0000950123-11-080376.txt : 20110826
0000950123-11-080376.hdr.sgml : 20110826
20110826103835
ACCESSION NUMBER: 0000950123-11-080376
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110826
DATE AS OF CHANGE: 20110826
EFFECTIVENESS DATE: 20110826
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVUS BOND FUND
CENTRAL INDEX KEY: 0000030125
IRS NUMBER: 231745238
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02201
FILM NUMBER: 111058427
BUSINESS ADDRESS:
STREET 1: 113 KING STREET
CITY: ARMONK
STATE: NY
ZIP: 10508
BUSINESS PHONE: 9142734545
MAIL ADDRESS:
STREET 1: 113 KING STREET
CITY: ARMONK
STATE: NY
ZIP: 10508
FORMER COMPANY:
FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND
DATE OF NAME CHANGE: 19890511
FORMER COMPANY:
FORMER CONFORMED NAME: DREXEL INCOME SECURITIES INC
DATE OF NAME CHANGE: 19711102
N-PX
1
y92489nvpx.txt
FORM N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-02201
Rivus Bond Fund
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
113 King Street
Armonk, NY 10504
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Clifford D. Corso
113 King Street
Armonk, NY 10504
--------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 914-273-4545
Date of fiscal year end: March 31
Date of reporting period: July 1, 2010 - June 30, 2011_
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
REGISTRANT NAME: RIVUS BOND FUND
INVESTMENT COMPANY ACT FILE NUMBER: 811-02201
REPORTING PERIOD: 07/01/2010 - 06/30/2011
NAME OF SERIES (AS APPLICABLE):
------------------------------------
FUND'S VOTE FOR
OR AGAINST
PROPOSAL,OR
ABSTAIN;FOR OR
WHETHER WITHHOLD WHETHER VOTE
EXCHANGE WHO PROPOSED FUND CAST REGARDING WAS FOR OR
ISSUER OF PORTFOLIO TICKER SHAREHOLDER SUMMARY OF MATTER MATTER: ISSUER VOTE ON ELECTION OF AGAINST
SECURITY SYMBOL CUSIP # MEETING DATE VOTED ON /SHAREHOLDER MATTER DIRECTORS MANAGEMENT
------------------- -------- --------- ------------ ---------------------- -------------- --------- ------------------ -------------
Quad/Graphics, Inc. QUAD 747301109 5/16/2011 Election of Directors Issuer Yes For For
Approve Director Comp. Issuer Yes For For
Frequency of S/H vote Issuer Yes For For
on Exec Comp.
Approve Omnibus Issuer Yes For For
Incentiv Plan
XO Holdings, Inc. XOHO 98417K106 6/15/2011 Election of Directors Issuer Yes For For
Approve Director Comp. Issuer Yes For For
Frequency of S/H vote Issuer Yes For For
on Exec Comp.
Delta Airlines, Inc. DAL US 247361702 6/30/2011 Election of Directors Issuer Yes For For
Approve Director Comp. Issuer Yes For For
Frequency of S/H vote Issuer Yes For For
on Exec Comp.
Ratify Auditors Issuer Yes For For
Cumulative voting in Shareholder Yes Against Against
election of Directors
*Complete for each series of the Registrant, as applicable.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Rivus Bond Fund
By (Signature and Title)* -s- Clifford D. Corso
-------------------------------------
Clifford D. Corso, President
(principal executive officer)
Date 8/24/11
*Print the name and title of each signing officer under his or her signature.