The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 14,265 | 428,500 | SH | SOLE | 428,500 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 59,898 | 2,937,864 | SH | SOLE | 2,937,864 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 54,091 | 1,969,090 | SH | SOLE | 1,969,090 | 0 | 0 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 12,922 | 777,950 | SH | SOLE | 777,950 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 11,581 | 219,839 | SH | SOLE | 219,839 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 2,067 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 7,619 | 133,925 | SH | SOLE | 133,925 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 3,302 | 54,546 | SH | SOLE | 54,546 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 8,927 | 90,451 | SH | SOLE | 90,451 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 4,663 | 64,533 | SH | SOLE | 64,533 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 13,078 | 468,560 | SH | SOLE | 468,560 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 8,057 | 106,479 | SH | SOLE | 106,479 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 11,925 | 186,476 | SH | SOLE | 186,476 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 64,447 | 241,500 | SH | SOLE | 241,500 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 410 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 4,712 | 1,771,428 | SH | SOLE | 1,771,428 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 127,793 | 18,178,238 | SH | SOLE | 18,178,238 | 0 | 0 | ||
AGROFRESH SOLUTIONS | WARRANTS | 00856G117 | 1,650 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 |