0000940400-13-000520.txt : 20131122 0000940400-13-000520.hdr.sgml : 20131122 20131122134852 ACCESSION NUMBER: 0000940400-13-000520 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131122 DATE AS OF CHANGE: 20131122 EFFECTIVENESS DATE: 20131122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cutwater Select Income Fund CENTRAL INDEX KEY: 0000030125 IRS NUMBER: 231745238 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02201 FILM NUMBER: 131237705 BUSINESS ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 BUSINESS PHONE: 9142734545 MAIL ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 FORMER COMPANY: FORMER CONFORMED NAME: RIVUS BOND FUND DATE OF NAME CHANGE: 20060928 FORMER COMPANY: FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19890511 NSAR-A 1 cutwater.fil PAGE 1 000 A000000 09/30/2013 000 C000000 0000030125 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 CUTWATER SELECT INCOME FUND 001 B000000 811-02201 001 C000000 9147653272 002 A000000 113 KING STREET 002 B000000 ARMONK 002 C000000 NY 002 D010000 10504 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 CUTWATER INVESTOR SERVICES CORP. 008 B000001 A 008 C000001 801-46649 008 D010001 ARMONK 008 D020001 NY 008 D030001 10504 008 D040001 1610 010 A000001 BNY MELLON INVESTMENT SERVICING (U.S.) INC. 010 B000001 00-00000 010 C010001 WESTBOROUGH 010 C020001 MA 010 C030001 01581 012 A000001 BNY MELLON INVESTMENT SERVICING (US) INC. 012 B000001 84-01761 012 C010001 PITTSBURGH 012 C020001 PA 012 C030001 15252 013 A000001 TAIT, WELLER & BAKER 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 015 A000001 The Bank of New York Mellon 015 B000001 C 015 C010001 Brooklyn 015 C020001 NY 015 C030001 11217 018 000000 Y 019 A000000 N PAGE 2 019 B000000 0 021 000000 0 022 A000001 FIRST UNION CAPITAL MARKETS 022 B000001 56-1252143 022 C000001 709 022 D000001 5569 022 A000002 BANK OF AMERICA 022 B000002 94-1687665 022 C000002 4749 022 D000002 1229 022 A000003 CITIGROUP, INC. 022 B000003 11-2418191 022 C000003 2591 022 D000003 2417 022 A000004 DEUTSCHE BANK AG 022 B000004 13-294498 022 C000004 3525 022 D000004 312 022 A000005 MORGAN STANLEY & CO. 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STABILE TITLE ASSISTANT TREASURER EX-99.77C VOTES 2 cutwater77c.txt RESULTS OF SHAREHOLDER VOTES The Annual Meeting of Shareholders of the Fund was held on June 26, 2013. At the meeting, shareholders voted on the election of all trustees. Forty percent (40%) of the shares entitled to vote on the matter shall constitute a quorum. If a quorum is present, a plurality of all votes cast at the meeting is sufficient for the election of Trustees. A quorum was present and the proposal was approved, the details of which are as follows: Votes Cast in Favor Withheld W. Thacher Brown 8,981,405 251,593 Ellen D. Harvey 9,010,302 222,697 Thomas E. Spock 9,015,980 217,018 Suzanne P. Welsh 8,984,507 248,491