0001209191-21-018002.txt : 20210304 0001209191-21-018002.hdr.sgml : 20210304 20210304190517 ACCESSION NUMBER: 0001209191-21-018002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ryan Douglas D CENTRAL INDEX KEY: 0001741242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 21715936 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY & SONS COMPANY STREET 2: 35 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312.326.8000 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-02 0 0000029669 RR Donnelley & Sons Co RRD 0001741242 Ryan Douglas D C/O R.R. DONNELLEY & SONS COMPANY 35 W. WACKER DRIVE CHICAGO IL 60601 0 1 0 0 President-Marketing Solutions Common Stock 2021-03-02 4 M 0 29517 A 147359 D Common Stock 2021-03-02 4 D 0 29517 4.52 D 117842 D Common Stock 2021-03-02 4 F 0 15510 4.52 D 102332 D Common Stock 2021-03-02 4 A 0 37912 A 140244 D Common Stock 2021-03-02 4 F 0 17546 4.52 D 122698 D Common Stock 2021-03-02 4 A 0 67433 A 190131 D Phantom Stock 2021-03-02 4 M 0 29517 D Common Stock 29517 59034 D Phantom Stock 2021-03-02 4 A 0 53196 A Common Stock 53196 112230 D Each share of phantom stock is payable in shares of common stock. The vested phantom stock was settled for cash. Shares acquired upon settlement of Performance Stock Units granted on March 2, 2018 Company granted restricted stock units issued pursuant to a Rule 16b-3 plan. The restricted stock units are payable in shares of common stock in three equal annual installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment. Phantom stock is payable in shares of common stock or cash in three equal installments on the anniversary of grant date, subject to reporting person's continued employment. Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting. Phantom stock is payable in shares of common stock or cash in three equal installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment. /s/ Deborah L. Steiner, Attorney-in-Fact for Douglas D. Ryan 2021-03-04