0001209191-21-017999.txt : 20210304 0001209191-21-017999.hdr.sgml : 20210304 20210304190059 ACCESSION NUMBER: 0001209191-21-017999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knotts Daniel L. CENTRAL INDEX KEY: 0001408602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 21715925 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY STREET 2: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312.326.8000 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-02 0 0000029669 RR Donnelley & Sons Co RRD 0001408602 Knotts Daniel L. C/O R.R. DONNELLEY & SONS COMPANY 35 WEST WACKER DRIVE CHICAGO IL 60601 1 1 0 0 CEO & President Common Stock 2021-03-02 4 M 0 215523 A 1731109 D Common Stock 2021-03-02 4 D 0 215523 4.52 D 1515586 D Common Stock 2021-03-02 4 F 0 121270 4.52 D 1394316 D Common Stock 2021-03-02 4 A 0 330873 A 1725189 D Common Stock 2021-03-02 4 F 0 146705 4.52 D 1578484 D Common Stock 2021-03-02 4 A 0 509520 A 2088004 D Phantom Stock 2021-03-02 4 M 0 215523 D Common Stock 215523 431046 D Phantom Stock 2021-03-02 4 A 0 401945 A Common Stock 401945 832991 D Each share of phantom stock is payable in shares of common stock. The vested phantom stock was settled for cash. Shares acquired upon settlement of Performance Stock Units granted on March 2, 2018 Company granted restricted stock units issued pursuant to a Rule 16b-3 plan. The restricted stock units are payable in shares of common stock in three equal annual installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment. Phantom stock is payable in shares of common stock or cash in three equal installments on the anniversary of grant date, subject to reporting person's continued employment. Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting. Phantom stock is payable in shares of common stock or cash in three equal installments on March 2, 2022, March 2, 2023 and March 2, 2024, subject to reporting person's continued employment. /s/ Deborah L. Steiner, Attorney-in-Fact for Daniel L. Knotts 2021-03-04