0001225208-17-010119.txt : 20170519 0001225208-17-010119.hdr.sgml : 20170519 20170519160843 ACCESSION NUMBER: 0001225208-17-010119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170517 FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soderstrom Johanna CENTRAL INDEX KEY: 0001628361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03433 FILM NUMBER: 17857883 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 4 1 doc4.xml X0306 4 2017-05-17 0000029915 DOW CHEMICAL CO /DE/ DOW 0001628361 Soderstrom Johanna 2030 DOW CENTER MIDLAND MI 48674 1 Corporate Vice President Common 2017-05-17 4 M 0 6200.0000 27.7900 A 68026.0000 D Common 2017-05-17 4 M 0 6090.0000 9.5300 A 74116.0000 D Common 2017-05-17 4 M 0 3610.0000 38.6200 A 77726.0000 D Common 2017-05-17 4 M 0 2090.0000 39.7450 A 79816.0000 D Common 2017-05-17 4 F 0 352.0000 62.4500 D 79464.0000 D Common 2017-05-17 4 F 0 637.0000 62.4500 D 78827.0000 D Common 2017-05-17 4 F 0 930.0000 62.4500 D 77897.0000 D Common 2017-05-17 4 F 0 1331.0000 62.4500 D 76566.0000 D Common 2017-05-17 4 F 0 1590.0000 62.4500 D 74976.0000 D Common 2017-05-17 4 F 0 2233.0000 62.4500 D 72743.0000 D Common 2017-05-17 4 F 0 2385.0000 62.4500 D 70358.0000 D Common 2017-05-17 4 F 0 2759.0000 62.4500 D 67599.0000 D Common 22.8760 I By 401(k) Plan Common 967.8380 I By 401(k) Plan ESOP Non-Qualified Stock Option (right to buy) 27.7900 2017-05-17 4 M 0 6200.0000 0.0000 D 2020-02-12 Common 6200.0000 0.0000 D Non-Qualified Stock Option (right to buy) 9.5300 2017-05-17 4 M 0 6090.0000 0.0000 D 2019-02-13 Common 6090.0000 0.0000 D Non-Qualified Stock Option (right to buy) 38.6200 2017-05-17 4 M 0 3610.0000 0.0000 D 2018-02-18 Common 3610.0000 0.0000 D Non-Qualified Stock Option (right to buy) 39.7450 2017-05-17 4 M 0 2090.0000 0.0000 D 2017-11-19 Common 2090.0000 0.0000 D Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. The options vest in three equal annual installments beginning on February 12, 2011. The options vested in three equal annual installments beginning on February 13, 2010. The options vested in three equal annual installments beginning on February 15, 2009. The options vest in three equal annual installments beginning on November 11, 2008. /s/ Johanna Soderstrom 2017-05-18