SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Sreeram Attiganal N

(Last) (First) (Middle)
2030 DOW CENTER

(Street)
MIDLAND MI 48674

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DOW CHEMICAL CO /DE/ [ DOW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
08/09/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 08/09/2017 M 39,170 A $32.16 133,094.188 D
Common 08/09/2017 M 38,690 A $9.53 171,784.188 D
Common 08/09/2017 M 34,810 A $46.71 206,594.188 D
Common 08/09/2017 M 33,200 A $27.79 239,794.188 D
Common 08/09/2017 M 31,012 A $49.44 270,806.188 D
Common 08/09/2017 M 30,750 A $38.62 301,556.188 D
Common 08/09/2017 M 26,530 A $34 328,086.188 D
Common 08/09/2017 M 25,100 A $38.38 353,186.188 D
Common 08/09/2017 M 16,969 A $46.01 370,155.188 D
Common 08/09/2017 F(1) 2,167 D $63.585 367,988.188 D
Common 08/09/2017 F(1) 3,188 D $63.585 364,800.188 D
Common 08/09/2017 F(1) 4,269 D $63.585 360,531.188 D
Common 08/09/2017 F(1) 4,597 D $63.585 355,934.188 D
Common 08/09/2017 F(1) 5,578 D $63.585 350,356.188 D
Common 08/09/2017 F(1) 5,703 D $63.585 344,653.188 D
Common 08/09/2017 F 5,799 D $63.585 338,854.188 D
Common 08/09/2017 F(1) 8,635 D $63.585 330,219.188 D
Common 08/09/2017 F(1) 8,944 D $63.585 321,275.188 D
Common 08/09/2017 F 12,279 D $63.585 308,996.188 D
Common 08/09/2017 F 14,187 D $63.585 294,809.188 D
Common 08/09/2017 F 14,511 D $63.585 280,298.188 D
Common 08/09/2017 F 15,151 D $63.585 265,147.188 D
Common 08/09/2017 F(1) 15,196 D $63.585 249,951.188 D
Common 08/09/2017 F 18,677 D $63.585 231,274.188 D
Common 08/09/2017 F 19,812 D $63.585 211,462.188 D
Common 08/09/2017 F 24,114 D $63.585 187,348.188 D
Common 08/09/2017 F 25,572 D $63.585 161,776.188 D
Common 204.7566 I By 401(k) Plan
Common 920.1513 I By 401(k) Plan ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)(2) $34 08/09/2017 M 26,530 (3) 02/10/2022 Common 26,530 $0.0000 0.0000 D
Non-Qualified Stock Option (right to buy)(2) $38.38 08/09/2017 M 25,100 (4) 02/11/2021 Common 25,100 $0.0000 0.0000 D
Non-Qualified Stock Option (right to buy)(2) $27.79 08/09/2017 M 33,200 (5) 02/12/2020 Common 33,200 $0.0000 0.0000 D
Non-Qualified Stock Option (right to buy)(6) $46.01 08/09/2017 M 16,969 (7) 02/12/2026 Common 16,969 $0.0000 33,941 D
Non-Qualified Stock Option (right to buy)(2) $9.53 08/09/2017 M 38,690 (8) 02/13/2019 Common 38,690 $0.0000 0.0000 D
Non-Qualified Stock Option (right to buy)(6) $49.44 08/09/2017 M 31,012 (9) 02/13/2025 Common 31,012 $0.0000 15,508 D
Non-Qualified Stock Option (right to buy)(10) $46.71 08/09/2017 M 34,810 (11) 02/14/2024 Common 34,810 $0.0000 0.0000 D
Non-Qualified Stock Option (right to buy)(10) $32.16 08/09/2017 M 39,170 (12) 02/15/2023 Common 39,170 $0.0000 0.0000 D
Non-Qualified Stock Option (right to buy)(2) $38.62 08/09/2017 M 30,750 (13) 02/18/2018 Common 30,750 $0.0000 0.0000 D
Explanation of Responses:
1. Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
2. Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
3. The options vest in three equal annual installments beginning on February 10, 2013.
4. The options vest in three equal annual installments beginning on February 11, 2012.
5. The options vest in three equal annual installments beginning on February 12, 2011.
6. Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.
7. The options vest in three equal annual installments beginning on February 12, 2017.
8. The options vested in three equal annual installments beginning on February 13, 2010.
9. The options vest in three equal annual installments beginning on February 13, 2016.
10. Granted under The Dow Chemical Company 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.
11. The options vest in three equal annual installments beginning on February 14, 2015.
12. The options vest in three equal annual installments beginning on February 15, 2014.
13. The options vested in three equal annual installments beginning on February 15, 2009.
/s/ Attiganal N Sreeram 08/11/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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