-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FajhSCFBB0a1MPGFnX3cL+jdg5YUAVat4XrsI0GG7EByVSyG7nGmsg84eJTVn5J9 MhRxdpkz3uoSQFcn7NmC2Q== 0000940400-09-000396.txt : 20091127 0000940400-09-000396.hdr.sgml : 20091126 20091127134035 ACCESSION NUMBER: 0000940400-09-000396 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091127 DATE AS OF CHANGE: 20091127 EFFECTIVENESS DATE: 20091127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVUS BOND FUND CENTRAL INDEX KEY: 0000030125 IRS NUMBER: 231745238 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02201 FILM NUMBER: 091210082 BUSINESS ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 BUSINESS PHONE: 9142734545 MAIL ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 FORMER COMPANY: FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19890511 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL INCOME SECURITIES INC DATE OF NAME CHANGE: 19711102 NSAR-A 1 rivus.fil PAGE 1 000 A000000 09/30/2009 000 C000000 0000030125 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVUS BOND FUND 001 B000000 811-02201 001 C000000 9147653272 002 A000000 113 KING STREET 002 B000000 ARMONK 002 C000000 NY 002 D010000 10504 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 MBIA CAPITAL MANAGEMENT CORP. 008 B000001 A 008 C000001 801-46649 008 D010001 ARMONK 008 D020001 NY 008 D030001 10504 010 A000001 PNC GLOBAL INVESTMENT SERVICING (U.S.) INC. 010 B000001 00-00000 010 C010001 WESTBOROUGH 010 C020001 MA 010 C030001 01581 012 A000001 PNC GLOBAL INVESTMENT SERVICING (U.S.) INC. 012 B000001 84-01761 012 C010001 Providence 012 C020001 RI 012 C030001 02940 013 A000001 TAIT, WELLER & BAKER 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 015 A000001 PFPC TRUST COMPANY 015 B000001 C 015 C010001 PHILADELPHIA 015 C020001 PA 015 C030001 19153 015 E010001 X 018 000000 Y 019 A000000 N PAGE 2 019 B000000 0 020 A000001 BANK OF AMERICA CORP. 020 B000001 95-4035346 020 C000001 4 021 000000 4 022 A000001 NATIONSBANK MONTGOMERY 022 B000001 00-0000000 022 C000001 8013 022 D000001 971 022 A000002 MORGAN STANLEY 022 B000002 13-2655998 022 C000002 5110 022 D000002 803 022 A000003 CITIGROUP, INC. 022 B000003 11-2418191 022 C000003 4292 022 D000003 1319 022 A000004 BARCLAYS BANK PLC 022 B000004 05-0346412 022 C000004 4530 022 D000004 641 022 A000005 CS FIRST BOSTON CORP. 022 B000005 13-9659485 022 C000005 1637 022 D000005 771 022 A000006 GOLDMAN SACHS & CO. 022 B000006 13-5108880 022 C000006 886 022 D000006 1512 022 A000007 WARBURG DILLON READ 022 B000007 00-0000000 022 C000007 2137 022 D000007 245 022 A000008 BT Alex Brown 022 B000008 00-0000000 022 C000008 1996 022 D000008 0 022 A000009 FIRST UNION CAPITAL MARKETS 022 B000009 56-1252143 022 C000009 1728 022 D000009 0 022 A000010 J.P. 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WALZ TITLE VICE PRESIDENT, CCO EX-99.77C VOTES 2 rivus77c.txt RESULTS OF SHAREHOLDER VOTES The Annual Meeting of Shareholders of the Fund was held on June 17, 2009. At the meeting, shareholders voted on the election of all trustees, the results of which were as follows: # of # of Shares Shares in Favor Withheld W. Thacher Brown..........................4,078,670 48,150 Suzanne P. Welsh .........................4,078,561 48,259 Morris Lloyd, Jr. ........................4,078,046 48,774 J. Lawrence Shane.........................4,078,046 48,774 -----END PRIVACY-ENHANCED MESSAGE-----