-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MsD7yrhFn1/oHE36gCO0n2EJbIHmlM+Nvjc4chJ53BFvzMYRN9C0PVhXqXkBUduc dPDBYtfkn/ly4kbkAQVYTA== 0000940400-07-000416.txt : 20071126 0000940400-07-000416.hdr.sgml : 20071126 20071126111921 ACCESSION NUMBER: 0000940400-07-000416 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071126 DATE AS OF CHANGE: 20071126 EFFECTIVENESS DATE: 20071126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVUS BOND FUND CENTRAL INDEX KEY: 0000030125 IRS NUMBER: 231745238 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02201 FILM NUMBER: 071265534 BUSINESS ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 BUSINESS PHONE: 9142734545 MAIL ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 FORMER COMPANY: FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19890511 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL INCOME SECURITIES INC DATE OF NAME CHANGE: 19711102 NSAR-A 1 rivus.fil PAGE 1 000 A000000 09/30/2007 000 C000000 0000030125 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVUS BOND FUND 001 B000000 811-02201 001 C000000 9147653272 002 A000000 113 KING STREET 002 B000000 ARMONK 002 C000000 NY 002 D010000 10504 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 MBIA CAPITAL MANAGEMENT CORP. 008 B000001 A 008 C000001 801-46649 008 D010001 ARMONK 008 D020001 NY 008 D030001 10504 010 A000001 PFPC INC. 010 B000001 84-01761 010 C010001 WESTBOROUGH 010 C020001 MA 010 C030001 01581 010 C040001 5108 012 A000001 PFPC INC 012 B000001 84-01761 012 C010001 PROVIDENCE 012 C020001 RI 012 C030001 02940 013 A000001 TAIT, WELLER & BAKER 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 015 A000001 PFPC TRUST COMPANY 015 B000001 C 015 C010001 PHILADELPHIA 015 C020001 PA 015 C030001 19153 015 E010001 X 018 000000 Y PAGE 2 019 A000000 N 019 B000000 0 021 000000 0 022 A000001 CS FIRST BOSTON CORP. 022 B000001 13-9659485 022 C000001 25029 022 D000001 0 022 A000002 MERRILL LYNCH BLAKE 022 B000002 00-000000 022 C000002 9998 022 D000002 0 022 A000003 GOLDMAN SACHS & CO. 022 B000003 13-5108880 022 C000003 9047 022 D000003 0 022 A000004 MORGAN STANLEY 022 B000004 13-2655998 022 C000004 8236 022 D000004 0 022 A000005 JPMORGAN CHASE & CO 022 B000005 13-3224016 022 C000005 6598 022 D000005 0 022 A000006 BANK OF AMERICA SECURITIES, LLC 022 B000006 13-4078651 022 C000006 4699 022 D000006 0 022 A000007 LEHMAN BROTHERS 022 B000007 13-2518466 022 C000007 4699 022 D000007 0 022 A000008 DEUTSCHE BANK 022 B000008 13-6124068 022 C000008 2844 022 D000008 0 022 A000009 BNP PARIBAS SECURITIES CORP. 022 B000009 13-3235334 022 C000009 2500 022 D000009 0 022 A000010 PAINE WEBBER 022 B000010 13-2932996 022 C000010 1091 022 D000010 0 023 C000000 89187 023 D000000 18452 024 000000 Y 025 A000001 BANC OF AMERICA SECURITIES, LLC 025 B000001 13-4078651 025 C000001 D 025 D000001 972 025 A000002 CS FIRST BOSTON CORP. 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CLAIBORNE TITLE VICE PRESIDENT EX-99.77C VOTES 2 rivus77c.txt The Annual Meeting of Shareholders of the Fund was held on June 11, 2007. At the meeting, shareholders voted on the election of all trustees, the results of which were as follows: # of # of Shares Shares in Favor Withheld - ------------------------------------------------------------------ W. Thacher Brown 4,427,997 36,261 John Gilray Christy 4,423,976 40,282 Morris Lloyd, Jr. 4,426,801 37,457 J. Lawrence Shane 4,422,803 41,455 -----END PRIVACY-ENHANCED MESSAGE-----