-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VudtE2oWwZdP13ak8qvdG2XKsm32jDOOsUNZMVuTUo8N6t4tkWtiCZqtUg+UfxKj Qo/6kZOYc7hqIH7/67LZZA== 0000899681-05-000019.txt : 20050110 0000899681-05-000019.hdr.sgml : 20050110 20050110120728 ACCESSION NUMBER: 0000899681-05-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050106 FILED AS OF DATE: 20050110 DATE AS OF CHANGE: 20050110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ECKERT ALFRED C III CENTRAL INDEX KEY: 0001127382 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 05520061 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET STREET 2: SUITE 3200 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DONNELLEY R R & SONS CO CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 77 W WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-06 0000029669 DONNELLEY R R & SONS CO RRD 0001127382 ECKERT ALFRED C III 500 CAMPUS DRIVE SUITE 220 FLORHAM PARK NJ 07932 1 0 0 0 Common Stock 23625 D Common Stock 2005-01-06 4 D 0 10620448 33.53 D 0 I See footnote See Exhibit 99.1 hereto. See Exhibit 99.1 hereto. See Exhibit 99.1 hereto. /s/Alfred C. Eckert III 2005-01-06 EX-99 2 eckert-ex991_010505.txt Exhibit 99.1 - ------------ (1) Common Stock, and rights to purchase Series A Junior Participating Preferred Stock attached thereto. (2) Greenwich Street Capital Partners II, L.P. ("GSCP II"), GSCP Offshore Fund, L.P. ("GSCP Offshore"), Greenwich Fund, L.P. ("Greenwich Fund"), Greenwich Street Employees Fund, L.P. ("Employees Fund") and TRV Executive Fund, L.P. ("TRV" and together with GSCP II, GSCP Offshore, Greenwich Fund and Employees Fund, the "Greenwich Street Funds"), collectively own 10,620,448 shares of common stock of R.R. Donnelley & Sons Company ("Donnelley Common Stock"). Mr. Eckert is deemed to be the indirect beneficial owner of the 10,620,448 shares of Donnelly Common Stock owned by the Greenwich Street Funds in his capacity as (a) a managing member of Greenwich Street Investments II, L.L.C., which is the general partner of each of the Greenwich Street Funds, (b) a limited partner of GSCP (NJ), L.P. (the "Funds Manager"), which is the manager of the Greenwich Street Funds, and (c) an executive officer and stockholder of GSCP (NJ) Inc., which is the general partner of the Funds Manager. In a public offering of Donnelley Common Stock, 4,655,644 shares were sold by the Greenwich Street Funds. In a separate transaction Donnelley repurchased 5,964,804 shares from the Greenwich Street Funds. Mr. Eckert directly owns 23,625 shares of Donnelley Common Stock, which are not being sold pursuant to the public offering or the repurchase. (3) Mr. Eckert disclaims beneficial ownership of the shares of Donnelley Common Stock owned by the Greenwich Street Funds. Nothing in this Form 4 shall be construed as an admission that Mr. Eckert is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities reported on this Form 4, except to the extent of his pecuniary interest in any such securities. The ownership of the shares of Donnelley Common Stock by the Greenwich Street Funds is being reported by Mr. Eckert only because of his affiliation with the Greenwich Street Funds. -----END PRIVACY-ENHANCED MESSAGE-----