0001193125-12-227795.txt : 20120511 0001193125-12-227795.hdr.sgml : 20120511 20120511132859 ACCESSION NUMBER: 0001193125-12-227795 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00590 FILM NUMBER: 12833356 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 13F-HR/A 1 d346779d13fhra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2012 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [x] is a restatement. [_] adds new holdings entries. INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: Name: The Dow Chemical Company Address: 2030 Dow Center Midland, MI 48764 Form 13F File Number: 28-00590 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: Name: Ronald C. Edmonds Title: Vice President & Controller Phone: 989-636-5018 SIGNATURE, PLACE, AND DATE OF SIGNING: Ronald C. Edmonds Midland, MI May 11, 2012 ------------------- ------------- ----------- (Signature) (City, State) (Date) REPORT TYPE (CHECK ONE ONLY): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $1,098,561 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- Page 1 of 1 For Period Ending: 3/31/2012 FORM 13F Name of Reporting Manager: The Dow Chemical Company
ITEM 6: ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: INVESTMENT DISCRETION ITEM 7: ITEM 8: --------------------- FAIR (B) VOTING AUTHORITY MARKET SHARED (C) --------------------- CUSIP VALUE SH/ CALL/ (A) AS SHARED- (B) (C) NAME OF ISSUER TITLE OF CLASS NUMBER IN (000'S) SHARES PRN PUT SOLE DEFINED OTHER MANAGERS (A) SOLE SHARED NONE ------------------- ---------------- ----------- ---------- --------- ---- ----- ---- ------- ------- -------- --------- ------ ---- SPDR S&P 500 ETF TR TR UNIT 78462F 10 3 342,483 2,433,856 SH Sole 2,433,856 ISHARES TR MSCI EMERG MKT 464287 23 4 281,223 6,549,218 SH Sole 6,549,218 ISHARES TR S&P 500 INDEX 464287 20 0 63,461 449,412 SH Sole 449,412 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y 60 5 32,538 2,062,003 SH Sole 2,062,003 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X 10 9 31,037 235,500 SH Sole 235,500 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042 85 8 28,300 651,022 SH Sole 651,022 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y 88 6 27,940 797,134 SH Sole 797,134 VANGUARD INDEX FDS LARGE CAP ETF 922908 63 7 27,705 430,000 SH Sole 430,000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y 70 4 25,001 668,107 SH Sole 668,107 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y 30 8 16,968 497,876 SH Sole 497,876 PROCTER & GAMBLE CO COM 742718 10 9 11,285 167,900 SH Sole 167,900 CISCO SYS INC COM 17275R 10 2 10,389 491,200 SH Sole 491,200 MICROSOFT CORP COM 594918 10 4 9,091 281,900 SH Sole 281,900 ISHARES TR S&P 100 IDX FD 464287 10 1 8,998 140,500 SH Sole 140,500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y 20 9 8,808 234,321 SH Sole 234,321 JUNIPER NETWORKS INC COM 48203R 10 4 7,916 346,000 SH Sole 346,000 NETAPP INC COM 64110D 10 4 7,853 175,400 SH Sole 175,400 GENERAL MTRS CO COM 37045V 10 0 6,977 272,000 SH Sole 272,000 CORNING INC COM 219350 10 5 6,329 449,480 SH Sole 449,480 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y 50 6 5,951 82,963 SH Sole 82,963 MARVELL TECHNOLOGY GROUP LTD ORD G5876H 10 5 5,889 374,400 SH Sole 374,400 SYMANTEC CORP COM 871503 10 8 5,857 313,200 SH Sole 313,200 ABERCROMBIE & FITCH CO CL A 002896 20 7 5,755 116,000 SH Sole 116,000 AT&T INC COM 00206R 10 2 5,621 180,000 SH Sole 180,000 AMAZON COM INC COM 023135 10 6 5,468 27,000 SH Sole 27,000 BANK OF AMERICA CORPORATION COM 060505 10 4 5,431 567,500 SH Sole 567,500 BROADCOM CORP CL A 111320 10 7 5,266 134,000 SH Sole 134,000 MERCK & CO INC NEW COM 58933Y 10 5 5,011 130,500 SH Sole 130,500 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y 40 7 4,998 110,827 SH Sole 110,827 BOSTON SCIENTIFIC CORP COM 101137 10 7 4,963 830,000 SH Sole 830,000 NOKIA CORP SPONSORED ADR 654902 20 4 4,261 776,200 SH Sole 776,200 AMGEN INC COM 031162 10 0 4,032 59,300 SH Sole 59,300 HARTFORD FINL SVCS GROUP INC COM 416515 10 4 4,005 190,000 SH Sole 190,000 BAKER HUGHES INC COM 057224 10 7 3,984 95,000 SH Sole 95,000 KRAFT FOODS INC CL A 50075N 10 4 3,953 104,000 SH Sole 104,000 ENSCO PLC SPONSORED ADR 29358Q 10 9 3,811 72,000 SH Sole 72,000 ABBOTT LABS COM 002824 10 0 3,769 61,500 SH Sole 61,500 NVIDIA CORP COM 67066G 10 4 3,678 239,000 SH Sole 239,000 JOHNSON CTLS INC COM 478366 10 7 3,654 112,500 SH Sole 112,500 AKAMAI TECHNOLOGIES INC COM 00971T 10 1 3,270 89,090 SH Sole 89,090 HALLIBURTON CO COM 406216 10 1 3,253 98,000 SH Sole 98,000 GOOGLE INC CL A 38259P 50 8 3,206 5,000 SH Sole 5,000 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y 80 3 3,126 103,682 SH Sole 103,682 BAXTER INTL INC COM 071813 10 9 2,989 50,000 SH Sole 50,000 UNITED STATES STL CORP NEW COM 912909 10 8 2,832 96,431 SH Sole 96,431 MOTOROLA SOLUTIONS INC COM NEW 620076 30 7 2,614 51,428 SH Sole 51,428 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V 40 8 2,603 98,000 SH Sole 98,000 CITIGROUP INC COM NEW 172967 42 4 2,559 70,000 SH Sole 70,000 MOSAIC CO NEW COM 61945C 10 3 2,405 43,500 SH Sole 43,500 NABORS INDUSTRIES LTD SHS G6359F 10 3 2,221 127,000 SH Sole 127,000 GOLDMAN SACHS GROUP INC COM 38141G 10 4 2,114 17,000 SH Sole 17,000 ELECTRONIC ARTS INC COM 285512 10 9 2,060 125,000 SH Sole 125,000 ENTROPIC COMMUNICATIONS INC COM 29384R 10 5 1,787 306,444 SH Sole 306,444 ARCH COAL INC COM 039380 10 0 1,703 159,040 SH Sole 159,040 GILEAD SCIENCES INC COM 375558 10 3 1,641 33,600 SH Sole 33,600 MOLSON COORS BREWING CO CL B 60871R 20 9 1,584 35,000 SH Sole 35,000 INGERSOLL-RAND PLC SHS G47791 10 1 1,411 34,127 SH Sole 34,127 GOODYEAR TIRE & RUBR CO COM 382550 10 1 1,122 100,000 SH Sole 100,000 NYSE EURONEXT COM 629491 10 1 812 27,063 SH Sole 27,063 AETNA INC NEW COM 00817Y 10 8 752 15,000 SH Sole 15,000 NORTHERN TR CORP COM 665859 10 4 475 10,000 SH Sole 10,000 STATE STR CORP COM 857477 10 3 455 10,000 SH Sole 10,000 INSULET CORP COM 45784P 10 1 390 20,375 SH Sole 20,375 WEATHERFORD INTERNATIONAL LT REG SHS H27013 10 3 302 20,000 SH Sole 20,000 NEUROGESX INC COM 641252 10 1 234 459,032 SH Sole 459,032 GOLDMAN SACHS GROUP INC CALL 38141G 90 4 165 44,000 SH Call Sole 44,000 BANK OF AMERICA CORPORATION CALL 060505 90 4 124 100,000 SH Call Sole 100,000 AMICUS THERAPEUTICS INC COM 03152W 10 9 117 22,162 SH Sole 22,162 UNITED STATES STL CORP NEW CALL 912909 90 8 55 30,000 SH Call Sole 30,000 MOLSON COORS BREWING CO CALL 60871R 90 9 50 55,000 SH Call Sole 55,000 ALEXZA PHARMACEUTICALS INC COM 015384 10 0 43 69,246 SH Sole 69,246 ELECTRONIC ARTS INC CALL 285512 90 9 43 50,000 SH Call Sole 50,000 CYCLACEL PHARMACEUTICALS INC COM 23254L 10 8 22 32,015 SH Sole 32,015 MOLSON COORS BREWING CO PUT 60871R 95 9 18 25,000 SH Put Sole 25,000 ABERCROMBIE & FITCH CO CALL 002896 90 7 15 10,000 SH Call Sole 10,000 TESLA MTRS INC COM 88160R 10 1 330 8,850 SH Sole 8,850 GRAND TOTAL 1,098,561