0001225208-13-017692.txt : 20130813 0001225208-13-017692.hdr.sgml : 20130813 20130813111127 ACCESSION NUMBER: 0001225208-13-017692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130809 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitterling James R CENTRAL INDEX KEY: 0001490029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03433 FILM NUMBER: 131031800 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 4 1 doc4.xml X0306 4 2013-08-09 0000029915 DOW CHEMICAL CO /DE/ DOW 0001490029 Fitterling James R 2030 DOW CENTER MIDLAND MI 48674 1 Executive Vice President Common 2013-08-09 4 M 0 30000.0000 9.5300 A 203921.6590 D Common 2013-08-09 4 S 0 30000.0000 38.0000 D 173921.6590 D Common 1012.5630 I By 401(k) Plan Common 2615.6030 I By 401(k) Plan ESOP Non-Qualified Stock Option (right to buy) 9.5300 2013-08-09 4 M 0 30000.0000 0.0000 D 2019-02-13 Common 30000.0000 0.0000 D The transaction reported on this Form 4 was effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 28, 2013. The options vested in three equal annual installments beginning on February 13, 2010. /s/ James R Fitterling 2013-08-13