-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VgyArlsOCij1XRlDx211Wi5hqZSslxwIcQqQUzjzYMN9eemkO4KE5s8R9/B35EMb Q8jO01lMInyTQisdSvdL+A== 0000029915-00-000029.txt : 20000307 0000029915-00-000029.hdr.sgml : 20000307 ACCESSION NUMBER: 0000029915-00-000029 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000306 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECOGEN INC CENTRAL INDEX KEY: 0000814050 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 222487948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-38660 FILM NUMBER: 561870 BUSINESS ADDRESS: STREET 1: 2000 CABOT BLVD W #170 CITY: LANGHORNE STATE: PA ZIP: 19047-1811 BUSINESS PHONE: 2157571590 MAIL ADDRESS: STREET 1: 2005 CABOT BLVD W CITY: LANGHORNE STATE: PA ZIP: 19047 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 5176361000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 ECOGEN INC. (Name of Issuer) COMMON STOCK, par value $0.01 per share (Title of Class of Securities) 278864 20 2 (CUSIP Number) February 15, 2000 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is being filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 278864 20 2 1. Name of Reporting Person: The Dow Chemical Company I.R.S. Identification No. of the Above Person: 38-1285128 2. Check the Appropriate Box if a Member of a Group: (a) [ ] (b) [ ] 3. SEC Use Only 4. Citizenship or Place of Organization: Delaware Number of 5. Sole Voting Power: 1,351,351 Shares Beneficially 6. Shared Voting Power: 0 Owned by Each Reporting Person 7. Sole Dispositive Power: 1,351,351 With 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,351,351 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares: [ ] 11. Percent of Class Represented by Amount in Row (9): 11.4 %1 12. Type of Reporting Person: CO Item 1. (a) Name of Issuer: Ecogen Inc. (b) Address of Issuer's Principal Executive Offices: 2000 Cabot Boulevard Suite 170 West Langhorne, PA 19047 Item 2. (a) Name of Person Filing: The Dow Chemical Company (b) Address of Principal Business Office: 2030 Dow Center, Midland, MI 48674 (c) Citizenship: Delaware (d) Title of class of Securities: Common Stock, par value $0.01 per share (e) CUSIP No.: 278864 20 2 Item 3. Status of Person Filing. Not applicable Item 4. Ownership. (a) Amount beneficially owned: 1,351,351 (b) Percent of class: 11.4 %1 (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1,351,351 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 1,351,351 (iv) Shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported or by the Parent Holding Company or Control Person. The Filing Person holds its ownership interest in the Issuer through its ultimately wholly owned subsidiary, Mycogen Corporation. Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 6, 2000 THE DOW CHEMICAL COMPANY By: /s/G. MICHAEL LYNCH Name: G. Michael Lynch Title: Vice President and Controller _______________________________ 1 This Schedule 13G/A is being filed solely to correct the percentage ownership held by the Reporting Person. No other changes in the original Schedule 13G have been made. -----END PRIVACY-ENHANCED MESSAGE-----