-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DYQeHs7xvJBYdbWrgxrq717kdOQd9dMb9corqFqkeDtVT8BWXXG4TDcWP6cqkCih WFD3Hfl81C4TTAvmrj/cnw== 0000002969-02-000022.txt : 20020813 0000002969-02-000022.hdr.sgml : 20020813 20020813145948 ACCESSION NUMBER: 0000002969-02-000022 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIR PRODUCTS & CHEMICALS INC /DE/ CENTRAL INDEX KEY: 0000002969 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 231274455 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-04534 FILM NUMBER: 02729361 BUSINESS ADDRESS: STREET 1: 7201 HAMILTON BLVD CITY: ALLENTOWN STATE: PA ZIP: 18195-1501 BUSINESS PHONE: 6104814911 MAIL ADDRESS: STREET 1: 7201 HAMILTON BLVD CITY: ALLENTOWN STATE: PA ZIP: 18195-1501 8-K 1 form8k0813-02.txt ITEM #9 FD DISCLOSURE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 13, 2002 -------------------- Air Products and Chemicals, Inc. -------------------------------- (Exact name of registrant as specified in charter)
Delaware 1-4534 23-1274455 -------------------------------------------- ------------------------ -------------------------- (State or other jurisdiction of incorporation) (Commission file number) (IRS Identification number) 7201 Hamilton Boulevard, Allentown, Pennsylvania 18195-1501 ------------------------------------------------ ------------ (Address of principal executive officer) (Zip Code) Registrant's telephone number, including area code 610 481-4911 - -------------------------------------------------- ----------------
Item 9. Regulation FD Disclosure. - --------------------------------- On August 13, 2002, each of the Principal Executive Officer, John P. Jones III, and Principal Financial Officer, John R. Owings, of Air Products and Chemicals, Inc. submitted to the SEC sworn statements pursuant to Securities and Exchange Commission Order No. 4-460. A copy of each of these statements is attached hereto as an Exhibit (99.1 and 99.2). 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Air Products and Chemicals, Inc. ------------------------------------- (Registrant) Dated: 13 August 2002 By: /s/John R. Owings ------------------------------------- John R. Owings Vice President and Chief Financial Officer 3 INDEX TO EXHIBITS Exhibit 99.1: Statement Under Oath of Principal Executive Officer dated August 13, 2002. Exhibit 99.2: Statement under Oath of Principal Financial Officer dated August 13, 2002. 4 EX-99 3 exhibit99-1.txt STATEMENT OF PRINCIPAL EXECUTIVE OFFICER Exhibit 99.1 Statement Under Oath of Principal Executive Officer And Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, John P. Jones III, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Air Products and Chemicals, Inc., and, except as corrected or supplemented in a subsequent covered report: |X| No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and |X| No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": |X| Report of Air Products and Chemicals, Inc. on Form 10-K for the year ended September 30, 2001 |X| All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Air Products and Chemicals, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and |X| Any amendments to any of the foregoing. Dated: 13 August 2002 /s/ John P. Jones III ------------------------- John P. Jones III Chief Executive Officer COMMONWEALTH OF PENNSYLVANIA ) ) SS: COUNTY OF LEHIGH ) Subscribed and sworn to before me this 13th day of August 2002. /s/ Lynn German Long ------------------------ Lynn German Long Notary Public My Commission Expires: 4/25/04 EX-99 4 exhibit99-2.txt STATEMENT OF CHIEF FINANCIAL OFFICER Exhibit 99.2 Statement Under Oath of Principal Executive Officer And Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, John R. Owings, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Air Products and Chemicals, Inc., and, except as corrected or supplemented in a subsequent covered report: |X| No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and |X| No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": |X| Report of Air Products and Chemicals, Inc. on Form 10-K for the year ended September 30, 2001 |X| All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Air Products and Chemicals, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and |X| Any amendments to any of the foregoing. Dated: 13 August 2002 /s/ John R. Owings ------------------------------ John R. Owings Chief Financial Officer COMMONWEALTH OF PENNSYLVANIA ) ) SS: COUNTY OF LEHIGH ) Subscribed and sworn to before me this 13th day of August 2002. /s/ Lynn German Long ----------------------------- Lynn German Long Notary Public My Commission Expires: 4/25/04 -----END PRIVACY-ENHANCED MESSAGE-----