The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 42,129 | 2,937,864 | SH | SOLE | 2,937,864 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 213,369 | 4,573,833 | SH | SOLE | 4,573,833 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 211,036 | 4,027,402 | SH | SOLE | 4,027,402 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 15,133 | 678,000 | SH | SOLE | 678,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 15,210 | 287,418 | SH | SOLE | 287,418 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 6,173 | 71,359 | SH | SOLE | 71,359 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 6,082 | 119,778 | SH | SOLE | 119,778 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1,285 | 25,435 | SH | SOLE | 25,435 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 5,869 | 59,277 | SH | SOLE | 59,277 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 5,660 | 98,689 | SH | SOLE | 98,689 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 7,581 | 318,274 | SH | SOLE | 318,274 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 2,482 | 38,529 | SH | SOLE | 38,529 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 7,278 | 117,428 | SH | SOLE | 117,428 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 5,781 | 186,470 | SH | SOLE | 186,470 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 73 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 5,651 | 1,771,428 | SH | SOLE | 1,771,428 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 79,594 | 21,001,151 | SH | SOLE | 21,001,151 | 0 | 0 | ||
AGROFRESH SOLUTIONS | WARRANTS | 00856G117 | 479 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 |