-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UF7ieegHIG2doSdSfQGo9NAgS5BN+EHkhbbGeTi5yt8t7WlJXHyhrr8G0TOjxW6O Dv5hobmMUY3Q5zEgprXPrA== 0000940400-06-000587.txt : 20061128 0000940400-06-000587.hdr.sgml : 20061128 20061128105900 ACCESSION NUMBER: 0000940400-06-000587 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20061128 EFFECTIVENESS DATE: 20061128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVUS BOND FUND CENTRAL INDEX KEY: 0000030125 IRS NUMBER: 231745238 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02201 FILM NUMBER: 061241071 BUSINESS ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 BUSINESS PHONE: 9142734545 MAIL ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 FORMER COMPANY: FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19890511 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL INCOME SECURITIES INC DATE OF NAME CHANGE: 19711102 NSAR-A 1 rivus.fil PAGE 1 000 A000000 09/30/2006 000 C000000 0000030125 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVUS BOND FUND 001 B000000 811-02201 001 C000000 9147653272 002 A000000 113 KING STREET 002 B000000 ARMONK 002 C000000 NY 002 D010000 10504 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 MBIA CAPITAL 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B000000 95288 076 000000 18.25 077 A000000 Y 077 C000000 Y 078 000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 769667106 087 A030000 BDF 088 A000000 N 088 B000000 N 088 C000000 N PAGE 8 088 D000000 N SIGNATURE RICHARD WALZ TITLE VICE PRESIDENT EX-99.77C VOTES 2 rivus77c.txt Item 77C: The Annual Meeting of Shareholders of the Fund was held on June 13, 2006. At the meeting, shareholders voted on the election of all directors, the approval of the removal of a fundamental investment policy with respect to investment in the electrical utility industry, to approve an Agreement and Plan of Reorganization and to ratify the appointment of Tait, Weller & Baker LLP, the existing independent registered public accounting firm. WITH REGARD TO THE ELECTION OF THE FOLLOWING DIRECTORS OF THE FUND: # OF # OF SHARES SHARES IN FAVOR WITHHELD W. Thacher Brown 3,458,799 85,661 John Gilray Christy 3,454,745 89,715 Morris Lloyd, Jr. 3,453,741 90,719 J. Lawrence Shane 3,452,916 91,544 # OF # OF # OF # OF SHARES SHARES SHARES BROKER IN FAVOR ABSTAINED AGAINST NON-VOTES WITH REGARD TO THE PLAN OF REORGANIZATION: Plan of reorganization 2,340,711 102,340 127,935 973,474 WITH REGARD TO THE INVESTMENT POLICY CHANGE: New investment policy 2,392,438 102,744 75,804 973,474 WITH REGARD TO RATIFY THE APPOINTMENT OF THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: Appointment of the independent registered public accounting firm 3,467,621 28,047 48,792 0 -----END PRIVACY-ENHANCED MESSAGE-----