      For       For          Management

      Ordinary Shares                                                           

6     Authorize the Price Range at which the  For       For          Management

      Company can Reissue Shares that it                                       

      holds as Treasury Shares                                                  

7     Amend Articles of Association to        For       For          Management

      expand the authority to execute                                          

      instruments of transfer                                                   

8     Approve Creation of Distributable       For       For          Management

      Reserves                                                                 

 

 

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DEAN FOODS COMPANY                                                             

 

Ticker:       DF             Security ID:  242370104                           

Meeting Date: MAY 15, 2013   Meeting Type: Annual                              

Record Date:  MAR 28, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Gregg L. Engles          For       For          Management

1.2   Elect Director Tom C. Davis             For       For          Management

1.3   Elect Director Jim L. Turner            For       For          Management

1.4   Elect Director Robert T. Wiseman        For       For          Management

2     Approve Reverse Stock Split             For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

 


 

 

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

5     Ratify Auditors                         For       For          Management

6     Pro-rata Vesting of Equity Plans        Against   For          Shareholder

7     Stock Retention/Holding Period          Against   Against      Shareholder

8     Adopt Policy to Require Suppliers to    Against   Against      Shareholder

      Eliminate Cattle Dehorning                                               

9     Require Independent Board Chairman      Against   Against      Shareholder

 

 

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DELPHI AUTOMOTIVE PLC                                                          

 

Ticker:       DLPH           Security ID:  G27823106                           

Meeting Date: APR 25, 2013   Meeting Type: Annual                              

Record Date:  FEB 26, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Reelect Gary L. Cowger as a Director    For       For          Management

1.2   Reelect Nicholas M. Donofrio as a       For       For          Management

      Director                                                                 

1.3   Reelect Mark P. Frissora as a Director  For       For          Management

1.4   Reelect Rajiv L. Gupta as a Director    For       For          Management

1.5   Reelect John A. Krol as a Director      For       For          Management

1.6   Reelect J. Randall MacDonald as a       For       For          Management

      Director                                                                 

1.7   Reelect Sean O. Mahoney as a Director   For       For          Management

1.8   Reelect Rodney O'Neal as a Director     For       For          Management

1.9   Reelect Thomas W. Sidlik as a Director  For       For          Management

1.10  Reelect Bernd Wiedemann as a Director   For       For          Management

1.11  Reelect Lawrence A. Zimmerman as a      For       For          Management

      Director                                                                 

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 


 

 

      and Authorize Board to Fix Their                                         

      Remuneration                                                             

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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DICK'S SPORTING GOODS, INC.                                                    

 

Ticker:       DKS            Security ID:  253393102                           

Meeting Date: JUN 05, 2013   Meeting Type: Annual                              

Record Date:  APR 09, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Emanuel Chirico          For       For          Management

1.2   Elect Director Allen R. Weiss           For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

DOLLAR GENERAL CORPORATION                                                      

 

Ticker:       DG             Security ID:  256677105                           

Meeting Date: MAY 29, 2013   Meeting Type: Annual                              

Record Date:  MAR 21, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Raj Agrawal              For       For          Management

1.2   Elect Director Warren F. Bryant         For       For          Management

1.3   Elect Director Michael M. Calbert       For       For          Management

1.4   Elect Director Sandra B. Cochran        For       For          Management

1.5   Elect Director Richard W. Dreiling      For       For          Management

1.6   Elect Director Patricia D. Fili-Krushel For       For          Management

1.7   Elect Director Adrian Jones             For       For          Management

 


 

 

1.8   Elect Director William C. Rhodes, III   For       For          Management

1.9   Elect Director David B. Rickard         For       For          Management

2     Adopt Majority Voting for the Election  For       For          Management

      of Directors                                                             

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

EATON CORPORATION                                                              

 

Ticker:       ETN            Security ID:  278058102                            

Meeting Date: OCT 26, 2012   Meeting Type: Special                             

Record Date:  SEP 13, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Approve Reduction of Capital of New     For       For          Management

      Eaton to Allow Creation of                                               

      Distributable Reserves of New Eaton                                      

      which are Required Under Irish Law to                                    

      Allow New Eaton to Make Distributions                                    

      and to Pay Dividends and Repurchase or                                   

      Redeem Shares                                                            

3     Advisory Vote on Golden Parachutes      For       Against      Management

4     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

EATON CORPORATION PLC                                                          

 

Ticker:       ETN            Security ID:  G29183103                           

Meeting Date: APR 24, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director George S. Barrett        For       For          Management

1b    Elect Director Todd M. Bluedorn         For       Against      Management

 


 

 

1c    Elect Director Christopher M. Connor    For       Against      Management

1d    Elect Director Michael J. Critelli      For       For          Management

1e    Elect Director Alexander M. Cutler      For       For          Management

1f    Elect Director Charles E. Golden        For       For          Management

1g    Elect Director Linda A. Hill            For       For          Management

1h    Elect Director Arthur E. Johnson        For       For          Management

1i    Elect Director Ned C. Lautenbach        For       Against      Management

1j    Elect Director Deborah L. McCoy         For       Against      Management

1k    Elect Director Gregory R. Page          For       For          Management

1l    Elect Director Gerald B. Smith          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Approve Executive Incentive Bonus Plan  For       For          Management

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

6     Approval of Overseas Market Purchases   For       For          Management

      of the Company Shares                                                     

7     Approve the Price Range for the         For       For          Management

      Reissuance of Shares                                                     

 

 

--------------------------------------------------------------------------------

 

ELI LILLY AND COMPANY                                                          

 

Ticker:       LLY            Security ID:  532457108                           

Meeting Date: MAY 06, 2013   Meeting Type: Annual                               

Record Date:  MAR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Ralph Alvarez            For       For          Management

2     Elect Director Winfried Bischoff        For       For          Management

3     Elect Director R. David Hoover          For       For          Management

 


 

 

4     Elect Director Franklyn G. Prendergast  For       For          Management

5     Elect Director Kathi P. Seifert         For       For          Management

6     Ratify Auditors                         For       For          Management

7     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

8     Amend Omnibus Stock Plan                For       For          Management

 

 

--------------------------------------------------------------------------------

 

EMC CORPORATION                                                                 

 

Ticker:       EMC            Security ID:  268648102                           

Meeting Date: MAY 01, 2013   Meeting Type: Annual                              

Record Date:  MAR 01, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael W. Brown         For       For          Management

1b    Elect Director Randolph L. Cowen        For       For          Management

1c    Elect Director Gail Deegan              For       For          Management

1d    Elect Director James S. DiStasio        For       For          Management

1e    Elect Director John R. Egan             For       For          Management

1f    Elect Director Edmund F. Kelly          For       For          Management

1g    Elect Director Judith A. Miscik         For       For          Management

1h    Elect Director Windle B. Priem          For       For          Management

1i    Elect Director Paul Sagan               For       For          Management

1j    Elect Director David N. Strohm          For       For          Management

1k    Elect Director Joseph M. Tucci          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

 


 

 

5     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

6     Provide Right to Act by Written Consent For       For          Management

7     Require Consistency with Corporate      Against   Against      Shareholder

      Values and Report on Political                                           

      Contributions                                                             

 

 

--------------------------------------------------------------------------------

 

ENSCO PLC                                                                      

 

Ticker:       ESV            Security ID:  G3157S106                            

Meeting Date: MAY 20, 2013   Meeting Type: Annual                              

Record Date:  MAR 28, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Re-elect Francis S. Kalman as Director  For       For          Management

2     Re-elect Roxanne J. Decyk as Director   For       For          Management

3     Re-elect Mary Francis CBE as Director   For       For          Management

4     Reappoint KPMG LLP as Auditors of the   For       For          Management

      Company                                                                  

5     Reappoint KPMG Audit Plc as Auditors    For       For          Management

      of the Company                                                           

6     Authorize Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

7     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

8     Advisory Vote to Approve Directors'     For       For          Management

      Remuneration Report                                                       

9     Accept Auditors' and Directors'         For       For          Management

      Reports and Statutory Reports                                            

10    Amend Articles of Association           For       For          Management

      Declassifying the Board and Conversion                                   

      of American Depositary Shares to Class                                   

      A ordinary Shares                                                         

11    Authorize Share Repurchase Program      For       For          Management

 

 


 

 

 

--------------------------------------------------------------------------------

 

EOG RESOURCES, INC.                                                            

 

Ticker:       EOG            Security ID:  26875P101                           

Meeting Date: MAY 02, 2013   Meeting Type: Annual                              

Record Date:  MAR 08, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charles R. Crisp         For       Against      Management

1b    Elect Director  James C. Day            For       Against      Management

1c    Elect Director Mark G. Papa             For       For          Management

1d    Elect Director H. Leighton Steward      For       Against      Management

1e    Elect Director Donald F. Textor         For       Against      Management

1f    Elect Director William R. Thomas        For       For          Management

1g    Elect Director Frank G. Wisner          For       Against      Management

2     Ratify Auditors                         For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

F5 NETWORKS, INC.                                                              

 

Ticker:       FFIV           Security ID:  315616102                           

Meeting Date: MAR 13, 2013   Meeting Type: Annual                               

Record Date:  JAN 07, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael Dreyer           For       For          Management

1b    Elect Director Sandra Bergeron          For       For          Management

1c    Elect Director Deborah L. Bevier        For       Withhold     Management

1d    Elect Director Alan J. Higginson        For       Withhold     Management

 


 

 

1e    Elect Director John McAdam              For       For          Management

1f    Elect Director Stephen Smith            For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       For       For          Management

 

 

--------------------------------------------------------------------------------

 

FACEBOOK, INC.                                                                 

 

Ticker:       FB             Security ID:  30303M102                           

Meeting Date: JUN 11, 2013   Meeting Type: Annual                               

Record Date:  APR 16, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Marc L. Andreessen       For       For          Management

1.2   Elect Director Erskine B. Bowles        For       For          Management

1.3   Elect Director Susan D.                 For       For          Management

      Desmond-Hellmann                                                          

1.4   Elect Director Donald E. Graham         For       Withhold     Management

1.5   Elect Director Reed Hastings            For       For          Management

1.6   Elect Director Sheryl K. Sandberg       For       For          Management

1.7   Elect Director Peter A. Thiel           For       Withhold     Management

1.8   Elect Director Mark Zuckerberg          For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

4     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

 


 

 

FEDEX CORPORATION                                                              

 

Ticker:       FDX            Security ID:  31428X106                           

Meeting Date: SEP 24, 2012   Meeting Type: Annual                              

Record Date:  JUL 30, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James L. Barksdale       For       For          Management

1.2   Elect Director John A. Edwardson        For       For          Management

1.3   Elect Director Shirley Ann Jackson      For       Against      Management

1.4   Elect Director Steven R. Loranger       For       Against      Management

1.5   Elect Director Gary W. Loveman          For       For          Management

1.6   Elect Director R. Brad Martin           For       For          Management

1.7   Elect Director Joshua Cooper Ramo       For       For          Management

1.8   Elect Director Susan C. Schwab          For       Against      Management

1.9   Elect Director Frederick W. Smith       For       For          Management

1.10  Elect Director Joshua I. Smith          For       For          Management

1.11  Elect Director David P. Steiner         For       For          Management

1.12  Elect Director Paul S. Walsh            For       Against      Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chairman      Against   For          Shareholder

5     Report on Political Contributions       Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

FLUOR CORPORATION                                                               

 

Ticker:       FLR            Security ID:  343412102                           

Meeting Date: MAY 02, 2013   Meeting Type: Annual                              

Record Date:  MAR 08, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

 


 

1A    Elect Director Peter K. Barker          For       For          Management

1B    Elect Director Alan M. Bennett          For       For          Management

1C    Elect Director Rosemary T. Berkery      For       For          Management

1D    Elect Director James T. Hackett         For       For          Management

1E    Elect Director Kent Kresa               For       For          Management

1F    Elect Director Dean R. O'Hare           For       For          Management

1G    Elect Director Armando J. Olivera       For       For          Management

1H    Elect Director David T. Seaton          For       For          Management

1I    Elect Director Nader H. Sultan          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

GENERAL ELECTRIC COMPANY                                                        

 

Ticker:       GE             Security ID:  369604103                           

Meeting Date: APR 24, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director W. Geoffrey Beattie      For       For          Management

2     Elect Director John J. Brennan          For       For          Management

3     Elect Director James I. Cash, Jr.       For       For          Management

4     Elect Director Francisco D'Souza        For       For          Management

5     Elect Director Marijn E. Dekkers        For       For          Management

6     Elect Director Ann M. Fudge             For       For          Management

7     Elect Director Susan Hockfield          For       For          Management

8     Elect Director Jeffrey R. Immelt        For       For          Management


 

9     Elect Director Andrea Jung              For       For          Management

10    Elect Director Robert W. Lane           For       For          Management

11    Elect Director Ralph S. Larsen          For       For          Management

12    Elect Director Rochelle B. Lazarus      For       For          Management

13    Elect Director James J. Mulva           For       For          Management

14    Elect Director Mary L. Schapiro         For       For          Management

15    Elect Director Robert J. Swieringa      For       For          Management

16    Elect Director James S. Tisch           For       For          Management

17    Elect Director Douglas A. Warner, III   For       For          Management

18    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

19    Ratify Auditors                         For       For          Management

20    Cessation of All Stock Options and      Against   Against      Shareholder

      Bonuses                                                                  

21    Establish Term Limits for Directors     Against   Against      Shareholder

22    Require Independent Board Chairman      Against   Against      Shareholder

23    Provide Right to Act by Written Consent Against   Against      Shareholder

24    Stock Retention/Holding Period          Against   For          Shareholder

25    Require More Director Nominations Than  Against   Against      Shareholder

      Open Seats                                                               

 

 

--------------------------------------------------------------------------------

 

GILEAD SCIENCES, INC.                                                          

 

Ticker:       GILD           Security ID:  375558103                           

Meeting Date: MAY 08, 2013   Meeting Type: Annual                              

Record Date:  MAR 13, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John F. Cogan            For       For          Management

1.2   Elect Director Etienne F. Davignon      For       For          Management


 

1.3   Elect Director Carla A. Hills           For       For          Management

1.4   Elect Director Kevin E. Lofton          For       For          Management

1.5   Elect Director John W. Madigan          For       For          Management

1.6   Elect Director John C. Martin           For       For          Management

1.7   Elect Director Nicholas G. Moore        For       For          Management

1.8   Elect Director Richard J. Whitley       For       For          Management

1.9   Elect Director Gayle E. Wilson          For       For          Management

1.10  Elect Director Per Wold-Olsen           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Increase Authorized Common Stock        For       Against      Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Require Independent Board Chairman      Against   Against      Shareholder

7     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

GOOGLE INC.                                                                     

 

Ticker:       GOOG           Security ID:  38259P508                           

Meeting Date: JUN 06, 2013   Meeting Type: Annual                              

Record Date:  APR 08, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Larry Page               For       For          Management

1.2   Elect Director Sergey Brin              For       For          Management

1.3   Elect Director Eric E. Schmidt          For       For          Management

1.4   Elect Director L. John Doerr            For       Withhold     Management

1.5   Elect Director Diane B. Greene          For       For          Management

1.6   Elect Director John L. Hennessy         For       For          Management


 

1.7   Elect Director Ann Mather               For       Withhold     Management

1.8   Elect Director Paul S. Otellini         For       Withhold     Management

1.9   Elect Director K. Ram Shriram           For       For          Management

1.10  Elect Director Shirley M. Tilghman      For       For          Management

2     Ratify Auditors                         For       For          Management

3     Report on Reducing Lead Battery Health  Against   Against      Shareholder

      Hazards                                                                  

4     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

5     Stock Retention/Holding Period          Against   For          Shareholder

6     Adopt Policy on Succession Planning     Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

INTERNATIONAL BUSINESS MACHINES CORPORATION                                    

 

Ticker:       IBM            Security ID:  459200101                           

Meeting Date: APR 30, 2013   Meeting Type: Annual                              

Record Date:  MAR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Alain J.P. Belda         For       Against      Management

1.2   Elect Director William R. Brody         For       For          Management

1.3   Elect Director Kenneth I. Chenault      For       For          Management

1.4   Elect Director Michael L. Eskew         For       For          Management

1.5   Elect Director David N. Farr            For       For          Management

1.6   Elect Director Shirley Ann Jackson      For       For          Management

1.7   Elect Director Andrew N. Liveris        For       Against      Management

1.8   Elect Director W. James McNerney, Jr.   For       For          Management

1.9   Elect Director James W. Owens           For       For          Management

1.10  Elect Director Virginia M. Rometty      For       For          Management


 

1.11  Elect Director Joan E. Spero            For       For          Management

1.12  Elect Director Sidney Taurel            For       For          Management

1.13  Elect Director Lorenzo H. Zambrano      For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

5     Provide Right to Act by Written Consent Against   For          Shareholder

6     Require Independent Board Chairman      Against   For          Shareholder

7     Stock Retention/Holding Period          Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

J.B. HUNT TRANSPORT SERVICES, INC.                                             

 

Ticker:       JBHT           Security ID:  445658107                            

Meeting Date: APR 25, 2013   Meeting Type: Annual                              

Record Date:  FEB 14, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Douglas G. Duncan        For       For          Management

2     Elect Director Francesca M. Edwardson   For       For          Management

3     Elect Director Wayne Garrison           For       For          Management

4     Elect Director Sharilyn S. Gasaway      For       For          Management

5     Elect Director Gary C. George           For       For          Management

6     Elect Director Bryan Hunt               For       For          Management

7     Elect Director Coleman H. Peterson      For       For          Management

8     Elect Director John N. Roberts III      For       For          Management

9     Elect Director James L. Robo            For       For          Management

10    Elect Director Kirk Thompson            For       For          Management

11    Elect Director John A. White            For       For          Management


 

12    Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

JOHNSON & JOHNSON                                                              

 

Ticker:       JNJ            Security ID:  478160104                           

Meeting Date: APR 25, 2013   Meeting Type: Annual                              

Record Date:  FEB 26, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mary Sue Coleman         For       For          Management

1.2   Elect Director James G. Cullen          For       For          Management

1.3   Elect Director Ian E.L. Davis           For       For          Management

1.4   Elect Director Alex Gorsky              For       For          Management

1.5   Elect Director Michael M.E. Johns       For       Against      Management

1.6   Elect Director Susan L. Lindquist       For       For          Management

1.7   Elect Director Anne M. Mulcahy          For       For          Management

1.8   Elect Director Leo F. Mullin            For       For          Management

1.9   Elect Director William D. Perez         For       Against      Management

1.10  Elect Director Charles Prince           For       Against      Management

1.11  Elect Director A. Eugene Washington     For       For          Management

1.12  Elect Director Ronald A. Williams       For       Against      Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Stock Retention/Holding Period          Against   Against      Shareholder

5     Screen Political Contributions for      Against   Against      Shareholder

      Consistency with Corporate Values                                        

6     Require Independent Board Chairman      Against   Against      Shareholder

 

 


 

--------------------------------------------------------------------------------

 

JPMORGAN CHASE & CO.                                                           

 

Ticker:       JPM            Security ID:  46625H100                           

Meeting Date: MAY 21, 2013   Meeting Type: Annual                               

Record Date:  MAR 22, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director James A. Bell            For       For          Management

1b    Elect Director Crandall C.Bowles        For       For          Management

1c    Elect Director Stephen B. Burke         For       For          Management

1d    Elect Director David M. Cote            For       For          Management

1e    Elect Director James S. Crown           For       For          Management

1f    Elect Director James Dimon              For       For          Management

1g    Elect Director Timothy P. Flynn         For       For          Management

1h    Elect Director Ellen V. Futter          For       Against      Management

1i    Elect Director Laban P. Jackson, Jr.    For       For          Management

1j    Elect Director Lee R. Raymond           For       For          Management

1k    Elect Director William C. Weldon        For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Provide Right to Act by Written Consent For       For          Management

5     Amend Executive Incentive Bonus Plan    For       For          Management

6     Require Independent Board Chairman      Against   Against      Shareholder

7     Stock Retention/Holding Period          Against   For          Shareholder

8     Institute Procedures to Prevent         Against   Against      Shareholder

      Investments in Companies that                                             

      Contribute to Genocide or Crimes                                         

      Against Humanity                                                         

9     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 


 

 

--------------------------------------------------------------------------------

 

KRAFT FOODS GROUP, INC.                                                        

 

Ticker:       KRFT           Security ID:  50076Q106                           

Meeting Date: MAY 22, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Abelardo E. Bru          For       For          Management

1b    Elect Director Jeanne P. Jackson        For       For          Management

1c    Elect Director E. Follin Smith          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify Auditors                         For       For          Management

6     Label Products with GMO Ingredients     Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

L BRANDS, INC.                                                                 

 

Ticker:       LTD            Security ID:  501797104                           

Meeting Date: MAY 23, 2013   Meeting Type: Annual                               

Record Date:  APR 03, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dennis S. Hersch         For       For          Management

1.2   Elect Director David T. Kollat          For       For          Management

1.3   Elect Director William R. Loomis, Jr.   For       For          Management

1.4   Elect Director Leslie H. Wexner         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management


 

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       For       For          Management

5     Pro-rata Vesting of Equity Plans        Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

LAS VEGAS SANDS CORP.                                                           

 

Ticker:       LVS            Security ID:  517834107                           

Meeting Date: JUN 05, 2013   Meeting Type: Annual                              

Record Date:  APR 12, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Sheldon G. Adelson       For       For          Management

1.2   Elect Director Irwin Chafetz            For       For          Management

1.3   Elect Director Victor Chaltiel          For       For          Management

1.4   Elect Director Charles A. Koppelman     For       Withhold     Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Executive Incentive Bonus Plan    For       For          Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

LYONDELLBASELL INDUSTRIES NV                                                   

 

Ticker:       LYB            Security ID:  N53745100                           

Meeting Date: MAY 22, 2013   Meeting Type: Annual                              

Record Date:  APR 24, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jacques Aigrain          For       Withhold     Management

1.2   Elect Director Scott M. Kleinman        For       For          Management

1.3   Elect Director Bruce A. Smith           For       For          Management

2     Adopt Financial Statements and          For       For          Management


 

      Statutory Reports                                                        

3     Approve Discharge of Management Board   For       For          Management

4     Approve Discharge of Supervisory Board  For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

7     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                    

8     Approve Dividends of USD 4.20 Per Share For       For          Management

9     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

10    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

11    Approve Cancellation of up to 10        For       For          Management

      Percent of Issued Share Capital in                                       

      Treasury Account                                                         

12    Amend Articles of Association           For       For          Management

 

 

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MASTERCARD INCORPORATED                                                        

 

Ticker:       MA             Security ID:  57636Q104                           

Meeting Date: JUN 18, 2013   Meeting Type: Annual                               

Record Date:  APR 19, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard Haythornthwaite  For       For          Management

1b    Elect Director Ajay Banga               For       For          Management

1c    Elect Director Silvio Barzi             For       For          Management

1d    Elect Director David R. Carlucci        For       For          Management

1e    Elect Director Steven J. Freiberg       For       For          Management

1f    Elect Director Nancy J. Karch           For       For          Management


 

1g    Elect Director Marc Olivie              For       For          Management

1h    Elect Director Rima Qureshi             For       For          Management

1i    Elect Director Jose Octavio Reyes       For       For          Management

      Lagunes                                                                  

1j    Elect Director Mark Schwartz            For       For          Management

1k    Elect Director Jackson P. Tai           For       For          Management

1l    Elect Director Edward Suning Tian       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

MCKESSON CORPORATION                                                           

 

Ticker:       MCK            Security ID:  58155Q103                           

Meeting Date: JUL 25, 2012   Meeting Type: Annual                               

Record Date:  MAY 31, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Andy D. Bryant           For       For          Management

2     Elect Director Wayne A. Budd            For       For          Management

3     Elect Director John H. Hammergren       For       For          Management

4     Elect Director Alton F. Irby, III       For       Against      Management

5     Elect Director M. Christine Jacobs      For       Against      Management

6     Elect Director Marie L. Knowles         For       For          Management

7     Elect Director David M. Lawrence        For       Against      Management

8     Elect Director Edward A. Mueller        For       Against      Management

9     Elect Director Jane E. Shaw             For       For          Management

10    Ratify Auditors                         For       For          Management

11    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         


 

12    Provide Right to Act by Written Consent Against   For          Shareholder

13    Require Independent Board Chairman      Against   For          Shareholder

14    Stock Retention                         Against   Against      Shareholder

15    Pro-rata Vesting of Equity Awards       Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

MICHAEL KORS HOLDINGS LTD.                                                     

 

Ticker:       KORS           Security ID:  G60754101                           

Meeting Date: AUG 08, 2012   Meeting Type: Annual                               

Record Date:  JUN 15, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect M. William Benedetto as Director  For       For          Management

2b    Elect Stephen F. Reitman as a Director  For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

MONDELEZ INTERNATIONAL, INC.                                                   

 

Ticker:       MDLZ           Security ID:  609207105                           

Meeting Date: MAY 21, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Stephen F. Bollenbach    For       For          Management

1b    Elect Director Lewis W.K. Booth         For       For          Management

1c    Elect Director Lois D. Juliber          For       For          Management

1d    Elect Director Mark D. Ketchum          For       For          Management

1e    Elect Director Jorge S. Mesquita        For       For          Management

1f    Elect Director Fredric G. Reynolds      For       For          Management


 

1g    Elect Director Irene B. Rosenfeld       For       For          Management

1h    Elect Director Patrick T. Siewert       For       For          Management

1i    Elect Director Ruth J. Simmons          For       For          Management

1j    Elect Director Ratan N. Tata            For       For          Management

1k    Elect Director Jean-Francois M. L. van  For       For          Management

      Boxmeer                                                                  

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Report on Adopting Extended Producer    Against   Against      Shareholder

      Responsibility Policy                                                    

 

 

--------------------------------------------------------------------------------

 

MONSANTO COMPANY                                                               

 

Ticker:       MON            Security ID:  61166W101                           

Meeting Date: JAN 31, 2013   Meeting Type: Annual                              

Record Date:  DEC 03, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director David L. Chicoine        For       For          Management

1b    Elect Director Arthur H. Harper         For       For          Management

1c    Elect Director Gwendolyn S. King        For       For          Management

1d    Elect Director Jon R. Moeller           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       For       For          Management

5     Report on Risk of Genetically           Against   Against      Shareholder

      Engineered Products                                                      

 

 

--------------------------------------------------------------------------------


 

 

MOODY'S CORPORATION                                                            

 

Ticker:       MCO            Security ID:  615369105                           

Meeting Date: APR 16, 2013   Meeting Type: Annual                              

Record Date:  FEB 20, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Basil L. Anderson        For       For          Management

1.2   Elect Director Darrell Duffie           For       For          Management

1.3   Elect Director Raymond W. McDaniel, Jr. For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                                

4     Declassify the Board of Directors       For       For          Management

5     Ratify Auditors                         For       For          Management

6     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

NATIONAL OILWELL VARCO, INC.                                                    

 

Ticker:       NOV            Security ID:  637071101                           

Meeting Date: MAY 22, 2013   Meeting Type: Annual                              

Record Date:  APR 01, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Merrill A. Miller, Jr.   For       For          Management

1B    Elect Director Greg L. Armstrong        For       For          Management

1C    Elect Director Ben A. Guill             For       For          Management

1D    Elect Director David D. Harrison        For       For          Management

1E    Elect Director Roger L. Jarvis          For       For          Management

1F    Elect Director Eric L. Mattson          For       For          Management

2     Ratify Auditors                         For       For          Management


 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Approve Executive Incentive Bonus Plan  For       For          Management

 

 

--------------------------------------------------------------------------------

 

NEWELL RUBBERMAID INC.                                                         

 

Ticker:       NWL            Security ID:  651229106                           

Meeting Date: MAY 07, 2013   Meeting Type: Annual                               

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Scott S. Cowen           For       For          Management

1b    Elect Director Cynthia A. Montgomery    For       For          Management

1c    Elect Director Jose Ignacio             For       For          Management

      Perez-lizaur                                                              

1d    Elect Director Michael B. Polk          For       For          Management

1e    Elect Director Michael A. Todman        For       For          Management

2     Ratify Auditors                         For       For          Management

3     Approve Omnibus Stock Plan              For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

NEWS CORPORATION                                                               

 

Ticker:       NWS            Security ID:  65248E104                           

Meeting Date: JUN 11, 2013   Meeting Type: Special                             

Record Date:  APR 19, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Amend Certificate of Incorporation      For       For          Management

      Clarifying the Ability to Make                                           


 

      Distributions in Comparable Securities                                   

      in Connection with Separation                                             

      Transactions                                                             

2     Amend Certificate of Incorporation      For       For          Management

      Allowing for Certain Distributions on                                     

      Subsidiary-owned Shares and the                                          

      Creation of Additional                                                   

      Subsidiary-owned Shares                                                  

 

 

--------------------------------------------------------------------------------

 

NORDSTROM, INC.                                                                

 

Ticker:       JWN            Security ID:  655664100                           

Meeting Date: MAY 14, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Phyllis J. Campbell      For       For          Management

1b    Elect Director Michelle M. Ebanks       For       For          Management

1c    Elect Director Enrique Hernandez, Jr.   For       Against      Management

1d    Elect Director Robert G. Miller         For       For          Management

1e    Elect Director Blake W. Nordstrom       For       For          Management

1f    Elect Director Erik B. Nordstrom        For       For          Management

1g    Elect Director Peter E. Nordstrom       For       For          Management

1h    Elect Director Philip G. Satre          For       Against      Management

1i    Elect Director B. Kevin Turner          For       Against      Management

1j    Elect Director Robert D. Walter         For       Against      Management

1k    Elect Director Alison A. Winter         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

 

 


 

--------------------------------------------------------------------------------

 

OCCIDENTAL PETROLEUM CORPORATION                                               

 

Ticker:       OXY            Security ID:  674599105                           

Meeting Date: MAY 03, 2013   Meeting Type: Annual                              

Record Date:  MAR 13, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Spencer Abraham          For       Against      Management

1.2   Elect Director Howard I. Atkins         For       Against      Management

1.3   Elect Director Stephen I. Chazen        For       For          Management

1.4   Elect Director Edward P. Djerejian      For       Against      Management

1.5   Elect Director John E. Feick            For       Against      Management

1.6   Elect Director Margaret M. Foran        For       Against      Management

1.7   Elect Director Carlos M. Gutierrez      For       Against      Management

1.8   Elect Director Ray R. Irani             For       Against      Management

1.9   Elect Director Avedick B. Poladian      For       Against      Management

1.10  Elect Director Aziz D. Syriani          For       Against      Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

ORACLE CORPORATION                                                             

 

Ticker:       ORCL           Security ID:  68389X105                           

Meeting Date: NOV 07, 2012   Meeting Type: Annual                              

Record Date:  SEP 10, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management


 

1.2   Elect Director H. Raymond Bingham       For       Withhold     Management

1.3   Elect Director Michael J. Boskin        For       For          Management

1.4   Elect Director Safra A. Catz            For       For          Management

1.5   Elect Director Bruce R. Chizen          For       Withhold     Management

1.6   Elect Director George H. Conrades       For       Withhold     Management

1.7   Elect Director Lawrence J. Ellison      For       For          Management

1.8   Elect Director Hector Garcia-Molina     For       For          Management

1.9   Elect Director Jeffrey O. Henley        For       For          Management

1.10  Elect Director Mark V. Hurd             For       For          Management

1.11  Elect Director Donald L. Lucas          For       For          Management

1.12  Elect Director Naomi O. Seligman        For       Withhold     Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Amend Non-Employee Director Stock       For       For          Management

      Option Plan                                                              

4     Ratify Auditors                         For       For          Management

5     Adopt Multiple Performance Metrics      Against   For          Shareholder

      Under Executive Incentive Plans                                          

6     Require Independent Board Chairman      Against   For          Shareholder

7     Adopt Retention Ratio for               Against   Against      Shareholder

      Executives/Directors                                                     

8     Pro-rata Vesting of Equity Awards       Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

PEPSICO, INC.                                                                  

 

Ticker:       PEP            Security ID:  713448108                           

Meeting Date: MAY 01, 2013   Meeting Type: Annual                              

Record Date:  MAR 07, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   


 

1.1   Elect Director Shona L. Brown           For       For          Management

1.2   Elect Director George W. Buckley        For       For          Management

1.3   Elect Director Ian M. Cook              For       For          Management

1.4   Elect Director Dina Dublon              For       For          Management

1.5   Elect Director  Victor J. Dzau          For       For          Management

1.6   Elect Director Ray L. Hunt              For       For          Management

1.7   Elect Director Alberto Ibarguen         For       For          Management

1.8   Elect Director Indra K. Nooyi           For       For          Management

1.9   Elect Director Sharon Percy Rockefeller For       For          Management

1.10  Elect Director James J. Schiro          For       For          Management

1.11  Elect Director Lloyd G. Trotter         For       For          Management

1.12  Elect Director Daniel Vasella           For       For          Management

1.13  Elect Director Alberto Weisser          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

PFIZER INC.                                                                    

 

Ticker:       PFE            Security ID:  717081103                           

Meeting Date: APR 25, 2013   Meeting Type: Annual                              

Record Date:  FEB 27, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dennis A. Ausiello       For       For          Management

1.2   Elect Director M. Anthony Burns         For       For          Management

1.3   Elect Director W. Don Cornwell          For       For          Management

1.4   Elect Director Frances D. Fergusson     For       For          Management

1.5   Elect Director William H. Gray, III     For       For          Management


 

1.6   Elect Director Helen H. Hobbs           For       For          Management

1.7   Elect Director Constance J. Horner      For       For          Management

1.8   Elect Director James M. Kilts           For       For          Management

1.9   Elect Director George A. Lorch          For       For          Management

1.10  Elect Director Suzanne Nora Johnson     For       For          Management

1.11  Elect Director Ian C. Read              For       For          Management

1.12  Elect Director Stephen W. Sanger        For       For          Management

1.13  Elect Director Marc Tessier-Lavigne     For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Stock Retention/Holding Period          Against   Against      Shareholder

5     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

PHILIP MORRIS INTERNATIONAL INC.                                               

 

Ticker:       PM             Security ID:  718172109                           

Meeting Date: MAY 08, 2013   Meeting Type: Annual                               

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Harold Brown             For       For          Management

1.2   Elect Director Mathis Cabiallavetta     For       For          Management

1.3   Elect Director Andre Calantzopoulos     For       For          Management

1.4   Elect Director Louis C. Camilleri       For       For          Management

1.5   Elect Director J. Dudley Fishburn       For       For          Management

1.6   Elect Director Jennifer Li              For       For          Management

1.7   Elect Director Graham Mackay            For       For          Management

1.8   Elect Director Sergio Marchionne        For       For          Management


 

1.9   Elect Director Kalpana Morparia         For       For          Management

1.10  Elect DirectorLucio A. Noto             For       For          Management

1.11  Elect Director Robert B. Polet          For       For          Management

1.12  Elect Director Carlos Slim Helu         For       For          Management

1.13  Elect Director Stephen M. Wolf          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

PVH CORP.                                                                      

 

Ticker:       PVH            Security ID:  693656100                           

Meeting Date: JUN 20, 2013   Meeting Type: Annual                               

Record Date:  APR 23, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mary Baglivo             For       For          Management

1.2   Elect Director Emanuel Chirico          For       For          Management

1.3   Elect Director Juan R. Figuereo         For       For          Management

1.4   Elect Director Joseph B. Fuller         For       For          Management

1.5   Elect Director Fred Gehring             For       For          Management

1.6   Elect Director Margaret L. Jenkins      For       For          Management

1.7   Elect Director Bruce Maggin             For       For          Management

1.8   Elect Director V. James Marino          For       For          Management

1.9   Elect Director Helen McCluskey          For       For          Management

1.10  Elect Director Henry Nasella            For       For          Management

1.11  Elect Director Rita M. Rodriguez        For       For          Management

1.12  Elect Director Craig Rydin              For       For          Management

2     Approve Executive Incentive Bonus Plan  For       For          Management


 

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

QUALCOMM INCORPORATED                                                          

 

Ticker:       QCOM           Security ID:  747525103                            

Meeting Date: MAR 05, 2013   Meeting Type: Annual                              

Record Date:  JAN 07, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Barbara T. Alexander     For       Against      Management

1b    Elect Director Donald G. Cruickshank    For       Against      Management

1c    Elect Director Raymond V. Dittamore     For       Against      Management

1d    Elect Director Susan Hockfield          For       For          Management

1e    Elect Director Thomas W. Horton         For       Against      Management

1f    Elect Director Paul E. Jacobs           For       Against      Management

1g    Elect Director Sherry Lansing           For       Against      Management

1h    Elect Director Duane A. Nelles          For       Against      Management

1i    Elect Director Francisco Ros            For       Against      Management

1j    Elect Director Brent Scowcroft          For       Against      Management

1k    Elect Director Marc I. Stern            For       Against      Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Ratify Auditors                         For       For          Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 


 

RED HAT, INC.                                                                  

 

Ticker:       RHT            Security ID:  756577102                           

Meeting Date: AUG 09, 2012   Meeting Type: Annual                               

Record Date:  JUN 15, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Marye Anne Fox           For       For          Management

2     Elect Director Donald H. Livingstone    For       For          Management

3     Ratify Auditors                         For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Amend Omnibus Stock Plan                For       For          Management

6     Declassify the Board of Directors       Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

ROBERT HALF INTERNATIONAL INC.                                                 

 

Ticker:       RHI            Security ID:  770323103                           

Meeting Date: MAY 23, 2013   Meeting Type: Annual                              

Record Date:  APR 05, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andrew S. Berwick, Jr.   For       For          Management

1.2   Elect Director Harold M. Messmer, Jr.   For       For          Management

1.3   Elect Director Barbara J. Novogradac    For       For          Management

1.4   Elect Director Robert J. Pace           For       For          Management

1.5   Elect Director Frederick A. Richman     For       For          Management

1.6   Elect Director M. Keith Waddell         For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Amend Executive Incentive Bonus Plan    For       For          Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management


 

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

SALESFORCE.COM, INC.                                                           

 

Ticker:       CRM            Security ID:  79466L302                           

Meeting Date: MAR 20, 2013   Meeting Type: Special                             

Record Date:  FEB 08, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Increase Authorized Common Stock        For       For          Management

 

 

--------------------------------------------------------------------------------

 

SALESFORCE.COM, INC.                                                            

 

Ticker:       CRM            Security ID:  79466L302                           

Meeting Date: JUN 06, 2013   Meeting Type: Annual                              

Record Date:  MAY 06, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Stratton Sclavos         For       For          Management

1.2   Elect Director Lawrence Tomlinson       For       For          Management

1.3   Elect Director Shirley Young            For       For          Management

2     Declassify the Board of Directors       For       For          Management

3     Approve Omnibus Stock Plan              For       For          Management

4     Ratify Auditors                         For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

SANOFI                                                                         

 

Ticker:       SAN            Security ID:  80105N105                           

Meeting Date: MAY 03, 2013   Meeting Type: Annual/Special                      

Record Date:  MAR 25, 2013                                                     


 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                          

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.77 per Share                                          

4     Elect Fabienne Lecorvaisier as Director For       For          Management

5     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

6     Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 1.3 Billion                                        

7     Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 520 Million                                        

8     Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for Future                                     

      Acquisitions                                                              

9     Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

10    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 500 Million for Bonus                                        

      Issue or Increase in Par Value                                           

11    Approve Employee Stock Purchase Plan    For       For          Management

12    Authorize up to 0.2 Percent of Issued   For       For          Management

      Capital for Use in Grants of                                             

      Restricted Shares in Substitution for                                    

      Discount under Capital Increases for                                     

      Employee Stock Purchase Plans                                            

13    Authorize up to 0.7 Percent of Issued   For       For          Management

      Capital for Use in Stock Option Plan                                     

14    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   


 

15    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

SCHLUMBERGER LIMITED                                                           

 

Ticker:       SLB            Security ID:  806857108                           

Meeting Date: APR 10, 2013   Meeting Type: Annual                              

Record Date:  FEB 20, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Peter L.S. Currie        For       For          Management

1b    Elect Director Tony Isaac               For       Against      Management

1c    Elect Director K. Vaman Kamath          For       For          Management

1d    Elect Director Paal Kibsgaard           For       For          Management

1e    Elect Director Nikolay Kudryavtsev      For       For          Management

1f    Elect Director Adrian Lajous            For       Against      Management

1g    Elect Director Michael E. Marks         For       Against      Management

1h    Elect Director Lubna S. Olayan          For       Against      Management

1i    Elect Director L. Rafael Reif           For       For          Management

1j    Elect Director Tore I. Sandvold         For       For          Management

1k    Elect Director Henri Seydoux            For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Adopt and Approve Financials and        For       For          Management

      Dividends                                                                

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Approve Omnibus Stock Plan              For       For          Management

6     Amend Employee Stock Purchase Plan      For       For          Management

 

 


 

--------------------------------------------------------------------------------

 

T. ROWE PRICE GROUP, INC.                                                      

 

Ticker:       TROW           Security ID:  74144T108                            

Meeting Date: APR 23, 2013   Meeting Type: Annual                              

Record Date:  FEB 21, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Edward C. Bernard        For       For          Management

1b    Elect Director James T. Brady           For       For          Management

1c    Elect Director Mary K. Bush             For       For          Management

1d    Elect Director Donald B. Hebb, Jr.      For       For          Management

1e    Elect Director Freeman A. Hrabowski,    For       For          Management

      III                                                                      

1f    Elect Director James A.C. Kennedy       For       For          Management

1g    Elect Director Robert F. MacLellan      For       For          Management

1h    Elect Director Brian C. Rogers          For       For          Management

1i    Elect Director Alfred Sommer            For       For          Management

1j    Elect Director Dwight S. Taylor         For       For          Management

1k    Elect Director Anne Marie Whittemore    For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

TEXAS INSTRUMENTS INCORPORATED                                                 

 

Ticker:       TXN            Security ID:  882508104                           

Meeting Date: APR 18, 2013   Meeting Type: Annual                               

Record Date:  FEB 19, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ralph W. Babb, JR.       For       For          Management


 

1b    Elect Director Mark A. Blinn            For       For          Management

1c    Elect Director Daniel A. Carp           For       For          Management

1d    Elect Director Carrie S. Cox            For       Against      Management

1e    Elect Director Pamela H. Patsley        For       For          Management

1f    Elect Director Robert E. Sanchez        For       For          Management

1g    Elect Director Wayne R. Sanders         For       Against      Management

1h    Elect Director Ruth J. Simmons          For       Against      Management

1i    Elect Director Richard K. Templeton     For       For          Management

1j    Elect Director Christine Todd Whitman   For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

THE ADT CORPORATION                                                            

 

Ticker:       ADT            Security ID:  00101J106                           

Meeting Date: MAR 14, 2013   Meeting Type: Annual                               

Record Date:  JAN 16, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas Colligan          For       For          Management

1.2   Elect Director Timothy Donahue          For       Withhold     Management

1.3   Elect Director Robert Dutkowsky         For       Withhold     Management

1.4   Elect Director Bruce Gordon             For       For          Management

1.5   Elect Director Naren Gursahaney         For       For          Management

1.6   Elect Director Bridgette Heller         For       For          Management

1.7   Elect Director Kathleen Hyle            For       For          Management

1.8   Elect Director Keith Meister            For       For          Management

1.9   Elect Director Dinesh Paliwal           For       Withhold     Management


 

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

THE CHUBB CORPORATION                                                          

 

Ticker:       CB             Security ID:  171232101                           

Meeting Date: APR 30, 2013   Meeting Type: Annual                              

Record Date:  MAR 04, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Election Of Director Zoe Baird Budinger For       For          Management

1b    Election Of Director Sheila P. Burke    For       For          Management

1c    Election Of Director James I. Cash, Jr. For       For          Management

1d    Election Of Director John D. Finnegan   For       For          Management

1e    Election Of Director Lawrence W.        For       For          Management

      Kellner                                                                  

1f    Election Of Director Martin G. Mcguinn  For       For          Management

1g    Election Of Director Lawrence M. Small  For       For          Management

1h    Election Of Director Jess Soderberg     For       For          Management

1i    Election Of Director Daniel E. Somers   For       For          Management

1j    Election Of Director William C. Weldon  For       For          Management

1k    Election Of Director James M. Zimmerman For       For          Management

1l    Election Of Director Alfred W. Zollar   For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Require Consistency with Corporate      Against   Against      Shareholder

      Values and Report on Political                                           

      Contributions                                                            


 

5     Report on Sustainability                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

THE COCA-COLA COMPANY                                                          

 

Ticker:       KO             Security ID:  191216100                            

Meeting Date: APR 24, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Herbert A. Allen         For       For          Management

1.2   Elect Director Ronald W. Allen          For       Against      Management

1.3   Elect Director Howard G. Buffett        For       For          Management

1.4   Elect Director Richard M. Daley         For       For          Management

1.5   Elect Director Barry Diller             For       For          Management

1.6   Elect Director Helene D. Gayle          For       For          Management

1.7   Elect Director Evan G. Greenberg        For       For          Management

1.8   Elect Director Alexis M. Herman         For       Against      Management

1.9   Elect Director Muhtar Kent              For       For          Management

1.10  Elect Director Robert A. Kotick         For       For          Management

1.11  Elect Director Maria Elena Lagomasino   For       Against      Management

1.12  Elect Director Donald F. McHenry        For       For          Management

1.13  Elect Director Sam Nunn                 For       For          Management

1.14  Elect Director James D. Robinson, III   For       Against      Management

1.15  Elect Director Peter V. Ueberroth       For       For          Management

1.16  Elect Director Jacob Wallenberg         For       Against      Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

4     Provide Right to Call Special Meeting   For       For          Management


 

5     Establish Board Committee on Human      Against   Against      Shareholder

      Rights                                                                   

 

 

--------------------------------------------------------------------------------

 

TOLL BROTHERS, INC.                                                            

 

Ticker:       TOL            Security ID:  889478103                           

Meeting Date: MAR 13, 2013   Meeting Type: Annual                              

Record Date:  JAN 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Douglas C. Yearley, Jr.  For       Withhold     Management

1.2   Elect Director Robert S. Blank          For       Withhold     Management

1.3   Elect Director Edward G. Boehne         For       Withhold     Management

1.4   Elect Director Richard J. Braemer       For       Withhold     Management

1.5   Elect Director Carl E. Marbach          For       Withhold     Management

1.6   Elect Director Stephen A. Novick        For       Withhold     Management

1.7   Elect Director Paul E. Shapiro          For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Amend Omnibus Stock Plan                For       For          Management

5     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                     

 

 

--------------------------------------------------------------------------------

 

TRANSCANADA CORPORATION                                                        

 

Ticker:       TRP            Security ID:  89353D107                           

Meeting Date: APR 26, 2013   Meeting Type: Annual/Special                      

Record Date:  FEB 26, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   


 

1.1   Elect Director Kevin E. Benson          For       For          Management

1.2   Elect Director Derek H. Burney          For       For          Management

1.3   Elect Director Paule Gauthier           For       For          Management

1.4   Elect Director Russell K. Girling       For       For          Management

1.5   Elect Director S. Barry Jackson         For       For          Management

1.6   Elect Director Paul L. Joskow           For       For          Management

1.7   Elect Director Paula Rosput Reynolds    For       For          Management

1.8   Elect Director Mary Pat Salomone        For       For          Management

1.9   Elect Director W. Thomas Stephens       For       For          Management

1.10  Elect Director D. Michael G. Stewart    For       For          Management

1.11  Elect Director Richard E. Waugh         For       For          Management

2     Approve KPMG LLP as Auditors and        For       For          Management

      Authorize Board to Fix Their                                              

      Remuneration                                                             

3     Amend Stock Option Plan                 For       For          Management

4     Approve Shareholder Rights Plan         For       For          Management

5     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

--------------------------------------------------------------------------------

 

TYCO INTERNATIONAL LTD.                                                        

 

Ticker:       TYC            Security ID:  H89128104                           

Meeting Date: SEP 14, 2012   Meeting Type: Special                             

Record Date:  JUL 23, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Special Dividends               For       For          Management

2     Approve Special Dividends               For       For          Management

3.1   Elect George R. Oliver as Director      For       For          Management

3.2   Elect Frank M. Drendel as Director      For       For          Management


 

4     Approve Dividends                       For       For          Management

5     Approve Omnibus Stock Plan              For       Against      Management

 

 

--------------------------------------------------------------------------------

 

TYCO INTERNATIONAL LTD.                                                         

 

Ticker:       TYC            Security ID:  H89128104                           

Meeting Date: MAR 06, 2013   Meeting Type: Annual                              

Record Date:  JAN 07, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3.1   Elect Director Edward D. Breen          For       For          Management

3.2   Elect Director Michael E. Daniels       For       For          Management

3.3   Elect Director Frank M. Drendel         For       For          Management

3.4   Elect Director Brian Duperreault        For       For          Management

3.5   Elect Director Rajiv L. Gupta           For       Withhold     Management

3.6   Elect Director John A. Krol             For       For          Management

3.7   Elect Director George R. Oliver         For       For          Management

3.8   Elect Director Brendan R. O'Neill       For       For          Management

3.9   Elect Director Sandra S. Wijnberg       For       Withhold     Management

3.10  Elect Director R. David Yost            For       Withhold     Management

4a    Ratify Deloitte AG as Auditors          For       For          Management

4b    Appoint Deloitte & Touche LLP as        For       For          Management

      Independent Registered Public                                            

      Accounting Firm for Fiscal 2012/2013                                      

4c    Ratify PricewaterhouseCoopers AG as     For       For          Management

      Special Auditors                                                         

5a    Approve Allocation of Income            For       For          Management


 

5b    Approve Ordinary Cash Dividend          For       For          Management

6     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

7     Renew Authorized Capital                For       For          Management

8     Approve Reduction in Share Capital      For       For          Management

 

 

--------------------------------------------------------------------------------

 

UNDER ARMOUR, INC.                                                              

 

Ticker:       UA             Security ID:  904311107                           

Meeting Date: APR 30, 2013   Meeting Type: Annual                              

Record Date:  FEB 28, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin A. Plank           For       For          Management

1.2   Elect Director Byron K. Adams, Jr.      For       For          Management

1.3   Elect Director Douglas E. Coltharp      For       For          Management

1.4   Elect Director Anthony W. Deering       For       For          Management

1.5   Elect Director A.B. Krongard            For       For          Management

1.6   Elect Director William R. McDermott     For       For          Management

1.7   Elect Director Eric T. Olson            For       For          Management

1.8   Elect Director Brenda Piper             For       For          Management

1.9   Elect Director Harvey L. Sanders        For       For          Management

1.10  Elect Director Thomas J. Sippel         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Executive Incentive Bonus Plan    For       For          Management

4     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 


 

UNION PACIFIC CORPORATION                                                      

 

Ticker:       UNP            Security ID:  907818108                           

Meeting Date: MAY 16, 2013   Meeting Type: Annual                              

Record Date:  FEB 28, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andrew H. Card, Jr.      For       For          Management

1.2   Elect Director Erroll B. Davis, Jr.     For       For          Management

1.3   Elect Director Thomas J. Donohue        For       For          Management

1.4   Elect Director Archie W. Dunham         For       For          Management

1.5   Elect Director Judith Richards Hope     For       For          Management

1.6   Elect Director John J. Koraleski        For       For          Management

1.7   Elect Director Charles C. Krulak        For       For          Management

1.8   Elect Director Michael R. McCarthy      For       For          Management

1.9   Elect Director Michael W. McConnell     For       For          Management

1.10  Elect Director Thomas F. McLarty, III   For       For          Management

1.11  Elect Director Steven R. Rogel          For       For          Management

1.12  Elect Director Jose H. Villarreal       For       For          Management

1.13  Elect Director James R. Young           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

5     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

WELLS FARGO & COMPANY                                                           

 

Ticker:       WFC            Security ID:  949746101                           

Meeting Date: APR 23, 2013   Meeting Type: Annual                              

Record Date:  FEB 26, 2013                                                      

 


 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John D. Baker, II        For       For          Management

1b    Elect Director Elaine L. Chao           For       For          Management

1c    Elect Director John S. Chen             For       For          Management

1d    Elect Director Lloyd H. Dean            For       For          Management

1e    Elect Director Susan E. Engel           For       For          Management

1f    Elect Director Enrique Hernandez, Jr.   For       For          Management

1g    Elect Director Donald M. James          For       For          Management

1h    Elect Director Cynthia H. Milligan      For       For          Management

1i    Elect Director Federico F. Pena         For       For          Management

1j    Elect Director Howard V. Richardson     For       For          Management

1k    Elect Director Judith M. Runstad        For       For          Management

1l    Elect Director Stephen W. Sanger        For       For          Management

1m    Elect Director John G. Stumpf           For       For          Management

1n    Elect Director Susan G. Swenson         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Auditors                         For       For          Management

5     Require Independent Board Chairman      Against   Against      Shareholder

6     Report on Lobbying Payments and Policy  Against   Against      Shareholder

7     Review Fair Housing and Fair Lending    Against   Against      Shareholder

      Compliance                                                               

 

 

--------------------------------------------------------------------------------

 

WHOLE FOODS MARKET, INC.                                                        

 

Ticker:       WFM            Security ID:  966837106                           

Meeting Date: MAR 15, 2013   Meeting Type: Annual                              

Record Date:  JAN 15, 2013                                                      


 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John Elstrott            For       For          Management

1.2   Elect Director Gabrielle Greene         For       Withhold     Management

1.3   Elect Director Shahid 'Hass' Hassan     For       For          Management

1.4   Elect Director Stephanie Kugelman       For       For          Management

1.5   Elect Director John Mackey              For       For          Management

1.6   Elect Director Walter Robb              For       For          Management

1.7   Elect Director Jonathan Seiffer         For       For          Management

1.8   Elect Director Morris 'Mo' Siegel       For       Withhold     Management

1.9   Elect Director Jonathan Sokoloff        For       Withhold     Management

1.10  Elect Director Ralph Sorenson           For       Withhold     Management

1.11  Elect Director William 'Kip' Tindell,   For       For          Management

      III                                                                       

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

4     Amend Omnibus Stock Plan                For       Against      Management

5     Report on Adopting Extended Producer    Against   Against      Shareholder

      Responsibility Policy                                                     

6     Require Independent Board Chairman      Against   Against      Shareholder

 

 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

The Dreyfus Fund Incorporated

 

 

By: /s/ Bradley J. Skapyak

Bradley J. Skapyak

President

 

Date:

August 19, 2013